Evaluating the operational performance of airside and landside at Chinese airports with novel inputs

ABSTRACT

This paper evaluates the operational performance of airside and landside at Chinese airports with two novel inputs. Furthermore, the airport landside operation is decomposed into passenger-terminal operations and cargo-warehouse operations. One novel input is the capability of the runway system which is introduced into airside performance evaluation. The other novel input is cargo warehousing which is introduced into landside performance evaluation. To address multiple optimal solutions when estimating Returns to Scale in Data Envelopment Analysis, we adopted the Zhu and Shen method. This empirical study shows that neither the number of runways nor total runway length is a genuine index of runway system capability in the evaluation of airside performance. Only four airports achieved full efficiency in all eight measures while eight airports did not achieve any full efficiency. In addition, one airport did not perform well in the benchmark analysis.     

Apron capacity at hub airports—the impact of wave‐system structure

At hub airports, dominant airlines/alliance coordinate their flights in time with the aim of increasing the number (and quality) of connections, thus producing a wave‐system in traffic schedules. This paper addresses the impact of concentrating aircraft into waves on airport apron capacity. Existing models for apron capacity estimation are based on the number of stands, stand occupancy time, and demand structure, differing between representative groups of aircraft served at an airport. Criteria for aircraft grouping are aircraft type and/or airline and/or type of service (domestic, international, etc.). Modified deterministic analytical models proposed in this paper also take into account the wave‐system parameters, as well as runway capacity. They include the impact of these parameters on the number of flights in wave, stand occupancy time, and consequently apron capacity. Numerical examples illustrate the difference between apron capacity for an origin–destination airport and a hub airport, under the same conditions; utilization of the theoretical apron capacity at a hub airport, given the wave‐system structure; and utilization of the apron capacity at a hub airport when point‐to‐point traffic is allowed to use idle stands. Furthermore, the influence of different assignment strategies for aircraft stands in the case of hub airports is also discussed. Copyright © 2016 John Wiley & Sons, Ltd.     

A Heuristic Algorithm for the Allocation of Airport Runway System Capacity

Abstract

This paper develops a heuristic algorithm for the allocation of airport runway capacity to minimise the cost of arrival and departure aircraft/flight delays. The algorithm is developed as a potential alternative to optimisation models based on linear and integer programming. The algorithm is based on heuristic (‘greedy’) criteria that closely reflect the ‘rules of thumb’ used by air traffic controllers. Using inputs such as arrival and departure demand, airport runway system capacity envelopes and cost of aircraft/flight delays, the main output minimises the cost of arrival and departure delays as well as the corresponding interdependent airport runway system arrival and departure capacity allocation. The algorithm is applied to traffic scenarios at three busy US airports. The results are used to validate the performance of the proposed heuristic algorithm against results from selected benchmarking optimisation models.     

Crosswind‐based optimization of multiple runway orientations

The runway orientation must satisfy the operational requirements of aircraft for landing and takeoff. Actually, the runway orientation is the result of compromises between the airport usability (wind coverage) and additional factors, such as available land, existing obstructions, topographic difficulties, flight path interference among runways and airports, noise pollution, and other environmental impacts. Therefore, the solution of a combination of acceptable runway orientations, which avoids excessive crosswinds at least 95% of the time, as well as the optimal orientation solution, is essential to conduct those compromises in the runway orientation analysis. The objective of this paper is to develop a computer model, named the optimization of multiple runway orientations model, which is capable of simultaneously providing a combination of acceptable runway orientations, changing the allowable crosswind limit flexibly, and determining the optimal orientations of multiple runway configurations. Instead of visual estimation or geometric computation, this paper presents an analytical method for wind coverage analysis. The model is mainly running in spreadsheet and Visual Basic for Applications (VBA). The numerical example and comparison show that the optimization of multiple runway orientations model is competitively accurate and convenient in comparison with previous ones. This paper presents an up‐to‐date model for the optimization of multiple runway orientations. By combining it with the geographic information system obstructions model, it can become an essential element of a future model for airport development cost minimization that combines airfield land use, earthwork volume, and cost estimation modules. Copyright © 2013 John Wiley & Sons, Ltd.     

Comparative performance analysis of European airports by means of extended data envelopment analysis

Data envelopment analysis (DEA) has become an established approach for analyzing and comparing efficiency results of corporate organizations or economic agents. It has also found wide application in comparative studies on airport efficiency. The standard DEA approach to comparative airport efficiency analysis has two feeble elements, viz. a methodological weakness and a substantive weakness. The methodological weakness originates from the choice of uniform efficiency improvement assessment, whereas the substantive weakness in airport efficiency analysis concerns the insufficient attention for short‐term and long‐term adjustment possibilities in the production inputs determining airport efficiency. The present paper aims to address both flaws by doing the following: (i) designing a data‐instigated distance friction minimization (DFM) model as a generalization of the standard Banker–Charnes–Cooper model with a view to the development of a more appropriate efficiency improvement projection model in the Banker–Charnes–Cooper version of DEA and (ii) including as factor inputs also lumpy or rigid factors that are characterized by short‐term indivisibility or inertia (and hence not suitable for short‐run flexible adjustment in new efficiency stages), as is the case for runways of airports. This so‐called fixed factor case will be included in the DFM submodel of the DEA. This extended DEA—with a DFM and a fixed factor component—will be applied to a comparative performance analysis of several major airports in Europe. Finally, our comparative study on airport efficiency analysis will be extended by incorporating also the added value of the presence of shopping facilities at airports for their relative economic performance. Copyright © 2012 John Wiley & Sons, Ltd.     

Slot misuse phenomena in capacity-constrained airports with seasonal demand: the Greek experience

Abstract

Airport slot misuse disturbs the efficient and continuous operation of capacity-constrained airports, leading to congestion and delay problems. Deviations from the coordinated schedule in regional airport systems that feature seasonal demand and delays in certain peak periods are studied in this article. The Greek airport system is considered as a case study. Deviations are quantified by computing the difference between scheduled and actual aircraft arrival times as well as the hourly slot capacity utilization ratio. Two collective indicators for airport benchmarking are proposed. An in-depth analysis of slot allocation deviations and the delays they cause is carried out for a representative sample of airports that are classified according to the proposed indicators. A brief discussion on potential measures to mitigate slot misuse is also presented.     

Integrated sequencing and merging aircraft to parallel runways with automated conflict resolution and advanced avionics capabilities

Congestion in Terminal Maneuvering Area (TMA) in hub airports is the main problem in Chinese air transportation. In this paper we propose a new system to integrated sequence and merge aircraft to parallel runways at Beijing Capital International Airport (BCIA). This system is based on the advanced avionics capabilities. Our methodology integrates a Multi-Level Point Merge (ML-PM) system, an economical descent approaches procedure, and a tailored heuristic algorithm to find a good, systematic, operationally-acceptable solution. First, Receding Horizontal Control (RHC) technique is applied to divide the entire 24 h of traffic into several sub-problems. Then in each sub-problem, it is optimized on given objectives (conflict, deviation from Estimated Time of Arrival (ETA) on the runway and makespan of the arrival flow). Four decision variables are designed to control the trajectory: the entry time, the entry speed, the turning time on the sequencing leg, and the landing runway allocation. Based on these variables, the real time trajectories are generated by the simulation module. Simulated Annealing (SA) algorithm is used to search the best solution for aircraft to execute. Finally, the conflict-free, least-delay, and user-preferred trajectories from the entry point of TMA to the landing runway are defined. Numerical results show that our optimization system has very stable de-conflict performance to handle continuously dense arrivals in transition airspace. It can also provide the decision support to assist flow controllers to handle the asymmetric arrival flows on different runways with less fuel consumption, and to assist tactical controllers to easily re-sequence aircraft with more relaxed position shifting. Moreover, our system can provide the fuel consumption prediction, and runway assignment information to assist airport and airlines managers for optimal decision making. Theoretically, it realizes an automated, cooperative and green control of routine arrival flows. Although the methodology defined here is applied to the airport BCIA, it could also be applied to other airports in the world.     

Airport capacity increase via the use of braking profiles

Many airports are encountering the problem of insufficient capacity, which is particularly severe in periods of increased traffic. A large number of elements influence airport capacity, but one of the most important is runway occupancy time. This time depends on many factors, including how the landing roll procedure is performed. The procedure usually does not include the objective to minimize the runway occupancy time. This paper presents an analysis which shows that the way of braking during landing roll has an essential impact on runway throughput and thus on airport capacity. For this purpose, the landing roll simulator (named ACPENSIM) was created. It uses Petri nets and is a convenient tool for dynamic analysis of aircraft movement on the runway with given input parameters and a predetermined runway exit. Simulation experiments allowed to create a set of nominal braking profiles that have different objective functions: minimizing the runway occupancy time, minimizing noise, minimizing tire wear, maximizing passenger comfort and maximizing airport capacity as a whole. The experiments show that there is great potential to increase airport capacity by optimizing the braking procedure. It has been shown that by using the proposed braking profiles it is possible to reduce the runway occupancy time even by 50%.     

Effects of corruption on efficiency of the European airports

The effect of corruption on airport productive efficiency is analyzed using an unbalanced panel data of major European airports from 2003 to 2009. We first compute the residual (or net) variable factor productivity using the multilateral index number method and then apply robust cluster random effects model in order to evaluate the importance of corruption. We find strong evidence that corruption has negative impacts on airport operating efficiency; and the effects depend on the ownership form of the airport. The results suggest that airports under mixed public–private ownership with private majority achieve lower levels of efficiency when located in more corrupt countries. They even operate less efficiently than fully and/or majority government owned airports in high corruption environment. We control for economic regulation, competition level and other airports’ characteristics. Our empirical results survive several robustness checks including different control variables, three alternative corruption measures: International Country Risk Guide (ICRG) corruption index, Corruption Perception Index (CPI) and Control of Corruption Index (CCI). The empirical findings have important policy implications for management and ownership structuring of airports operating in countries that suffer from higher levels of corruption.     

基于功能定位的国际航空枢纽评价

针对我国国际枢纽机场未按照设计之初功能定位发展的现状,运用AHP法构建国际枢纽机场综合评价指标体系,将国际航空运输规模指标、国际节点网络连通度指标、枢纽功能指标、综合交通指标纳入体系当中。首先对国内外大型国际枢纽机场进行评价,其次对我国机场布局规划中的10个国际枢纽机场进行评价。结果表明我国国际枢纽机场国际业务发展、航空枢纽建设与国外对标机场有一定差距,与自身战略规划有所偏差,针对薄弱指标项基于自身优势给出发展建议。最后基于一市两场与机场群的视角,分析了如何根据自身功能定位进行协同发展问题。     

Determination and Applications of Environmental Costs at Different Sized Airports – Aircraft Noise and Engine Emissions

With the increasing trend of charging for externalities and the aim of encouraging the sustainable development of the air transport industry, there is a need to evaluate the social costs of these undesirable side effects, mainly aircraft noise and engine emissions, for different airports. The aircraft noise and engine emissions social costs are calculated in monetary terms for five different sized airports, ranging from hub airports to small regional airports. The number of residences within different levels of airport noise contours and the aircraft noise classifications are the main determinants for accessing aircraft noise social costs. The environmental impacts of aircraft engine emissions include both aircraft landing and take-off and 30-minute cruise. The social costs of aircraft emissions vary by engine type and aircraft category, depending on the damage caused by different engine pollutants on the human health, vegetation, materials, aquatic ecosystem and climate. The results indicate that the relationship appears to be curvilinear between environmental costs and the traffic volume of an airport. The results and methodology of environmental cost calculation could be applied to the proposed European wide harmonised noise charges as well as the social cost benefit analysis of airports.     

An Airport Experience Framework from a Tourism Perspective

This study, by integrating the perspectives of sociological, psychological, and service marketing and management, all of which affect the passenger experience, proposes a theoretical framework for the creation of the airport experience in relation to tourism. This research responds to the current phenomenon in which airports are offering other types of experiences within the airport terminal, expanding the role of an airport from being a utility for transportation into a place where various and different values can be offered. This research explores the current airport experience and adds to research on airport experience by clarifying ten key components necessary for airport passenger experience propositions based on existing research, the current industry phenomena, and the empirical study. The paper also underlines those components that can enhance passenger experience in relation to tourism and highlights the role that airports contribute to a destination.     

Light Rail Rapid Transit systems for more sustainable ground accessibility of airports

This paper investigates the potential of Light Rail Rapid Transit (LRRT) to mitigate the environmental and social burden of ground access systems of an airport. This implies, on the one hand, LRRT's capability in mitigating externalities in terms of noise, air pollution/climate change, traffic incidents/accidents and congestion of airport ground access systems and, on the other, the provision of sufficient capacity to accommodate generally increasing volumes of both air passenger and airport employee demand by connecting the airport to its core catchment area. A methodology for assessing the capability of LRRT operating as an airport ground access system is developed. This methodology consists of models to analyze and predict demand and capacity for an LRRT system and models to quantify the externalities of particular airport ground access systems as well as assessing their prospective savings thanks to the introduction of an LRRT system. The methodology is applied to a large European airport – Amsterdam Schiphol (the Netherlands) – using a ‘what-if?’ scenario approach.     

A literature review of flexible development of airport terminals

The Master Plan has long been the traditional go-to approach to airport development. It was originally conceived for a scenario of stable growth. In recent decades, however, the airport industry has undergone substantial structural changes, with the traditional Master Plan progressively revealing limitations with regard to airports coping with the market’s unpredictability. There have since been increased calls for flexibility in the approach as an alternative or as a complement to the traditional Master Plan. A flexible development plan helps to accommodate changes within terminals. This paper presents a review of the current literature on airport terminal flexibility, covering a total of 19 reference works. The works were analysed in terms of the concepts, definitions and deployment frameworks, or similar. The review reveals that research in airport terminal flexibility is still in its early stages. A consensual definition has yet to be defined and no robust framework for deploying flexibility has been defined. We propose a new definition of flexible development. Furthermore, flexibility has been studied essentially in the context of expansion. However, in certain regions where land availability is scarce, other forms of airport development may be more important. We conclude the paper with suggestions for future research areas.     

支线机场供配电规划浅析

航空交通是现代文明的重要体现,是现代交通运输体系的一个重要组成部分。机场作为航空运输的重要载体,不仅要承担旅客的进港、候机、出港的任务,同时也要保障飞机有序安全地起降。机场供电的安全可靠,是保障机场正常运行的重要环节。本文通过对某一机场的供配电设计进行分析,对支线机场的供电提出合理的规划方案。     

A critical examination of an airport noise mitigation scheme and an aircraft noise charge: the case of capacity expansion and externalities at Sydney (Kingsford Smith) airport

In the wake of the Australian airline liberalization in 1990 and its forecasted impact on air traffic, capacity has been expanded at Sydney (Kingsford Smith) airport (Sydney KSA) – Australia's busiest commercial airport – with the construction of the third runway in 1994. Coinciding with the approval for this capacity expansion, the Commonwealth Government amended the Federal Airports Corporation (FAC) Act to direct the FAC to carry out activities which protect the environment from the effects of aircraft operations, with the cost to be borne by the airline industry according to the ‘Polluter Pays Principle'. Noise management plans were part of the conditions for developmental approval for a third runway. To this end, since 1995, Sydney KSA imposes a noise levy designed to generate sufficient revenues to fund a noise mitigation scheme. Although the issues of aircraft noise, in particular its impact on property values and land use planning around the airport, have been extensively addressed in the literature, no one has empirically examined the implications of new environmental policies in conjunction with airline liberalization and change in airport infrastructure. Principles and policy analyses are discussed in this paper. By focusing on the specifics of Sydney KSA, broader policy issues likely to be relevant for other major airports around the world are discussed.     

Congestion spill effects of Heathrow and Frankfurt airports on connection traffic in European and Gulf hub airports

We develop two stage fixed-effects single-spill and double-spill models for congestion connection spills of London Heathrow and Frankfurt airports on 9 hub airports in Europe and the Gulf. Our panel data covers connection traffic from 1997 to 2013 for Heathrow and 1997 to 2011 for Frankfurt. The single-spill results support strongly that the connection spills from Heathrow’s capacity limitations do strengthen competing hub airports of major alliance groups and to a lesser degree one Gulf hub. The double-spill model for Heathrow and Frankfurt shows nearly asymmetric overall spill characteristics between the two airports. Our results underline the influence of airline network strategies on congestion spills as European airline networks are shaped by alliances and umbrella mergers. Thus, the airline network perspective in airport capacity expansion decisions needs to play a greater role, as indicated by our asymmetric results for overall spill effects between Heathrow and Frankfurt airports.     

枢纽机场航线网络优化研究

枢纽机场航线网络优化主要解决由于航线网络结构与功能定位不匹配而导致的机场连通性低、航线网络同质化竞争严重、运行效率低下的问题。通过改进引力模型对城市对间的客流量进行预测,以此为预测的客流量为依据之一,以提高机场连通性为目的,构建航线网络优化模型,并进行求解。实现提高枢纽机场连通性、构建符合功能定位的层级网络的目标。并以位于我国中部,具有"连接南北,贯穿东西"地理优势的西安咸阳国际机场为例进行分析。由于国际航线受客观因素较多,本文主要研究国内客运航线,国际及货运不在本文研究之列。     

Measuring the performance of airport resilience to severe weather events

The increased severe weather events in recent years as a result of global climate change has created a substantial challenge for aviation system operation. Although transportation engineers and planners have attempted to improve system resilience through the adaptation of new technologies and the implementation of various strategies to achieve effective risk management, it remains unclear how resilience performance (measured by the speed of recovery) of airports varies in different severe weather events and what factors may explain such variations. This paper addresses these fundamental questions using the aviation system in China as an example. A resilience metric, which reflects the speed of recovery (bounce back) from a shock, was developed to measure the performance of airport resilience under various severe weather conditions. In addition, an empirical econometric analysis was conducted based on a dataset that includes both detailed aviation performance and weather conditions for the period of October 2016 – September 2017. The research findings show that airport resilience to severe weather events does vary substantially based on factors, such as weather conditions, airport capacity, and the level of modal substitution. In particular, the recovery time of air services in central and south China tends to be relatively longer in thunderstorms than other weather conditions. The study also confirms that modal substitution is a very effective resilience tactic of the transportation system as the recovery speed of air service was found to be faster by 22.9% if an alternative mode, such as high-speed rail (HSR) service was also available in the city.