Properties of a well-defined macroscopic fundamental diagram for urban traffic

A field experiment in Yokohama (Japan) revealed that a macroscopic fundamental diagram (MFD) linking space-mean flow, density and speed exists on a large urban area. It was observed that when the highly scattered plots of flow vs. density from individual fixed detectors were aggregated the scatter nearly disappeared and points grouped along a well defined curve. Despite these and other recent findings for the existence of well-defined MFDs for urban areas, these MFDs should not be universally expected. In this paper we investigate what are the properties that a network should satisfy, so that an MFD with low scatter exists. We show that the spatial distribution of vehicle density in the network is one of the key components that affect the scatter of an MFD and its shape. We also propose an analytical derivation of the spatial distribution of congestion that considers correlation between adjacent links. We investigate the scatter of an MFD in terms of errors in the probability density function of spatial link occupancy and errors of individual links’ fundamental diagram (FD). Later, using real data from detectors for an urban arterial and a freeway network we validate the proposed derivations and we show that an MFD is not well defined in freeway networks as hysteresis effects are present. The datasets in this paper consist of flow and occupancy measures from 500 fixed sensors in the Yokohama downtown area in Japan and 600 loop detectors in the Twin Cities Metropolitan Area Freeway network in Minnesota, USA.     

A three-dimensional macroscopic fundamental diagram for mixed bi-modal urban networks

Recent research has studied the existence and the properties of a macroscopic fundamental diagram (MFD) for large urban networks. The MFD should not be universally expected as high scatter or hysteresis might appear for some type of networks, like heterogeneous networks or freeways. In this paper, we investigate if aggregated relationships can describe the performance of urban bi-modal networks with buses and cars sharing the same road infrastructure and identify how this performance is influenced by the interactions between modes and the effect of bus stops. Based on simulation data, we develop a three-dimensional vehicle MFD (3D-vMFD) relating the accumulation of cars and buses, and the total circulating vehicle flow in the network. This relation experiences low scatter and can be approximated by an exponential-family function. We also propose a parsimonious model to estimate a three-dimensional passenger MFD (3D-pMFD), which provides a different perspective of the flow characteristics in bi-modal networks, by considering that buses carry more passengers. We also show that a constant Bus–Car Unit (BCU) equivalent value cannot describe the influence of buses in the system as congestion develops. We then integrate a partitioning algorithm to cluster the network into a small number of regions with similar mode composition and level of congestion. Our results show that partitioning unveils important traffic properties of flow heterogeneity in the studied network. Interactions between buses and cars are different in the partitioned regions due to higher density of buses. Building on these results, various traffic management strategies in bi-modal multi-region urban networks can then be integrated, such as redistribution of urban space among different modes, perimeter signal control with preferential treatment of buses and bus priority.     

A recursive, cell processing model for predicting freeway travel times

Travel time information influences driver behaviour and can contribute to reducing congestion and improving network efficiency. Consequently many road authorities disseminate travel time information on road side signs, web sites and radio traffic broadcasts. Operational systems commonly rely on speed data obtained from inductive loop detectors and estimate travel times using simple algorithms that are known to provide poor predictions particularly on either side of the peak period. This paper presents a new macroscopic model for predicting freeway travel times which overcomes the limitations of operational ‘instantaneous’ speed models by drawing on queuing theory to model the processing of vehicles in sections or cells of the freeway. The model draws on real-time speed, flow and occupancy data and is formulated to accommodate varying geometric conditions, the relative distribution of vehicles along the freeway, variations in speed limits, the impact of ramp flows and fixed or transient bottlenecks. Field validation of the new algorithm was undertaken using data from two operational freeways in Melbourne, Australia. Consistent with the results of simulation testing, the validation confirmed that the recursive model provided a substantial improvement in travel time predictions when compared to the model currently used to provide real-time travel time information to motorists in Melbourne.     

Dynamics of heterogeneity in urban networks: aggregated traffic modeling and hierarchical control

Real traffic data and simulation analysis reveal that for some urban networks a well-defined Macroscopic Fundamental Diagram (MFD) exists, which provides a unimodal and low-scatter relationship between the network vehicle density and outflow. Recent studies demonstrate that link density heterogeneity plays a significant role in the shape and scatter level of MFD and can cause hysteresis loops that influence the network performance. Evidently, a more homogeneous network in terms of link density can result in higher network outflow, which implies a network performance improvement. In this article, we introduce two aggregated models, region- and subregion-based MFDs, to study the dynamics of heterogeneity and how they can affect the accuracy scatter and hysteresis of a multi-subregion MFD model. We also introduce a hierarchical perimeter flow control problem by integrating the MFD heterogeneous modeling. The perimeter flow controllers operate on the border between urban regions, and manipulate the percentages of flows that transfer between the regions such that the network delay is minimized and the distribution of congestion is more homogeneous. The first level of the hierarchical control problem can be solved by a model predictive control approach, where the prediction model is the aggregated parsimonious region-based MFD and the plant (reality) is formulated by the subregion-based MFDs, which is a more detailed model. At the lower level, a feedback controller of the hierarchical structure, tries to maximize the outflow of critical regions, by increasing their homogeneity. With inputs that can be observed with existing monitoring techniques and without the need for detailed traffic state information, the proposed framework succeeds to increase network flows and decrease the hysteresis loop of the MFD. Comparison with existing perimeter controllers without considering the more advanced heterogeneity modeling of MFD highlights the importance of such approach for traffic modeling and control.     

Average time gaps in congested freeway flow

Characteristics of time gaps (that is, the time separation between the rear of the lead vehicle and the front of the following vehicle) in congested freeway flow provide an important link between microscopic and macroscopic traffic flow. Although individual time gaps are a microscopic phenomenon, average time gaps can easily be determined from commonly collected macroscopic traffic flow data. Data from San Diego freeways and the Queen Elizabeth Way in Ontario, Canada are analyzed to show that average time gaps in congested flow are essentially constant with respect to speed; that they vary considerably between lanes at a single location and, for the same lane, from site to site; that they display considerable scatter; and that at some sites there is a distinct increase in average time gaps in the median lane in the transition to congested flow but at others there is no change or a slight reduction. The variability of average time gaps is not easily explained, although differences in driver populations may partly explain differences among different sites. Hysteresis due to acceleration and deceleration does not appear to be an explanation for the high degree of scatter in average time gaps, since no positive correlation was found between speed changes and average time gaps.     

Investigating empirical implications of hysteresis in day-to-day travel time variability

Day-to-day travel time variability plays a significant role in travel time reliability. Nowadays, travelers not only seek to minimize their travel time on average, but also value its variation. The variation in the mean and the variance of travel time (across days, for the same departure time) has not been thoroughly investigated. A temporary decrease in capacity (e.g. congestion caused by an active bottleneck) leads to a quite significant difference in the variance of travel time for congestion onset and offset periods. This phenomenon results in hysteresis loops where the departure time periods in congestion offset exhibit a higher travel time variance than the ones in congestion onset with the same mean travel time. The aim of this paper is to identify empirical implications that yield to the hysteresis phenomenon in day-to-day travel times. First, empirical hysteresis loop observations are provided from two different freeway sites. Second, we investigate the potential link with the hysteresis observed in traffic networks on macroscopic fundamental diagram (MFD). Third, we build a piecewise linear function that models the evolution of travel time within the day. This allows us to decompose the problem into its components, e.g. start time of congestion, peak travel time, etc. These components, along with their probability distribution functions, are employed in a Monte Carlo simulation model to investigate their partial effects on the existence of hysteresis. Correlation among critical variables is the most influential factor in this phenomenon, which should be further investigated regarding traffic flow and traffic equilibrium principles.     

Cooperative traffic control of a mixed network with two urban regions and a freeway

Currently most optimization methods for urban transport networks (i) are suited for networks with simplified dynamics that are far from real-sized networks or (ii) apply decentralized control, which is not appropriate for heterogeneously loaded networks or (iii) investigate good-quality solutions through micro-simulation models and scenario analysis, which make the problem intractable in real time. In principle, traffic management decisions for different sub-systems of a transport network (urban, freeway) are controlled by operational rules that are network specific and independent from one traffic authority to another. In this paper, the macroscopic traffic modeling and control of a large-scale mixed transportation network consisting of a freeway and an urban network is tackled. The urban network is partitioned into two regions, each one with a well-defined Macroscopic Fundamental Diagram (MFD), i.e. a unimodal and low-scatter relationship between region density and outflow. The freeway is regarded as one alternative commuting route which has one on-ramp and one off-ramp within each urban region. The urban and freeway flow dynamics are formulated with the tool of MFD and asymmetric cell transmission model, respectively. Perimeter controllers on the border of the urban regions operating to manipulate the perimeter interflow between the two regions, and controllers at the on-ramps for ramp metering are considered to control the flow distribution in the mixed network. The optimal traffic control problem is solved by a Model Predictive Control (MPC) approach in order to minimize total delay in the entire network. Several control policies with different levels of urban-freeway control coordination are introduced and tested to scrutinize the characteristics of the proposed controllers. Numerical results demonstrate how different levels of coordination improve the performance once compared with independent control for freeway and urban network. The approach presented in this paper can be extended to implement efficient real-world control strategies for large-scale mixed traffic networks.     

On the macroscopic stability of freeway traffic

A simple model of traffic flow is used to analyze the spatio-temporal distribution of flow and density on closed-loop homogeneous freeways with many ramps, which produce inflows and allow outflows. As we would expect, if the on-ramp demand is space-independent then this distribution tends toward uniformity in space if the freeway is either: (i) uncongested; or (ii) congested with queues on its on-ramps and enough inflow to cause the average freeway density to increase with time. In all other cases, however, including any recovery phase of a rush hour where the freeway’s average density declines, the distribution of flow and density quickly becomes uneven. This happens even under conditions of perfect symmetry, where the percentage of vehicles exiting at every off ramp is the same. The flow-density deviations from the average are shown to grow exponentially in time and propagate backwards in space with a fixed wave speed. A consequence of this type of instability is that, during recovery, gaps of uncongested traffic will quickly appear in the unevenly congested stream, reducing average flow. This extends the duration of recovery and invariably creates clockwise hysteresis loops on scatter-plots of average system flow vs. density during any rush hour that oversaturates the freeway. All these effects are quantified with formulas and verified with simulations. Some have been observed in real networks. In a more practical vein, it is also shown that the negative effects of instability diminish (i.e., freeway flows increase) if (a) some drivers choose to exit the freeway prematurely when it is too congested and/or (b) freeway access is regulated in a certain traffic-responsive way. These two findings could be used to improve the algorithms behind VMS displays for driver guidance (finding a), and on-ramp metering rates (finding b).     

Dynamic control and traffic performance in a freeway corridor: a simulation study

This paper describes simulation studies that were conducted to assess the performance of a freeway corridor control system. The system combines an advanced traffic management system with a motorist information system that provides route guidance to individual drivers. It has a hierarchical structure: The corridor level control acts in a supervisory capacity dynamically allocating traffic among alternative corridor facilities, including freeways, frontage roads, and signalized arterials. The local level control then selects control parameters for the individual facilities based on the predicted usage at the corridor level. A user specified performance function is optimized in the process. Both recurrent and nonrecurrent congestion scenarios were simulated using the SCOT model as a test bed. It is shown that, in most cases, significant benefits in performance can be obtained when the system operates as designed.     

An optimal variable speed limits system to ameliorate traffic safety risk

Active Traffic Management (ATM) systems have been emerging in recent years in the US and Europe. They provide control strategies to improve traffic flow and reduce congestion on freeways. This study investigates the feasibility of utilizing a Variable Speed Limits (VSL) system, one key part of ATM, to improve traffic safety on freeways. A proactive traffic safety improvement VSL control algorithm is proposed. First, an extension of the METANET (METANET: A macroscopic simulation program for motorway networks) traffic flow model is employed to analyze VSL’s impact on traffic flow. Then, a real-time crash risk evaluation model is estimated for the purpose of quantifying crash risk. Finally, optimal VSL control strategies are achieved by employing an optimization technique to minimize the total crash risk along the VSL implementation corridor. Constraints are setup to limit the increase of average travel time and the differences of the posted speed limits temporarily and spatially. This novel VSL control algorithm can proactively reduce crash risk and therefore improve traffic safety. The proposed VSL control algorithm is implemented and tested for a mountainous freeway bottleneck area through the micro-simulation software VISSIM. Safety impacts of the VSL system are quantified as crash risk improvements and speed homogeneity improvements. Moreover, three different driver compliance levels are modeled in VISSIM to monitor the sensitivity of VSL effects on driver compliance. Conclusions demonstrated that the proposed VSL system could improve traffic safety by decreasing crash risk and enhancing speed homogeneity under both the high and moderate compliance levels; while the VSL system fails to significantly enhance traffic safety under the low compliance scenario. Finally, future implementation suggestions of the VSL control strategies and related research topics are also discussed.     

RENAISSANCE – A unified macroscopic model-based approach to real-time freeway network traffic surveillance

The paper presents a unified macroscopic model-based approach to real-time freeway network traffic surveillance as well as a software tool RENAISSANCE that has been recently developed to implement this approach for field applications. RENAISSANCE is designed on the basis of stochastic macroscopic freeway network traffic flow modeling, extended Kalman filtering, and a number of traffic surveillance algorithms. Fed with a limited amount of real-time traffic measurements, RENAISSANCE enables a number of freeway network traffic surveillance tasks, including traffic state estimation and short-term traffic state prediction, travel time estimation and prediction, queue tail/head/length estimation and prediction, and incident alarm. The traffic state estimation and prediction lay the operating foundation of RENAISSANCE since RENAISSANCE bases the other traffic surveillance tasks on its traffic state estimation or prediction results. The paper first introduces the utilized stochastic macroscopic freeway network traffic flow model and a real-time traffic measurement model, upon which the complete dynamic system model of RENAISSANCE is established with special attention to the handling of some important model parameters. The algorithms for the various traffic surveillance tasks addressed are described along with the functional architecture of the tool. A simulation test was conducted via application of RENAISSANCE to a hypothetical freeway network example with a sparse detector configuration, and the testing results are presented in some detail. Final conclusions and future work are outlined.     

Traffic guidance–perimeter control coupled method for the congestion in a macro network

Macroscopic fundamental diagram (MFD) describes the macro relationship between a network vehicle density and a network space mean flow, without requiring the mastery of complex origin to destination data. Thus, MFD provides an opportunity for the macro control of urban road network. However, most of the existing MFD control methods ignore the active role of traffic guidance in solving congestion problems. This study presents a traffic guidance–perimeter control coupled (TGPCC) method to improve the performance of macroscopic traffic networks. The method considers the optimal cumulative volume of a network as the goal and establishes a programming function according to the network equilibrium rule of traffic flow amongst multiple MFD sub-regions, which regards the minimum delay of network, as the objective. The Logit model for the compliance rate of driver route guidance is established by the stated preference survey. Moreover, the perimeter control (PC) method is proposed for adjusting the phase split of intersections. Finally, three schemes, namely, the TGPCC, PC and the method without PC and guidance are tested on a network with four well-defined MFD sub-regions. Results show that the TGPCC addresses the issue of congestion and decreases the total delay accordingly.     

Spectral and time‐frequency analyses of freeway traffic flow

This paper uses spectral and time‐frequency analyses to treat three macroscopic traffic characteristics, namely, time mean speed, volume and occupancy as stochastic processes. Spectral and time‐frequency analyses are performed to characterize power spectral density (PSD), cross‐PSD, autocorrelation and cross‐correlation of these characteristics using TransGuide traffic data collected from four different freeways. It is found that low‐frequency components dominate the PSDs of speed, volume and occupancy at all times. The magnitude of PSDs decreases dramatically as frequency increases and remains almost at a constant level in high‐frequency regimes. A power law is found to exist, which describes the relationship between the frequency and the PSD of traffic characteristics. It is also found that speed can be properly modeled by a narrowband low‐pass stochastic process in a low‐frequency regime and by a nonzero mean white noise in a high‐frequency regime. Strong periodicities and synchronization are both shown in traffic flow. A variety of frequencies can be excited by congestion, and there is no dominant frequency found in stop‐and‐go traffic. Copyright © 2013 John Wiley & Sons, Ltd.     

Stochastic cell transmission model (SCTM): A stochastic dynamic traffic model for traffic state surveillance and assignment

The paper proposes a first-order macroscopic stochastic dynamic traffic model, namely the stochastic cell transmission model (SCTM), to model traffic flow density on freeway segments with stochastic demand and supply. The SCTM consists of five operational modes corresponding to different congestion levels of the freeway segment. Each mode is formulated as a discrete time bilinear stochastic system. A set of probabilistic conditions is proposed to characterize the probability of occurrence of each mode. The overall effect of the five modes is estimated by the joint traffic density which is derived from the theory of finite mixture distribution. The SCTM captures not only the mean and standard deviation (SD) of density of the traffic flow, but also the propagation of SD over time and space. The SCTM is tested with a hypothetical freeway corridor simulation and an empirical study. The simulation results are compared against the means and SDs of traffic densities obtained from the Monte Carlo Simulation (MCS) of the modified cell transmission model (MCTM). An approximately two-miles freeway segment of Interstate 210 West (I-210W) in Los Ageles, Southern California, is chosen for the empirical study. Traffic data is obtained from the Performance Measurement System (PeMS). The stochastic parameters of the SCTM are calibrated against the flow-density empirical data of I-210W. Both the SCTM and the MCS of the MCTM are tested. A discussion of the computational efficiency and the accuracy issues of the two methods is provided based on the empirical results. Both the numerical simulation results and the empirical results confirm that the SCTM is capable of accurately estimating the means and SDs of the freeway densities as compared to the MCS.     

Analysis of asymmetric driving behavior using a self-learning approach

This paper presents a self-learning Support Vector Regression (SVR) approach to investigate the asymmetric characteristic in car-following and its impacts on traffic flow evolution. At the microscopic level, we find that the intensity difference between acceleration and deceleration will lead to a ‘neutral line’, which separates the speed-space diagram into acceleration and deceleration dominant areas. This property is then used to discuss the characteristics and magnitudes of microscopic hysteresis in stop-and-go traffic. At the macroscopic level, according to the distribution of neutral lines for heterogeneous drivers, different congestion propagation patterns are reproduced and found to be consistent with Newell’s car following theory. The connection between the asymmetric driving behavior and macroscopic hysteresis in the flow-density diagram is also analyzed and their magnitudes are shown to be positively related.     

Examination of factors affecting freeway incident clearance times: a comparison of the generalized F model and several alternative nested models

Traffic incidents are a principal cause of congestion on urban freeways, reducing capacity and creating risks for both involved motorists and incident response personnel. As incident durations increase, the risk of secondary incidents or crashes also becomes problematic. In response to these issues, many road agencies in metropolitan areas have initiated incident management programs aimed at detecting, responding to, and clearing incidents to restore freeways to full capacity as quickly and safely as possible. This study examined those factors that impact the time required by the Michigan Department of Transportation Freeway Courtesy Patrol to clear incidents that occurred on the southeastern Michigan freeway network. These models were developed using traffic flow data, roadway geometry information, and an extensive incident inventory database. A series of parametric hazard duration models were developed, each assuming a different underlying probability distribution for the hazard function. Although each modeling framework provided results that were similar in terms of the direction of factor effects, there was significant variability in terms of the estimated magnitude of these impacts. The generalized F distribution was shown to provide the best fit to the incident clearance time data, and the use of poorer fitting distributions was shown to result in severe over‐estimation or under‐estimation of factor effects. Those factors that were found to impact incident clearance times included the time of day and month when the incident occurred, the geometric and traffic characteristics of the freeway segment, and the characteristics of each incident. Copyright © 2012 John Wiley & Sons, Ltd.     

An observed traffic pattern in long freeway queues

A simple exercise in data analysis showed that, in queued traffic, a well-defined relation exists between the flow on a homogeneous freeway segment and the segment’s vehicle accumulation. The exercise consisted of constructing cumulative vehicle arrival curves to measure the flows and densities on multiple segments of a queued freeway. At this particular site, each interchange enveloped by the queue exhibited a higher on-ramp flow than off-ramp flow and as a consequence, motorists encountered a steady improvement in traffic conditions (e.g., reduced densities and increased speeds) as they traveled from the tail of the queue to the bottleneck. This finding has practical implications for freeway traffic planning and management. Perhaps most notably, it suggests that the first-order hydrodynamic theory of traffic is adequate for describing some of the more relevant features of queue evolution. This and other practical issues are discussed in some detail.     

A comparative study of Macroscopic Fundamental Diagrams of arterial road networks governed by adaptive traffic signal systems

Using a stochastic cellular automaton model for urban traffic flow, we study and compare Macroscopic Fundamental Diagrams (MFDs) of arterial road networks governed by different types of adaptive traffic signal systems, under various boundary conditions. In particular, we simulate realistic signal systems that include signal linking and adaptive cycle times, and compare their performance against a highly adaptive system of self-organizing traffic signals which is designed to uniformly distribute the network density. We find that for networks with time-independent boundary conditions, well-defined stationary MFDs are observed, whose shape depends on the particular signal system used, and also on the level of heterogeneity in the system. We find that the spatial heterogeneity of both density and flow provide important indicators of network performance. We also study networks with time-dependent boundary conditions, containing morning and afternoon peaks. In this case, intricate hysteresis loops are observed in the MFDs which are strongly correlated with the density heterogeneity. Our results show that the MFD of the self-organizing traffic signals lies above the MFD for the realistic systems, suggesting that by adaptively homogenizing the network density, overall better performance and higher capacity can be achieved.     

Stochasticity of freeway operational capacity and chance-constrained ramp metering

The notion of capacity is essential to the planning, design, and operations of freeway systems. However, in the practice freeway capacity is commonly referred as a theoretical/design value without consideration of operational characteristics of freeways. This is evident from the Highway Capacity Manual (HCM) 2000 in that no influence from downstream traffic is considered in the definition of freeway capacity. In contrast to this definition, in this paper, we consider the impact of downstream traffic and define freeway operational capacity as the maximum hourly rate at which vehicles can be expected to traverse a point or a uniform section of a roadway under prevailing traffic flow conditions. Therefore freeway operational capacity is not a single value with theoretical notion. Rather, it changes under different traffic flow conditions. Specifically, this concept addresses the capacity loss during congested traffic conditions. We further study the stochasticity of freeway operational capacity by examining loop detector data at three specifically selected detector stations in the Twin Cities’ area. It is found that values of freeway operational capacity under different traffic flow conditions generally fit normal distributions. In recognition of the stochastic nature of freeway capacity, we propose a new chance-constrained ramp metering strategy, in which, constant capacity value is replaced by a probabilistic one that changes dynamically depending on real-time traffic conditions and acceptable probability of risk determined by traffic engineers. We then improve the Minnesota ZONE metering algorithm by applying the stochastic chance constraints and test the improved algorithm through microscopic traffic simulation. The evaluation results demonstrate varying degrees of system improvement depending on the acceptable level of risk defined.     

Three-phase traffic theory and two-phase models with a fundamental diagram in the light of empirical stylized facts

Despite the availability of large empirical data sets and the long history of traffic modeling, the theory of traffic congestion on freeways is still highly controversial. In this contribution, we compare Kerner’s three-phase traffic theory with the phase diagram approach for traffic models with a fundamental diagram. We discuss the inconsistent use of the term “traffic phase” and show that patterns demanded by three-phase traffic theory can be reproduced with simple two-phase models, if the model parameters are suitably specified and factors characteristic for real traffic flows are considered, such as effects of noise or heterogeneity or the actual freeway design (e.g. combinations of off- and on-ramps). Conversely, we demonstrate that models created to reproduce three-phase traffic theory create similar spatiotemporal traffic states and associated phase diagrams, no matter whether the parameters imply a fundamental diagram in equilibrium or non-unique flow-density relationships. In conclusion, there are different ways of reproducing the empirical stylized facts of spatiotemporal congestion patterns summarized in this contribution, and it appears possible to overcome the controversy by a more precise definition of the scientific terms and a more careful comparison of models and data, considering effects of the measurement process and the right level of detail in the traffic model used.