A causal encounter model of traffic collision avoidance system operations for safety assessment and advisory optimization in high-density airspace

The traffic collision avoidance system (TCAS) acts as a proverbially accepted last-resort means to resolve encounters effectively, while it also has been proven to potentially induce a collision in the hectic air traffic. Thus, new research considering the impact on safety is required to increase the airspace capacity based on a comprehensive analysis and accurate flight evaluation. In this paper, a causal encounter model is proposed to extend the TCAS logic considering the horizontal resolution manoeuvres, which could be used as the auxiliary supports when a potential collision is predicted in the vertical dimension. Based on the generated state space, the model developed in the graphical modelling and analysis software (GMAS), not only provides a better comprehension of the potential collision occurrences for risk assessment by representing the cause-effect relationship of each action, but also aids the pilots in the involved aircraft to make a cooperative and optimal option. Quantitative simulation results are conducted to validate the feasibility and effectiveness of the encounter model with horizontal resolution. The resulting collision scenarios are further investigated to illustrate that the risk rate of TCAS logic failures is expected to reduce by shortening the pilot's response delay, and the computational efficiency is competent in dealing with multi-threat scenarios.     

Modeling chain collisions in vehicular networks with variable penetration rates

The vehicular ad hoc network has great potential in improving traffic safety. One of the most important and interesting issues in the research community is the safety evaluation with limited penetration rates of vehicles equipped with inter-vehicular communications. In this paper, a stochastic model is proposed for analyzing the vehicle chain collisions. It takes into account the influences of different penetration rates, the stochastic nature of inter-vehicular distance distribution, and the different kinematic parameters related to driver and vehicle. The usability and accuracy of this model is tested and proved by comparative experiments with Monte Carlo simulations. The collision outcomes of a platoon in different penetration rates and traffic scenarios are also analyzed based on this model. These results are useful to provide theoretical insights into the safety control of a heterogeneous platoon.     

A simulation based study of subliminal control for air traffic management

Under the so called Subliminal Control concept, an automated system, commanding minor speed adjustments imperceptible by the Air Traffic Controller (ATC), tries to keep the Air Traffic Controller’s risk perception low, emulating a “lucky traffic”. In this paper we outline such a concept and investigate several implementation considerations of subliminal control. A proposed subliminal controller is tested against several encounter geometries for level flights in simulations using a stochastic environment that comprises wind forecast uncertainties. The results demonstrate that subliminal control has the potential to reduce the workload of the ATC in several cases.     

Surrounding traffic complexity analysis for efficient and stable conflict resolution

The constant increase in air traffic demand increases a probability of the separation minima infringements in certain areas as a consequence of increased traffic density. The Annual Safety Report 2016 reports that in recent years the number of infringements, measured per million flight hours, had been increased at a lower rate (Eurocontrol, 2018). However, this level of infringements still generates a continuous pressure on the air traffic control (ATC) system and seeks for more control resources ready to tactically solve potential conflicts, while increasing at the same time the operational costs. Considering present air traffic management (ATM) trade-off criteria: increased airspace capacity and traffic efficiency but reducing the cost while preserving safety, new services must be designed to distribute the separation management ATC task loads among other actors. Based on the Single European Sky Air Traffic Management Research and Next Generation Air Transportation System initiatives, this paper proposes an innovative separation management service to shift the completely centralized tactical ATC interventions to more efficient decentralized tactical operations relying on an advanced surrounding traffic analysis tool, to preserve the safety indicators while considering the operational efficiency. A developed methodology for the proposed service is an application-oriented, trying to respond to characteristics and requirements of the current operational environment. The paper further analysis the traffic complexity taking into consideration the so-called domino effect, i.e. a number of the surrounding aircraft causally involved in the separation management service by the means of identification of the spatiotemporal interdependencies between them and the conflicting aircraft. This complexity is driven by the interdependencies structure and expressed as a time-criticality in quantifying the total number of the system solutions, that varies over time as the aircraft are approaching to each other. The results from two randomly selected ecosystem scenarios, extracted from a simulated traffic, illustrate different avoidance capacities for a given look-ahead time and the system solutions counts, that in discrete moments reach zero value.     

Simulation studies of information propagation in a self-organizing distributed traffic information system

This paper investigates the feasibility of a self-organizing, completely distributed traffic information system based upon vehicle-to-vehicle communication technologies. Unlike centralized traffic information systems, the proposed system does not need public infrastructure investment as a prerequisite for implementation. Due to the complexity of the proposed system, simulation is selected as the primary approach in the feasibility studies. A simulation framework is built based on an existing microscopic traffic simulation model for the simulation studies. The critical questions for building the proposed market-driven system are examined both from communication requirements and traffic engineering points of view. Traffic information propagation both in freeway and arterial networks via information exchange among IVC-equipped vehicles is tested within the simulation framework. Results on the probability of successful IVC and traffic information propagation distance obtained from the simulation studies are generated and analyzed under incident-free and incident conditions for various roadway formats and parameter combinations. Comparisons between the speed of the incident information wave and the speed of the corresponding traffic shock wave due to the incident are analyzed for different scenarios as the most crucial aspect of the information propagation as a potential foundation for application in such a decentralized traffic information system.     

Dynamic network traffic control

This study developed a dynamic traffic control formulation designated as dynamic intersection signal control optimization (DISCO). Traffic in DISCO is modeled after the cell-transmission model (CTM), which is a convergent numerical approximation to the hydrodynamic model of traffic flow. It considers the entire fundamental diagram and captures traffic phenomena such as shockwaves and queue dynamics. As a dynamic approach, the formulation derives dynamic timing plans for time-variant traffic patterns. We solved DISCO based on a genetic algorithm (GA) approach and applied it to a traffic black spot in Hong Kong that is notorious for severe congestion. For performance comparisons, we also applied TRANSYT to the same scenarios. The Results showed that DISCO outperformed TRANSYT for all the scenarios tested especially in congested traffic. For the congested scenarios, DISCO could reduce delay by as much as 33% when compared with TRANSYT. Even for the uncongested scenarios, DISCO’s delays could be smaller by as much as 23%.     

A genetic algorithm‐optimized fuzzy logic controller to avoid rear‐end collisions

In this paper, a rear‐end collision control model is proposed using the fuzzy logic control scheme. Through detailed analysis of car‐following cases, our fuzzy control system is established with reasonable control rules. Furthermore, a genetic algorithm is introduced into the fuzzy rules refining process to reduce the computational complexity while maintaining accuracy. Numerical results indicate that our genetic algorithm‐optimized fuzzy logic controller outperforms the traditional fuzzy logic controller in terms of better safety guarantee and higher traffic efficiency. Copyright © 2016 John Wiley & Sons, Ltd.     

Short-term Hourly Traffic Forecasts using Hong Kong Annual Traffic Census

The need for acquiring the current-year traffic data is a problem for transport planners since such data may not be available for on-going transport studies. A method is proposed in this paper to predict hourly traffic flows up to and into the near future, using historical data collected from the Hong Kong Annual Traffic Census (ATC). Two parametric and two non-parametric models have been employed and evaluated in this study. The results show that the non-parametric models (Non-Parametric Regression (NPR) and Gaussian Maximum Likelihood (GML)) were more promising for predicting hourly traffic flows at the selected ATC station. Further analysis encompassing 87 ATC stations revealed that the NPR is likely to react to unexpected changes more effectively than the GML method, while the GML model performs better under steady traffic flows. Taking into consideration the dynamic nature of the common traffic patterns in Hong Kong and the advantages/disadvantages of the various models, the NPR model is recommended for predicting the hourly traffic flows in that region.     

An optimization method for sustainable traffic control in urban areas

The optimization of traffic signalization in urban areas is formulated as a problem of finding the cycle length, the green times and the offset of traffic signals that minimize an objective function of performance indices. Typical approaches to this optimization problem include the maximization of traffic throughput or the minimization of vehicles’ delays, number of stops, fuel consumption, etc. Dynamic Traffic Assignment (DTA) models are widely used for online and offline applications for efficient deployment of traffic control strategies and the evaluation of traffic management schemes and policies. We propose an optimization method for combining dynamic traffic assignment and network control by minimizing the risk of potential loss induced to travelers by exceeding their budgeted travel time as a result of deployed traffic signal settings, using the Conditional Value-at-Risk model. The proposed methodology can be easily implemented by researchers or practitioners to evaluate their alternative strategies and aid them to choose the alternative with less potential risk. The traffic signal optimization procedure is implemented in TRANSYT-7F and the dynamic propagation and route choice of vehicles is simulated with a mesoscopic dynamic traffic assignment tool (DTALite) with fixed temporal demand and network characteristics. The proposed approach is applied to a reference test network used by many researchers for verification purposes. Numerical experiments provide evidence of the advantages of this optimization method with respect to conventional optimization techniques. The overall benefit to the performance of the network is evaluated with a Conditional Value-at-Risk Analysis where the optimal solution is the one presenting the least risk for ‘guaranteed’ total travel times.     

Developing evasive action‐based indicators for identifying pedestrian conflicts in less organized traffic environments

There has been a growing interest in using surrogate safety measures such as traffic conflicts to analyse road safety from a broader perspective than collision data alone. This growing interest has been aided by recent advances in automated video‐based traffic conflict analysis. The automation enables accurate calculation of various conflict indicators such as time‐to‐collision and post‐encroachment time. These indicators rely on road users getting within specific temporal and spatial proximity from each other and therefore assume that proximity is a surrogate for conflict severity. However, this assumption may not be valid in many driving environments where close interactions between road users are common. The objective of this paper is to investigate the applicability of time proximity conflict indicators for evaluating pedestrian safety in less‐organized traffic environments with a high mix of road users. Several alternative behavioural conflict indicators based on detecting pedestrian evasive actions are recommended to better measure traffic conflicts in such traffic environments. These indicators represent variations in the spatio‐temporal gait parameters (step length, step frequency and walk ratio) immediately before the conflict point. A highly congested shared intersection in Shanghai, China, with frequent pedestrian conflicts is used as a case study. Traffic conflicts are analysed with the use of automated video‐based analysis techniques. The results showed that evasive action‐based indicators have higher potential to identify pedestrian conflicts and measure their severity in high mix less organized traffic environments than time proximity measures such as time‐to‐collision and post‐encroachment time. Copyright © 2016 John Wiley & Sons, Ltd.     

Influence of connected and autonomous vehicles on traffic flow stability and throughput

The introduction of connected and autonomous vehicles will bring changes to the highway driving environment. Connected vehicle technology provides real-time information about the surrounding traffic condition and the traffic management center’s decisions. Such information is expected to improve drivers’ efficiency, response, and comfort while enhancing safety and mobility. Connected vehicle technology can also further increase efficiency and reliability of autonomous vehicles, though these vehicles could be operated solely with their on-board sensors, without communication. While several studies have examined the possible effects of connected and autonomous vehicles on the driving environment, most of the modeling approaches in the literature do not distinguish between connectivity and automation, leaving many questions unanswered regarding the implications of different contemplated deployment scenarios. There is need for a comprehensive acceleration framework that distinguishes between these two technologies while modeling the new connected environment. This study presents a framework that utilizes different models with technology-appropriate assumptions to simulate different vehicle types with distinct communication capabilities. The stability analysis of the resulting traffic stream behavior using this framework is presented for different market penetration rates of connected and autonomous vehicles. The analysis reveals that connected and autonomous vehicles can improve string stability. Moreover, automation is found to be more effective in preventing shockwave formation and propagation under the model’s assumptions. In addition to stability, the effects of these technologies on throughput are explored, suggesting substantial potential throughput increases under certain penetration scenarios.     

Distributed MPC for cooperative highway driving and energy-economy validation via microscopic simulations

Traffic congestion and energy issues have set a high bar for current ground transportation systems. With advances in vehicular communication technologies, collaborations of connected vehicles have becoming a fundamental block to build automated highway transportation systems of high efficiency. This paper presents a distributed optimal control scheme that takes into account macroscopic traffic management and microscopic vehicle dynamics to achieve efficiently cooperative highway driving. Critical traffic information beyond the scope of human perception is obtained from connected vehicles downstream to establish necessary traffic management mitigating congestion. With backpropagating traffic management advice, a connected vehicle having an adjustment intention exchanges control-oriented information with immediately connected neighbors to establish potential cooperation consensus, and to generate cooperative control actions. To achieve this goal, a distributed model predictive control (DMPC) scheme is developed accounting for driving safety and efficiency. By coupling the states of collaborators in the optimization index, connected vehicles achieve fundamental highway maneuvers cooperatively and optimally. The performance of the distributed control scheme and the energy-saving potential of conducting such cooperation are tested in a mixed highway traffic environment by the means of microscopic simulations.     

Optimal location of advance warning for mandatory lane change near a two-lane highway off-ramp

Improper mandatory lane change (MLC) maneuvers in the vicinity of highway off-ramp will jeopardize traffic efficiency and safety. Providing an advance warning for lane change necessity is one of the efficient methods to perform systematic lane change management, which encourages smooth MLC maneuvers occurring at proper locations to mitigate the negative effects of MLC maneuvers on traffic flow nearby off-ramp. However, the state of the art indicates the lack of rigorous methods to optimally locate this advance warning so that the maximum benefit can be obtained. This research is motivated to address this gap. Specifically, the proposed approach considers that the area downstream of the advance warning includes two zones: (i) the green zone whose traffic ensures safe and smooth lane changes without speed deceleration (S-MLC); the start point of the green zone corresponding to the location of the advance warning; (ii) the yellow zone whose traffic leads to rush lane change maneuvers with speed deceleration (D-MLC). An optimization model is proposed to search for the optimal green and yellow zones. Traffic flow theory such as Greenshield model and shock wave analysis are used to analyze the impacts of the S-MLC and D-MLC maneuvers on the traffic delay. A grid search algorithm is applied to solve the optimization model. Numerical experiments conducted on the simulation model developed in Paramics 6.9.3 indicate that the proposed optimization model can identify the optimal location to set the advance MLC warning nearby an off-ramp so that the traffic delay resulting from lane change maneuvers is minimized, and the corresponding capacity drop and traffic oscillation can be efficiently mitigated. Moreover, the experiments validated the consistency of the green and yellow zones obtained in the simulation traffic flow and from the optimization model for a given optimally located MLC advance warning under various traffic regimes. The proposed approach can be implemented by roadside mobile warning facility or on-board GPS for human-driven vehicles, or embedded into lane change aid systems to serve connected and automated vehicles. Thus it will greatly contribute to both literature and engineering practice in lane change management.     

Modeling lane-changing behavior in a connected environment: A game theory approach

Vehicle-to-Vehicle communications provide the opportunity to create an internet of cars through the recent advances in communication technologies, processing power, and sensing technologies. A connected vehicle receives real-time information from surrounding vehicles; such information can improve drivers’ awareness about their surrounding traffic condition and lead to safer and more efficient driving maneuvers. Lane-changing behavior, as one of the most challenging driving maneuvers to understand and to predict, and a major source of congestion and collisions, can benefit from this additional information. This paper presents a lane-changing model based on a game-theoretical approach that endogenously accounts for the flow of information in a connected vehicular environment. A calibration approach based on the method of simulated moments is presented and a simplified version of the proposed framework is calibrated against NGSIM data. The prediction capability of the simplified model is validated. It is concluded the presented framework is capable of predicting lane-changing behavior with limitations that still need to be addressed. Finally, a simulation framework based on the fictitious play is proposed. The simulation results revealed that the presented lane-changing model provides a greater level of realism than a basic gap-acceptance model.     

Development,validation and application of stochastically and dynamically coloured Petri net model of ACAS operations for safety assessment purposes

In view of the SESAR and NextGEN objectives of increasing both the capacity and the safety of the Air Traffic Management (ATM) system, there is a need to conduct safety risk analysis of current or new operations, covering the joint effect of airborne and ground-based safety nets in ATM. The subject of the research presented in this paper is Airborne Collision Avoidance System (ACAS) which presents an airborne safety net within an ATM context, for current practices as well as advanced concepts. The aim of the research described in this paper is fivefold: (a) to verify existing ACAS models regarding their coverage of evaluation needs of ACAS operations; (b) to develop a stochastic and dynamical model of ACAS II including interactions with pilots and air traffic control; (c) to develop a systematic validation process that allows building model confidence; (d) to initially apply this validation process to the newly-developed ACAS model; and (e) to use the ACAS model to assess the potential collision risk reduction by ACAS II for a historical en-route mid-air collision event. The specific modelling formalism used for this is Stochastically and Dynamically Coloured Petri Nets (SDCPN). The developed SDCPN-based ACAS model contains the technical, human and procedural elements of ACAS operations and fully supports mathematical analysis as well as rare event Monte Carlo simulation of aircraft encounters. In order to build confidence into the developed model and to judge model credibility, a systematic multilevel validation process is defined and is successfully applied. The SDCPN-based ACAS model is demonstrated to work well for a historical en-route mid-air collision event and is very powerful in determining the most critical elements contributing to the non-zero collision risk of ACAS operation.     

A method for relating type of crash to traffic flow characteristics on urban freeways

A method is developed to determine how crash characteristics are related to traffic flow conditions at the time of occurrence. Crashes are described in terms of the type and location of the collision, the number of vehicles involved, movements of these vehicles prior to collision, and severity. Traffic flow is characterized by central tendencies and variations of traffic flow and flow/occupancy for three different lanes at the time and place of the crash. The method involves nonlinear canonical correlation applied together with cluster analyses to identify traffic flow regimes with distinctly different crash taxonomies. A case study using data for more than 1000 crashes in Southern California identified twenty-one traffic flow regimes for three different ambient conditions: dry roads during daylight (eight regimes), dry roads at night (six regimes), and wet conditions (seven regimes). Each of these regimes has a unique profile in terms of the type of crashes that are most likely to occur, and a matching of traffic flow parameters and crash characteristics reveals ways in which congestion affects highway safety.     

Agent-based simulation framework for mixed traffic of cars,pedestrians and trams

In this paper, we report on the construction of a new framework for simulating mixed traffic consisting of cars, trams, and pedestrians that can be used to support discussions about road management, signal control, and public transit. Specifically, a layered road structure that was designed for car traffic simulations was extended to interact with an existing one-dimensional (1D) car-following model and a two-dimensional (2D) discrete choice model for pedestrians. The car model, pedestrian model, and interaction rules implemented in the proposed framework were verified through simulations involving simple road environments. The resulting simulated values were in near agreement with the empirical data. We then used the proposed framework to assess the impact of a tramway extension plan for a real city. The simulation results showed that the impact of the proposed tramway on existing car traffic would not be serious, and by extension, implied that the proposed framework could help stakeholders decide on expansion scenarios that are satisfactory to both tram users and private car owners.     

Predicting and planning airport acceptance rates in metroplex systems for improved traffic flow management decision support

Efficient planning of Airport Acceptance Rates (AARs) is key for the overall efficiency of Traffic Management Initiatives such as Ground Delay Programs (GDPs). Yet, precisely estimating future flow rates is a challenge for traffic managers during daily operations as capacity depends on a number of factors/decisions with very dynamic and uncertain profiles. This paper presents a data-driven framework for AAR prediction and planning towards improved traffic flow management decision support. A unique feature of this framework is to account for operational interdependency aspects that exist in metroplex systems and affect throughput performance. Gaussian Process regression is used to create an airport capacity prediction model capable of translating weather and metroplex configuration forecasts into probabilistic arrival capacity forecasts for strategic time horizons. To process the capacity forecasts and assist the design of traffic flow management strategies, an optimization model for capacity allocation is developed. The proposed models are found to outperform currently used methods in predicting throughput performance at the New York airports. Moreover, when used to prescribe optimal AARs in GDPs, an overall delay reduction of up to 9.7% is achieved. The results also reveal that incorporating robustness in the design of the traffic flow management plan can contribute to decrease delay costs while increasing predictability.     

Exploring the effects of cooperative adaptive cruise control on highway traffic flow using microscopic traffic simulation

This paper examines the impact of having cooperative adaptive cruise control (CACC) embedded vehicles on traffic flow characteristics of a multilane highway system. The study identifies how CACC vehicles affect the dynamics of traffic flow on a complex network and reduce traffic congestion resulting from the acceleration/deceleration of the operating vehicles. An agent-based microscopic traffic simulation model (Flexible Agent-based Simulator of Traffic) is designed specifically to examine the impact of these intelligent vehicles on traffic flow. The flow rate of cars, the travel time spent, and other metrics indicating the evolution of traffic congestion throughout the lifecycle of the model are analyzed. Different CACC penetration levels are studied. The results indicate a better traffic flow performance and higher capacity in the case of CACC penetration compared to the scenario without CACC-embedded vehicles.     

Stochastic cell transmission model (SCTM): A stochastic dynamic traffic model for traffic state surveillance and assignment

The paper proposes a first-order macroscopic stochastic dynamic traffic model, namely the stochastic cell transmission model (SCTM), to model traffic flow density on freeway segments with stochastic demand and supply. The SCTM consists of five operational modes corresponding to different congestion levels of the freeway segment. Each mode is formulated as a discrete time bilinear stochastic system. A set of probabilistic conditions is proposed to characterize the probability of occurrence of each mode. The overall effect of the five modes is estimated by the joint traffic density which is derived from the theory of finite mixture distribution. The SCTM captures not only the mean and standard deviation (SD) of density of the traffic flow, but also the propagation of SD over time and space. The SCTM is tested with a hypothetical freeway corridor simulation and an empirical study. The simulation results are compared against the means and SDs of traffic densities obtained from the Monte Carlo Simulation (MCS) of the modified cell transmission model (MCTM). An approximately two-miles freeway segment of Interstate 210 West (I-210W) in Los Ageles, Southern California, is chosen for the empirical study. Traffic data is obtained from the Performance Measurement System (PeMS). The stochastic parameters of the SCTM are calibrated against the flow-density empirical data of I-210W. Both the SCTM and the MCS of the MCTM are tested. A discussion of the computational efficiency and the accuracy issues of the two methods is provided based on the empirical results. Both the numerical simulation results and the empirical results confirm that the SCTM is capable of accurately estimating the means and SDs of the freeway densities as compared to the MCS.