Validation of a hybrid optimal interpolation and Kalman filter scheme for sea surface temperature assimilation

A hybrid data assimilation scheme designed for operational assimilation of satellite sea surface temperatures (SST) into an ocean model has been developed and validated against in-situ observations. The scheme consists of an optimal interpolation (OI) part and a greatly simplified Kalman filter (KF) part.The OI is performed only in the longitudinal and latitudinal directions. A climatological field is used as a background field for the interpolation. It is constructed by fitting daily averages of satellite SST to the annual mean, annual, and semiannual harmonics in a 20 km by 20 km grid. The background error covariance is approximated by a spatially varying two-dimensional exponential covariance model. The parameters of the covariance model are fitted to the deviations of the satellite data from the background field using data from a full year.The simplified KF uses ocean model forecasts as a background field. It is based on the assumption that it is possible to neglect horizontal SST covariances in the filter and that the typical time scale for vertical mixing in the mixed layer is much shorter than the average time between observations. We therefore assume that the error variance in a column of water is evenly spread out throughout the mixed layer. The result of these simplifications is a computationally very efficient KF.A one year validation of the scheme is performed for year 2001 using an operational eddy resolving ocean model covering the North Sea and the Baltic Sea. It is found that assimilation of sea surface temperature data reduces the model root mean square error from 1.13 °C to 0.70 °C. The hybrid scheme is found to reduce the root mean square error slightly more than the simplified KF without OI to 0.66 °C. The inclusion of spatially varying satellite error variances does not improve the performance of the scheme significantly.     

Assimilation of sea surface temperature in the POL Coastal Ocean Modelling System

A one-dimensional scheme is used to assimilate satellite Sea Surface Temperature data into the Proudman Oceanographic Laboratory Coastal Ocean Modelling System, set up in the Irish Sea with a fine resolution ( 1.8 km). The capabilities of the assimilation scheme are investigated using two different sets of satellite data, of lower and similar resolution to that of the model respectively. Comparison of results with independent data show that assimilation improves the modelled Sea Surface Temperature, but does not address model representation of the temperature vertical structure. It is concluded that for the Irish Sea and at the scales resolved by the model, the assimilation problem cannot be approached in a one-dimensional framework. It is also pointed out that forecast error needs to account explicitly for errors in the representation of the vertical structure of the thermal field.Three-dimensional methods that are suited for coastal systems are then suggested.     

1/32° real-time global ocean prediction and value-added over 1/16° resolution

A 1/32° global ocean nowcast/forecast system has been developed by the Naval Research Laboratory at the Stennis Space Center. It started running at the Naval Oceanographic Office in near real-time on 1 Nov. 2003 and has been running daily in real-time since 1 Mar. 2005. It became an operational system on 6 March 2006, replacing the existing 1/16° system which ceased operation on 12 March 2006. Both systems use the NRL Layered Ocean Model (NLOM) with assimilation of sea surface height from satellite altimeters and sea surface temperature from multi-channel satellite infrared radiometers. Real-time and archived results are available online at http://www.ocean.nrlssc.navy.mil/global_nlom. The 1/32° system has improvements over the earlier system that can be grouped into two categories: (1) better resolution and representation of dynamical processes and (2) design modifications. The design modifications are the result of accrued knowledge since the development of the earlier 1/16° system. The improved horizontal resolution of the 1/32° system has significant dynamical benefits which increase the ability of the model to accurately nowcast and skillfully forecast. At the finer resolution, current pathways and their transports become more accurate, the sea surface height (SSH) variability increases and becomes more realistic and even the global ocean circulation experiences some changes (including inter-basin exchange). These improvements make the 1/32° system a better dynamical interpolator of assimilated satellite altimeter track data, using a one-day model forecast as the first guess. The result is quantitatively more accurate nowcasts, as is illustrated by several model-data comparisons. Based on comparisons with ocean color imagery in the northwestern Arabian Sea and the Gulf of Oman, the 1/32° system has even demonstrated the ability to map small eddies, 25–75 km in diameter, with 70% reliability and a median eddy center location error of 22.5 km, a surprising and unanticipated result from assimilation of altimeter track data. For all of the eddies (50% small eddies), the reliability was 80% and the median eddy center location error was 29 km. The 1/32° system also exhibits improved forecast skill in relation to the 1/16° system. This is due to (a) a more accurate initial condition for the forecast and (b) better resolution and representation of critical dynamical processes (such as upper ocean – topographic coupling via mesoscale flow instabilities) which allow the model to more accurately evolve these features in time while running in forecast mode (forecast atmospheric forcing for the first 5 days, then gradually reverting toward climatology for the remainder of the 30-day forecast period). At 1/32° resolution, forecast SSH generally compares better with unassimilated observations and the anomaly correlation of the forecast SSH exceeds that from persistence by a larger amount than found in the 1/16° system.     

Data assimilation into a Princeton Ocean Model of the Mediterranean Sea using advanced Kalman filters

This study investigates the effectiveness of the Singular Evolutive Extended Kalman filter (SEEK) and its variants (SEIK and SFEK filters) for data assimilation into a Princeton Ocean Model (POM) of the Mediterranean Sea. The SEEK filters are sub-optimal Kalman filters based on the approximation of the filter's error covariance matrices by singular low-rank matrices, reducing in this way extensive computational burden. At the initialization, the filters error covariance matrix is parameterized by a set of multivariate empirical orthogonal functions (EOFs) which describe the dominant modes of the system's variability. The Mediterranean model is implemented on a 1/4° × 1/4° horizontal grid with 25 sigma levels and is forced with 6-hour ECMWF re-analysis atmospheric data. Several twin experiments, in which pseudo-observations of altimetric data and/or data profiles were assimilated, were first performed to evaluate the filters performances and to study their sensitivities to different parameters and setups. The results of these experiments were very encouraging and helped in setting up an effective configuration for the assimilation of real data in near-real time situation. In the hindcast experiments, Topex/Poseidon and ERS weekly sea level anomaly data were first assimilated during 1993 and the filters solution was evaluated against independent Reynolds sea surface temperature (SST) analysis. The assimilation system was able to significantly enhance the consistency between the model and the assimilated data, although the improvement with respect to independent SST data was significantly less pronounced. The model SST was only improved after including SST data in the assimilation system.     

Assimilation of altimetric data in the mid-latitude oceans using the Singular Evolutive Extended Kalman filter with an eddy-resolving, primitive equation model

A new data assimilation scheme has been elaborated for ocean circulation models based on the concept of an evolutive, reduced-order Kalman filter. The dimension of the assimilation problem is reduced by expressing the initial error covariance matrix as a truncated series of orthogonal perturbations. This error sub-space evolves during the assimilation so as to capture the growing modes of the estimation error. The algorithm has been formulated in quite a general fashion to make it tractable with a large variety of ocean models and measurement types. In the present paper, we have examined three possible strategies to compute the evolution of the error subspace in the so-called Singular Evolutive Extended Kalman (SEEK) filter: the steady filter considers a time-independent error sub-space, the apprentice filter progressively enriches the error sub-space with the information learned from the innovation vector after each analysis step, and the dynamical filter updates the error sub-space according to the model dynamics. The SEEK filter has been implemented to assimilate synthetic observations of the surface topography in a non-linear, primitive equation model that uses density as vertical coordinate. A simplified box configuration has been adopted to simulate a Gulf Stream-like current and its associated eddies and gyres with a resolution of 20 km in the horizontal, and 4 levels in the vertical. The concept of twin experiments is used to demonstrate that the conventional SEEK filter must be complemented by a learning mechanism in order to model the misrepresented tail of the error covariance matrix. An approach based on the vertical physics of the isopycnal model, is shown particularly robust to control the velocity field in deep layers with surface observations only. The cost of the method makes it a suitable candidate for large-size assimilation problems and operational applications.     

Preoperational ocean forecasting in the southeastern Mediterranean Sea: Implementation and evaluation of the models and selection of the atmospheric forcing

Within the framework of several local and international programs, a quasi-operational ocean-forecasting system for the Southeastern Mediterranean Sea has been established and evaluated through a series of preoperational tests. The Princeton Ocean Model (POM) is used for simulating and predicting the hydrodynamics while the Wave Model (WAM) is used for predicting surface waves. Both models were set up to allow varying resolution and multiple nesting. In addition, POM was set up to be easily relocatable to allow rapid deployment of the model for any region of interest within the Mediterranean Sea. A common requirement for both models is the need for atmospheric forcing. Both models require time varying wind or wind stress. In addition, the hydrodynamic model requires initial conditions as well as time dependent surface heat fluxes, fresh water flux, and lateral boundary conditions at the open boundaries. Several sources of atmospheric forcing have been assessed based on their availability and their impact on the quality of the ocean models' forecasts. The various sources include operational forecast centers, other research centers, as well as running an in-house regional atmospheric model. For surface waves, higher spatial and temporal resolution of the winds plays a central role in improving the forecasts in terms of significant wave height and the timing of various high wave events. For the hydrodynamics, using the predicted wind stress and heat fluxes directly from an atmospheric model can potentially produce short range ocean forecasts that are nearly as good as hindcasts forced with gridded atmospheric analyses. Finally, a high-resolution, nested version of the model has shown to be stable under a variety of forcing conditions and time scales, thus indicating the robustness of the selected nesting strategy. For the southeastern corner of the Mediterranean, at forecast lead times of up to 4 days the high-resolution model shows improved skill over the coarser resolution driving model when compared to satellite derived sea surface temperatures. Most of the error appears to be due to the analysis error inherent in the initial conditions.     

Improving assimilation of SeaWiFS data by the application of bias correction with a local SEIK filter

Ocean-biogeochemical models show typically significant errors in the representation of chlorophyll concentrations. The model state can be improved by the assimilation of satellite chlorophyll data with algorithms based on the Kalman filter. However, these algorithms do usually not account for the possibility that the model prediction contains systematic errors in the form of model bias. Accounting explicitly for model biases can improve the assimilation performance. To study the effect of bias estimation on the estimation of surface chlorophyll concentrations, chlorophyll data from the Sea-viewing Wide Field-of-view Sensor (SeaWiFS) are assimilated on a daily basis into the NASA Ocean Biogeochemical Model (NOBM). The assimilation is performed by the ensemble-based SEIK filter combined with an online bias correction scheme. The SEIK filter is simplified here by the use of a static error covariance matrix. The performance of the filter algorithm is assessed by comparison with independent in situ data over the 7-year period 1998–2004. The bias correction results in significant improvements of the surface chlorophyll concentrations compared to the assimilation without bias estimation. With bias estimation, the daily surface chlorophyll estimates from the assimilation show about 3.3% lower error than SeaWiFS data. In contrast, the error in the global surface chlorophyll estimate without bias estimation is 10.9% larger than the error of SeaWiFS data.     

Forecast verification of a 3D model of the Mediterranean Sea. The use of discrete wavelet transforms and EOFs in the skill assessment of spatial forecasts

The quality assessment of a nested model system of the Mediterranean Sea is realised. The model has two zooms in the Provençal Basin and in the Ligurian Sea, realised with a two-way nesting approach. The experiment lasts for nine weeks, and at each week sea surface temperature (SST) and sea level anomaly are assimilated. The quality assessment of the surface temperature is done in a spatio-temporal approach, to take into account the high complexity of the SST distribution. We focus on the multi-scale nature of oceanic processes using two powerful tools for spatio-temporal analysis, wavelets and Empirical Orthogonal Functions (EOFs). We apply two-dimensional wavelets to decompose the high-resolution model and observed SST into different spatial scales. The Ligurian Sea model results are compared to observations at each of those spatial scales, with special attention on how the assimilation affects the model behaviour. We also use EOFs to assess the similarities between the Mediterranean Sea model and the observed SST. The results show that the assimilation mainly affects the model large-scale features, whereas the small scales show little or no improvement and sometimes, even a decrease in their skill. The multiresolution analysis reveals the connection between large- and small-scale errors, and how the choice of the maximum correlation length of the assimilation scheme affects the distribution of the model error among the different spatial scales.     

Multivariate assimilation in MERCATOR project: New statistical parameters from forecast error estimation

The new operational prototype of Mercator (french Global Ocean Data Assimilation Experiment contribution) is composed of a North Atlantic primitive equation ocean model OPA (Ocean Parallel Algorithm between 20°S and 70°N, [Madec, G., P. Delecluse, M. Imbard and C. Lévy (1998). OPA8.1 ocean general circulation model reference manuel. Notes du pôle de modélisation IPSL. n°11: 91p]) and of a multivariate and multidata assimilation scheme [De Mey, P. and M. Benkiran (2002). “A multivariate reduced-order optimal interpolation method and its application in Mediterranean basin-scale circulation.” Ocean Forecasting : Conceptual basis and application, Pinardi, N., Springer Verlag.] This system has already given some significant improvements from previous Mercator configurations (M. Benkiran, personal communication). However some biases on ocean state still remain in the tropics where the reduced-order optimal interpolation scheme is suspected to be ill-parameted in the model forecast error. Indeed the guess error covariance matrix is decomposed into an error variance value and a spatio-temporal correlation function which are assumed to have some “good” properties (spatial homogeneity of the correlation function, constant ratio between signal and error variance). This study shows how we can use ensemble methods to validate these assumptions. We can see that the correlation function can reach negative values locally, mostly in regions of high variability contradictory with the homogeneous hypothesis. The reduced space used in the operational configuration is based on the signal seasonal Empirical Orthogonal Functions (EOFs). An empirical relationship between signal and error variance has been set and the correlation function is the same on every dimension of the reduced space. By projection of the estimated guess error variance onto the reduced space, we find a repartition of this quantity quite different to what was set in the system. The error statistics is found to be inhomogeneous compared to hypothesis made in the assimilation scheme. These two new parameters tested separately in the assimilation scheme gives significant improvements of the forecast and analysis results. This is particularly obvious in the tropics. But relationship between signal and error statistics (as assumed in the optimal interpolation) is found to be complex.     

The Mercator global ocean operational analysis system: Assessment and validation of an 11-year reanalysis

This paper presents Prototype Système 2 Global (PSY2G), the first Mercator global Ocean General Circulation Model (OGCM) to assimilate along-track sea level anomaly (SLA) satellite data. Based on a coarse resolution ocean model, this system was developed mainly for climatic purposes and will provide, for example, initial oceanic states for coupled ocean-atmosphere seasonal predictions. It has been operational since 3 September 2003 and produces an analysis and a two-week forecast for the global ocean every week. The PSY2G system uses an incremental assimilation scheme based on the Cooper and Haines [Cooper, M., Haines, K., 1996. Data assimilation with water property conservation. J. Geophys. Res., 101, 1059-1077.] lifting–lowering of isopycnals. The SLA increment is obtained using an optimal interpolation method then the correction is partitioned into baroclinic and barotropic contributions. The baroclinic ocean state correction consists of temperature, salinity and geostrophic velocity increments and the barotropic correction is a barotropic velocity increment. A reanalysis (1993–2003) was carried out that enabled the PSY2G system to perform its first operational cycle. All available SLA data sets (TOPEX/Poséïdon, ERS2, Geosat-Follow-On, Jason1 and Envisat) were assimilated for the 1993–2003 period. The major objective of this study is to assess the reanalysis from both an assimilation and a thermodynamic point of view in order to evaluate its realism, especially in the tropical band which is a key region for climatic studies. Although the system is also able to deliver forecasts, we have mainly focused on analysis. These results are useful because they give an a priori estimation of the qualities and capabilities of the operational ocean analysis system that has been implemented. In particular, the reanalysis identifies some regional biases in sea level variability such as near the Antarctic Circumpolar Current, in the eastern Equatorial Pacific and in the Norwegian Sea (generally less than 1 cm) with a small seasonal cycle. This is attributed to changes in mean circulation and vertical stratification caused by the assimilation methodology. But the model's low resolution, inaccurate physical parameterisations (especially for ocean–ice interactions) and surface atmospheric forcing also contribute to the occurrence of the SLA biases. A detailed analysis of the thermohaline structure of the ocean reveals that the isopycnal lifting–lowering tends to diffuse vertically the main thermocline. The impact on temperature is that the surface layer (0–200 m) becomes cooler whereas in deeper waters (from 500 to 1500 m), the ocean becomes slightly warmer. This is particularly true in the tropics, between 30°N and 30°S. However it can be demonstrated that the assimilation improves the variability in both surface currents and sub-surface temperature in the Equatorial Pacific Ocean.     

High-resolution synthetic monitoring by a 4-dimensional variational data assimilation system in the northwestern North Pacific

A data assimilation system is applied to the integrated monitoring of oceanic states in the northwestern North Pacific by combining a high resolution ocean general circulation model with an adjoint method. A comparison of assimilation results with observations shows that the system is better able to represent synoptic features of ocean circulation than do models or data alone. Furthermore, meso-scale features associated with frontal structures and eddies, which are often seen in the Kuroshio and Oyashio extension regions and the Sea of Japan, are better defined in the assimilation results. These features suggest that our 4D-VAR high-resolution data assimilation system is capable of providing time series data which satisfy the model physics and fit the observations, and hence the ocean state derived from our system has greater information content than that obtained from earlier methods.     

Improving the physics of a coupled physical–biogeochemical model of the North Atlantic through data assimilation: Impact on the ecosystem

Several studies on coupled physical–biogeochemical models have shown that major deficiencies in the biogeochemical fields arise from the deficiencies in the physical flow fields. This paper examines the improvement of the physics through data assimilation, and the subsequent impact on the ecosystem response in a coupled model of the North Atlantic. Sea surface temperature and sea surface height data are assimilated with a sequential method based on the SEEK filter adapted to the coupling needs. The model domain covers the Atlantic from 20°S to 70°N at eddy-permitting resolution. The biogeochemical model is a NPZD-DOM model based on the P3ZD formulation. The results of an annual assimilated simulation are compared with an annual free simulation.With assimilation, the representation of the mixed layer depth is significantly improved in mid latitudes, even though the mixed layer depth is generally overestimated compared to the observations. The representation of the mean and variance of the currents is also significantly improved.The nutrient input in the euphotic zone is used to assess the data assimilation impact on the ecosystem. Data assimilation results in a 50% reduction of the input due to vertical mixing in mid-latitudes, and in a four- to six-fold increase of the advective fluxes in mid-latitudes and subtropics. Averaged zonally, the net impact is a threefold increase for the subtropical gyre, and a moderate (20–30%) decrease at mid and high latitudes.Surface chlorophyll concentration increases along the subtropical gyre borders, but little changes are detected at mid and high latitudes. An increase of the primary production appears along the Gulf Stream path, but it represents only 12% on average for mid and high latitudes. In the subtropical gyre centre, primary production is augmented but stays underestimated (20% of observations). These experiments show the benefits of physical data assimilation in coupled physical–biogeochemical applications.     

Optimal interpolation of sea surface temperature for the North Sea and Baltic Sea

Sea surface temperature fields of the North Sea and Baltic Sea have been constructed for the year 2001 using a multiplatform Optimal Interpolation scheme. The analyzed fields are constructed every 12 h on a 10 km spatial grid. The product is based upon observations from the three NOAA satellites 12, 14 and 16 together with a large amount of in situ observations. Space dependent covariance functions are estimated from the satellite observations and account for spatial and temporal lags. Several independent methods have been used to assess the error on the sea surface temperature product. Compared against independent in situ observations, the mean RMS difference for the year 2001 is 0.78 °C. The spatial distribution of the errors reveals that the Baltic Sea in general show higher errors than the North Sea. The error statistics throughout the year show a temporal variation of the errors with maximum during summer and winter. Tests with a varying number of satellite observations show that the accuracy of the satellite observations is the most important parameter in terms of reducing the errors on the interpolated sea surface temperature product.     

Application of a SEEK filter to a 1D biogeochemical model of the Ligurian Sea: Twin experiments and real in-situ data assimilation

The Singular Evolutive Extended Kalman (SEEK) filter has been implemented to assimilate in-situ data in a 1D coupled physical-ecosystem model of the Ligurian Sea. The biogeochemical model describes the partly decoupled nitrogen and carbon cycles of the pelagic food web. The GHER hydrodynamic model (1D version) is used to represent the physical forcings. The data assimilation scheme (SEEK filter) parameterizes the error statistics by means of a set of empirical orthogonal functions (EOFs). Twin experiments are first performed with the aim to choose the suitable experimental protocol (observation and estimation vectors, number of EOFs, frequency of the assimilation,…) and to assess the SEEK filter performances. This protocol is then applied to perform real data assimilation experiments using the DYFAMED data base. By assimilating phytoplankton observations, the method has allowed to improve not only the representation of the phytoplankton community, but also of other variables such as zooplankton and bacteria that evolve with model dynamics and that are not corrected by the data assimilation scheme. The validation of the assimilation method and the improvement of model results are studied by means of suitable error measurements.     

Comparison between a reanalyzed product by 3-dimensional variational assimilation technique and observations in the Ulleung Basin of the East/Japan Sea

Reanalyzed products from a MOM3-based East Sea Regional Ocean Model with a 3-dimentional variational data assimilation module (DA-ESROM), have been compared with the observed hydrographic and current datasets in the Ulleung Basin (UB) of the East/Japan Sea (EJS). Satellite-borne sea surface temperature and sea surface height data, and in-situ temperature profiles have been assimilated into the DA-ESROM. The performance of the DA-ESROM appears to be efficient enough to be used in an operational ocean forecast system.Comparing with the results from Mitchell et al. [Mitchell, D. A., Watts, D. R., Wimbush, M., Teague, W.J., Tracey, K. L., Book, J. W., Chang, K.-I., Suk, M.-S., Yoon, J.-H., 2005a. Upper circulation patterns in the Ulleung Basin. Deep-Sea Res. II, 52, 1617-1638.], the DA-ESROM fairly well simulates the high variability of the Ulleung Warm Eddy and Dok Cold Eddy as well as the branching of the Tsushima Warm Current in the UB. The overall root-mean-square error between 100 m temperature field reproduced by the DA-ESROM and the observed 100-dbar temperature field is 2.1 °C, and the spatially averaged grid-to-grid correlation between the two temperature fields is high with a mean value of 0.79 for the inter-comparison period.The DA-ESROM reproduces the development of strong southward North Korean Cold Current (NKCC) in summer consistent with the observational results, which is thought to be an improvement of the previous numerical models in the EJS. The reanalyzed products show that the NKCC is about 35 km wide, and flows southward along the Korean coast from spring to summer with maximum monthly mean volume transport of about 0.8 Sv in August–September.     

Using data assimilation in laboratory experiments of geophysical flows

Data assimilation is used in numerical simulations of laboratory experiments in a stratified, rotating fluid. The experiments are performed on the large Coriolis turntable (Grenoble, France), which achieves a high degree of similarity with the ocean, and the simulations are performed with a two-layer shallow water model, using the SEEK method for data assimilation. Since the flow is measured with a high level of precision and resolution, a detailed analysis of a forecasting system is feasible. The procedure is tested for the baroclinic instability of a two-layer vortex. It is shown that the method of data assimilation properly captures the details of the initial flow perturbation. Then it is shown by sensitivity studies that an error of the model, attributed to small non-hydrostatic effects, can be distinguished from the error growth associated with the intrinsic instability of the system. Finally, it is experimentally demonstrated that the velocity field in the lower layer can be well controlled by data assimilation limited to the top layer.     

Forecasting front displacements with a satellite based ocean forecasting (SOFT) system

Relatively long term time series of satellite data are nowadays available. These spatio–temporal time series of satellite observations can be employed to build empirical models, called satellite based ocean forecasting (SOFT) systems, to forecast certain aspects of future ocean states. The forecast skill of SOFT systems predicting the sea surface temperature (SST) at sub-basin spatial scale (from hundreds to thousand kilometres), has been extensively explored in previous works. Thus, these works were mostly focussed on predicting large scale patterns spatially stationary. At spatial scales smaller than sub-basin (from tens to hundred kilometres), spatio–temporal variability is more complex and propagating structures are frequently present. In this case, traditional SOFT systems based on Empirical Orthogonal Function (EOF) decompositions could not be optimal prediction systems. Instead, SOFT systems based on Complex Empirical Orthogonal Functions (CEOFs) are, a priori, better candidates to resolve these cases.In this work we study and compare the performance of an EOF and CEOF based SOFT systems forecasting the SST at weekly time scales of a propagating mesoscale structure. The SOFT system was implemented in an area of the Northern Balearic Sea (Western Mediterranean Sea) where a moving frontal structure is recurrently observed. Predictions from both SOFT systems are compared with observations and with the predictions obtained from persistence models. Results indicate that the implemented SOFT systems are superior in terms of predictability to persistence. No substantial differences have been found between the EOF and CEOF-SOFT systems.     

Assimilation of buoy and satellite data in wave forecasts with integral control variables

The quality of numerical wave forecasts can be improved significantly by assimilating wave observations prior to the forecast. In the present study a technique for such assimilation is developed that exploits (a) the efficiency of a limited number of integral control variables, and (b) the effectiveness of variational (model-consistent) assimilation. The formal procedure is independent of the type of control variables and of the wave model (moreover, no adjoint wave model is required). In the present study, integral control variables are chosen to represent large-scale errors in the driving wind fields and uncertainties in the wave model. The assimilation technique is validated with observations of the ERS-1 satellite altimeter and two waverider buoys in two consecutive storms in the Norwegian Sea. The assimilation of the observations reduced the errors in the forecasted significant wave height at the buoy locations typically from 25% to 12%. For low-frequency waves the effect of the assimilation is similarly significant at one buoy location but marginal at the other buoy location.     

Wave data assimilation with the Kalman filter

A new data assimilation method for ocean waves is presented, based on an efficient low-rank approximation to the Kalman filter. Both the extended Kalman filter and a truncated second-order filter are implemented. In order to explicitly estimate past wind corrections based on current wave measurements, the filter is extended to a fixed-lag Kalman smoother for the wind fields. The filter is tested in a number of synthetic experiments with simple geometries. Propagation experiments with errors in the boundary condition showed that the KF was able to accurately propagate forecast errors, resulting in spatially varying error correlations, which would be impossible to model with time-independent assimilation methods like OI. An explicit comparison with an OI assimilation scheme showed that the KF also is superior in estimating the sea state at some distance from the observations. In experiments with errors in the driving wind, the modeled error estimates were also in agreement with the actual forecast errors. The bias in the state estimate, which is introduced through the nonlinear dependence of the waves on the driving wind field, was largely removed by the second-order filter, even without actually assimilating data. Assimilation of wave observations resulted in an improved wave analysis and in correction of past wind fields. The accuracy of this wind correction depends strongly on the actual place and time of wave generation, which is correctly modeled by the error estimate supplied by the Kalman filter. In summary, the KF approach is shown to be a reliable assimilation scheme in these simple experiments, and has the advantage over other assimilation methods that it supplies explicit dynamical error estimates.     

On the key role of nutrient data to constrain a coupled physical–biogeochemical assimilative model of the North Atlantic Ocean

A sequential assimilative system has been implemented into a coupled physical–biogeochemical model (CPBM) of the North Atlantic basin at eddy-permitting resolution (1/4°), with the long-term goal of estimating the basin scale patterns of the oceanic primary production and their seasonal variability. The assimilation system, which is based on the SEEK filter [Brasseur, P., Verron, J., 2006. The SEEK filter method for data assimilation in oceanography: a synthesis. Ocean Dynamics. doi: 10.1007/s10236-006-0080-3], has been adapted to this CPBM in order to control the physical and biogeochemical components of the coupled model separately or in combination. The assimilated data are the satellite Topex/Poseidon and ERS altimetric data, the AVHRR Sea Surface Temperature observations, and the Levitus climatology for salinity, temperature and nitrate.In the present study, different assimilation experiments are conducted to assess the relative usefulness of the assimilated data to improve the representation of the primary production by the CPBM. Consistently with the results obtained by Berline et al. [Berline, L., Brankart, J-M., Brasseur, P., Ourmières, Y., Verron, J., 2007. Improving the physics of a coupled physical–biogeochemical model of the North Atlantic through data assimilation: impact on the ecosystem. J. Mar. Syst. 64 (1–4), 153–172] with a comparable assimilative model, it is shown that the assimilation of physical data alone can improve the representation of the mixed layer depth, but the impact on the ecosystem is rather weak. In some situations, the physical data assimilation can even worsen the ecosystem response for areas where the prior nutrient distribution is significantly incorrect. However, these experiments also show that the combined assimilation of physical and nutrient data has a positive impact on the phytoplankton patterns by comparison with SeaWiFS ocean colour data, demonstrating the good complementarity between SST, altimetry and in situ nutrient data. These results suggest that more intensive in situ measurements of biogeochemical nutrients are urgently needed at basin scale to initiate a permanent monitoring of oceanic ecosystems.