Congestion-aware system optimal route choice for shared autonomous vehicles

We study the shared autonomous vehicle (SAV) routing problem while considering congestion. SAVs essentially provide a dial-a-ride service to travelers, but the large number of vehicles involved (tens of thousands of SAVs to replace personal vehicles) results in SAV routing causing significant congestion. We combine the dial-a-ride service constraints with the linear program for system optimal dynamic traffic assignment, resulting in a congestion-aware formulation of the SAV routing problem. Traffic flow is modeled through the link transmission model, an approximate solution to the kinematic wave theory of traffic flow. SAVs interact with travelers at origins and destinations. Due to the large number of vehicles involved, we use a continuous approximation of flow to formulate a linear program. Optimal solutions demonstrate that peak hour demand is likely to have greater waiting and in-vehicle travel times than off-peak demand due to congestion. SAV travel times were only slightly greater than system optimal personal vehicle route choice. In addition, solutions can determine the optimal fleet size to minimize congestion or maximize service.     

Approximate network loading and dual-time-scale dynamic user equilibrium

In this paper we present a dual-time-scale formulation of dynamic user equilibrium (DUE) with demand evolution. Our formulation belongs to the problem class that Pang and Stewart (2008) refer to as differential variational inequalities. It combines the within-day time scale for which route and departure time choices fluctuate in continuous time with the day-to-day time scale for which demand evolves in discrete time steps. Our formulation is consistent with the often told story that drivers adjust their travel demands at the end of every day based on their congestion experience during one or more previous days. We show that analysis of the within-day assignment model is tremendously simplified by expressing dynamic user equilibrium as a differential variational inequality. We also show there is a class of day-to-day demand growth models that allow the dual-time-scale formulation to be decomposed by time-stepping to yield a sequence of continuous time, single-day, dynamic user equilibrium problems. To solve the single-day DUE problems arising during time-stepping, it is necessary to repeatedly solve a dynamic network loading problem. We observe that the network loading phase of DUE computation generally constitutes a differential algebraic equation (DAE) system, and we show that the DAE system for network loading based on the link delay model (LDM) of Friesz et al. (1993) may be approximated by a system of ordinary differential equations (ODEs). That system of ODEs, as we demonstrate, may be efficiently solved using traditional numerical methods for such problems. To compute an actual dynamic user equilibrium, we introduce a continuous time fixed-point algorithm and prove its convergence for effective path delay operators that allow a limited type of nonmonotone path delay. We show that our DUE algorithm is compatible with network loading based on the LDM and the cell transmission model (CTM) due to Daganzo (1995). We provide a numerical example based on the much studied Sioux Falls network.     

A three level location-inventory problem with correlated demand

This paper considers a three level location-inventory problem where demand across the retailers is assumed to be correlated. We first present a reformulation scheme by which the initial formulation is transformed into a mixed integer conic quadratic program. In addition, we propose a solution approach based on an outer approximation strategy and show the algorithmic advantage of such framework for this class of programs. The results from numerical experiments show that the proposed solution procedure clearly outperforms state-of-the-art commercial solvers. In addition, we show that neglecting the effect of correlation can lead to substantially sub-optimal solutions.     

Dynamic pricing for managed lanes with multiple entrances and exits

Priced managed lanes are increasingly being used to better utilize the existing capacity of the roadway to relieve congestion and offer reliable travel time to road users. In this paper, we investigate the optimization problem for pricing managed lanes with multiple entrances and exits which seeks to maximize the revenue and minimize the total system travel time (TSTT) over a finite horizon. We propose a lane choice model where travelers make online decisions at each diverge point considering all routes on a managed lane network. We formulate the problem as a deterministic Markov decision process and solve it using the value function approximation (VFA) method for different initializations. We compare the performance of the toll policies predicted by the VFA method against the myopic revenue policy which maximizes the revenue only at the current timestep and two heuristic policies based on the measured densities on the managed and general purpose lanes (GPLs). We test the results on four different test networks. The primary findings from our research suggest the usefulness of the VFA method for determining dynamic tolls. The best-found objective value from the method at its termination is better than other heuristics for all test networks with average improvements in the objective ranging between 10% and 90% for revenue maximization and 0–27% for TSTT minimization. Certain VFA initializations obtain best-found toll profiles within first 5–50 iterations which warrants computational time savings. Our findings also indicate that the revenue-maximizing optimal policies follow the “jam-and-harvest” behavior where the GPLs are pushed towards congestion in the earlier time steps to generate higher revenue in the later time steps, a characteristic not observed for the policies minimizing TSTT.     

Continuous formulations and analytical properties of the link transmission model

The link transmission model (LTM) has great potential for simulating traffic flow in large-scale networks since it is much more efficient and accurate than the Cell Transmission Model (CTM). However, there lack general continuous formulations of LTM, and there has been no systematic study on its analytical properties such as stationary states and stability of network traffic flow. In this study we attempt to fill the gaps. First we apply the Hopf–Lax formula to derive Newell’s simplified kinematic wave model with given boundary cumulative flows and the triangular fundamental diagram. We then apply the Hopf–Lax formula to define link demand and supply functions, as well as link queue and vacancy functions, and present two continuous formulations of LTM, by incorporating boundary demands and supplies as well as invariant macroscopic junction models. With continuous LTM, we define and solve the stationary states in a road network. We also apply LTM to directly derive a Poincaré map to analyze the stability of stationary states in a diverge-merge network. Finally we present an example to show that LTM is not well-defined with non-invariant junction models. We can see that Newell’s model and continuous LTM complement each other and provide an alternative formulation of the network kinematic wave theory. This study paves the way for further extensions, analyses, and applications of LTM in the future.     

Optimal allocation of turns to lanes at an isolated signal-controlled junction

Conventional design methods require the lane marking patterns, which are painted on ground showing road users the permissible turning directions on different approach lanes, as exogenous inputs to define the traffic stream grouping for analysis. This predefined grouping of traffic movements may restrict the design of signal timings in the optimisation procedures. More recently, a lane-based design method has been developed to relax the lane markings as binary-type control variables in a mathematical programming approach. The lane marking patterns and the signal timings can then be optimised simultaneously in a unified framework. This paper presents an extension work to further relax the numbers of approach lane in traffic arms as new integer variables which can then be optimised to give optimal lane arrangement in various arms of a junction to manage the given traffic demands more efficiently. All well-defined signal timings variables in the phase-based approach as well as the lane marking and lane flow variables in the lane-based approach together with their governing constraints are all preserved in the new formulation for the reserve capacity optimisation of isolated signal-controlled junctions.     

A linear programming formulation for autonomous intersection control within a dynamic traffic assignment and connected vehicle environment

This paper develops a novel linear programming formulation for autonomous intersection control (LPAIC) accounting for traffic dynamics within a connected vehicle environment. Firstly, a lane based bi-level optimization model is introduced to propagate traffic flows in the network, accounting for dynamic departure time, dynamic route choice, and autonomous intersection control in the context of system optimum network model. Then the bi-level optimization model is transformed to the linear programming formulation by relaxing the nonlinear constraints with a set of linear inequalities. One special feature of the LPAIC formulation is that the entries of the constraint matrix has only {−1, 0, 1} values. Moreover, it is proved that the constraint matrix is totally unimodular, the optimal solution exists and contains only integer values. It is also shown that the traffic flows from different lanes pass through the conflict points of the intersection safely and there are no holding flows in the solution. Three numerical case studies are conducted to demonstrate the properties and effectiveness of the LPAIC formulation to solve autonomous intersection control.     

Dynamic activity-travel assignment in multi-state supernetworks

The integration of activity-based modeling and dynamic traffic assignment for travel demand analysis has recently attracted ever-increasing attention. However, related studies have limitations either on the integration structure or the number of choice facets being captured. This paper proposes a formulation of dynamic activity-travel assignment (DATA) in the framework of multi-state supernetworks, in which any path through a personalized supernetwork represents a particular activity-travel pattern (ATP) at a high level of spatial and temporal detail. DATA is formulated as a discrete-time dynamic user equilibrium (DUE) problem, which is reformulated as an equivalent variational inequality (VI) problem. A generalized dynamic link disutility function is established with the accommodation of different characteristics of the links in the supernetworks. Flow constraints and non-uniqueness of equilibria are also investigated. In the proposed formulation, the choices of departure time, route, mode, activity sequence, activity and parking location are all unified into one time-dependent ATP choice. As a result, the interdependences among all these choice facets can be readily captured. A solution algorithm based on the route-swapping mechanism is adopted to find the user equilibrium. A numerical example with simulated scenarios is provided to demonstrate the advantages of the proposed approach.     

Optimization models for differentiating quality of service levels in probabilistic network capacity design problems

This paper develops various chance-constrained models for optimizing the probabilistic network design problem (PNDP), where we differentiate the quality of service (QoS) and measure the related network performance under uncertain demand. The upper level problem of PNDP designs continuous/discrete link capacities shared by multi-commodity flows, and the lower level problem differentiates the corresponding QoS for demand satisfaction, to prioritize customers and/or commodities. We consider PNDP variants that have either fixed flows (formulated at the upper level) or recourse flows (at the lower level) according to different applications. We transform each probabilistic model into a mixed-integer program, and derive polynomial-time algorithms for special cases with single-row chance constraints. The paper formulates benchmark stochastic programming models by either enforcing to meet all demand or penalizing unmet demand via a linear penalty function. We compare different models and approaches by testing randomly generated network instances and an instance built on the Sioux–Falls network. Numerical results demonstrate the computational efficacy of the solution approaches and derive managerial insights.     

Eco-system optimal time-dependent flow assignment in a congested network

This research addresses the eco-system optimal dynamic traffic assignment (ESODTA) problem which aims to find system optimal eco-routing or green routing flows that minimize total vehicular emission in a congested network. We propose a generic agent-based ESODTA model and a simplified queueing model (SQM) that is able to clearly distinguish vehicles’ speed in free-flow and congested conditions for multi-scale emission analysis, and facilitates analyzing the relationship between link emission and delay. Based on the SQM, an expanded space-time network is constructed to formulate the ESODTA with constant bottleneck discharge capacities. The resulting integer linear model of the ESODTA is solved by a Lagrangian relaxation-based algorithm. For the simulation-based ESODTA, we present the column-generation-based heuristic, which requires link and path marginal emissions in the embedded time-dependent least-cost path algorithm and the gradient-projection-based descent direction method. We derive a formula of marginal emission which encompasses the marginal travel time as a special case, and develop an algorithm for evaluating path marginal emissions in a congested network. Numerical experiments are conducted to demonstrate that the proposed algorithm is able to effectively obtain coordinated route flows that minimize the system-wide vehicular emission for large-scale networks.     

A generic class of first order node models for dynamic macroscopic simulation of traffic flows

Node models for macroscopic simulation have attracted relatively little attention in the literature. Nevertheless, in dynamic network loading (DNL) models for congested road networks, node models are as important as the extensively studied link models. This paper provides an overview of macroscopic node models found in the literature, explaining both their contributions and shortcomings. A formulation defining a generic class of first order macroscopic node models is presented, satisfying a list of requirements necessary to produce node models with realistic, consistent results. Defining a specific node model instance of this class requires the specification of a supply constraint interaction rule and (optionally) node supply constraints. Following this theoretical discussion, specific macroscopic node model instances for unsignalized and signalized intersections are proposed. These models apply an oriented capacity proportional distribution of the available supply over the incoming links of a node. A computationally efficient algorithm to solve the node models exactly is included.     

Paradoxes of reservation-based intersection controls in traffic networks

Reservation-based intersection control is a revolutionary idea for using connected autonomous vehicle technologies to improve intersection controls. Vehicles individually request permission to follow precise paths through the intersection at specific times from an intersection manager agent. Previous studies have shown that reservations can reduce delays beyond optimized signals in many demand scenarios. The purpose of this paper is to demonstrate that signals can outperform reservations through theoretical and realistic examples. We present two examples that exploit the reservation protocol to prioritize vehicles on local roads over vehicles on arterials, increasing the total vehicle delay. A third theoretical example demonstrates that reservations can encourage selfish route choice leading to arbitrarily large queues. Next, we present two realistic networks taken from metropolitan planning organization data in which reservations perform worse than signals. We conclude with significantly positive results from comparing reservations and signals on the downtown Austin grid network using dynamic traffic assignment. Overall, these results indicate that network-based analyses are needed to detect adverse route choices before traffic signals can be replaced with reservation controls. In asymmetric intersections (e.g. local road-arterial intersections), reservation controls can cause several potential issues. However, in networks with more symmetric intersections such as a downtown grid, reservations have great potential to improve traffic.     

A novel traffic signal control formulation

A novel traffic signal control formulation is developed through a mixed integer programming technique. The formulation considers dynamic traffic, uses dynamic traffic demand as input, and takes advantage of a convergent numerical approximation to the hydrodynamic model of traffic flow. As inherent from the underlying hydrodynamic model, this formulation covers the whole range of the fundamental relationships between speed, flow, and density. Kinematic waves of the stop-and-go traffic associated with traffic signals are also captured. Because of this property, one does not need to tune or switch the model for the different traffic conditions. It “automatically” adjusts to the different traffic conditions. We applied the model to three demand scenarios in a simple network. The results seemed promising. This model produced timing plans that are consistent with models that work for unsaturated conditions. In gridlock conditions, it produced a timing plan that was better than conventional queue management practices.     

Maintenance optimization for transportation systems with demand responsiveness

We present a quadratic programming framework to address the problem of finding optimal maintenance policies for multifacility transportation systems. The proposed model provides a computationally-appealing framework to support decision making, while accounting for functional interdependencies that link the facilities that comprise these systems. In particular, the formulation explicitly captures the bidirectional relationship between demand and deterioration. That is, the state of a facility, i.e., its condition or capacity, impacts the demand/traffic; while simultaneously, demand determines a facility’s deterioration rate. The elements that comprise transportation systems are linked because the state of a facility can impact demand at other facilities. We provide a series of numerical examples to illustrate the advantages of the proposed framework. Specifically, we analyze simple network topologies and traffic patterns where it is optimal to coordinate (synchronize or alternate) interventions for clusters of facilities in transportation systems.     

Accounting for dynamic speed limit control in a stochastic traffic environment: A reinforcement learning approach

This paper proposes a novel dynamic speed limit control model accounting for uncertain traffic demand and supply in a stochastic traffic network. First, a link based dynamic network loading model is developed to simulate the traffic flow propagation allowing the change of speed limits. Shockwave propagation is well defined and captured by checking the difference between the queue forming end and the dissipation end. Second, the dynamic speed limit problem is formulated as a Markov Decision Process (MDP) problem and solved by a real time control mechanism. The speed limit controller is modeled as an intelligent agent interacting with the stochastic network environment stochastic network environment to assign time dependent link based speed limits. Based on different metrics, e.g. total network throughput, delay time, vehicular emissions are optimized in the modeling framework, the optimal speed limit scheme is obtained by applying the R-Markov Average Reward Technique (R-MART) based reinforcement learning algorithm. A case study of the Sioux Falls network is constructed to test the performance of the model. Results show that the total travel time and emissions (in terms of CO) are reduced by around 18% and 20% compared with the base case of non-speed limit control.     

Multiple equilibria in a dynamic traffic network

This study provides an example in which the dynamic user equilibrium (DUE) assignment of a congested road network with bottlenecks is non-unique. In previous studies, the uniqueness of DUE assignments with the bottleneck model has been shown in limited cases such as single-origin and single-destination networks. Consequently, it is still an important issue whether or not uniqueness is a general property of DUE assignments. The present study describes a network in which multiple patterns of link travel time are found, thus providing a negative answer to this question. The network has a loopy structure with multiple bottlenecks and multiple origin-destination (OD) pairs. Given a certain demand pattern of departure times for vehicles leaving their origins, a non-convex set of equilibria with a non-unique pattern of link travel times is shown to exist.     

A robust optimization approach for dynamic traffic signal control with emission considerations

We consider an analytical signal control problem on a signalized network whose traffic flow dynamic is described by the Lighthill–Whitham–Richards (LWR) model (Lighthill and Whitham, 1955; Richards, 1956). This problem explicitly addresses traffic-derived emissions as constraints or objectives. We seek to tackle this problem using a mixed integer mathematical programming approach. Such class of problems, which we call LWR-Emission (LWR-E), has been analyzed before to certain extent. Since mixed integer programs are practically efficient to solve in many cases (Bertsimas et al., 2011b), the mere fact of having integer variables is not the most significant challenge to solving LWR-E problems; rather, it is the presence of the potentially nonlinear and nonconvex emission-related constraints/objectives that render the program computationally expensive.To address this computational challenge, we proposed a novel reformulation of the LWR-E problem as a mixed integer linear program (MILP). This approach relies on the existence of a statistically valid macroscopic relationship between the aggregate emission rate and the vehicle occupancy on the same link. This relationship is approximated with certain functional forms and the associated uncertainties are handled explicitly using robust optimization (RO) techniques. The RO allows emissions-related constraints and/or objectives to be reformulated as linear forms under mild conditions. To further reduce the computational cost, we employ a link-based LWR model to describe traffic dynamics with the benefit of fewer (integer) variables and less potential traffic holding. The proposed MILP explicitly captures vehicle spillback, avoids traffic holding, and simultaneously minimizes travel delay and addresses emission-related concerns.     

A bi-level model of dynamic traffic signal control with continuum approximation

This paper proposes a bi-level model for traffic network signal control, which is formulated as a dynamic Stackelberg game and solved as a mathematical program with equilibrium constraints (MPEC). The lower-level problem is a dynamic user equilibrium (DUE) with embedded dynamic network loading (DNL) sub-problem based on the LWR model (Lighthill and Whitham, 1955; Richards, 1956). The upper-level decision variables are (time-varying) signal green splits with the objective of minimizing network-wide travel cost. Unlike most existing literature which mainly use an on-and-off (binary) representation of the signal controls, we employ a continuum signal model recently proposed and analyzed in Han et al. (2014), which aims at describing and predicting the aggregate behavior that exists at signalized intersections without relying on distinct signal phases. Advantages of this continuum signal model include fewer integer variables, less restrictive constraints on the time steps, and higher decision resolution. It simplifies the modeling representation of large-scale urban traffic networks with the benefit of improved computational efficiency in simulation or optimization. We present, for the LWR-based DNL model that explicitly captures vehicle spillback, an in-depth study on the implementation of the continuum signal model, as its approximation accuracy depends on a number of factors and may deteriorate greatly under certain conditions. The proposed MPEC is solved on two test networks with three metaheuristic methods. Parallel computing is employed to significantly accelerate the solution procedure.     

A systematic analysis of multimodal transport systems with road space distribution and responsive bus service

A smart design of transport systems involves efficient use and allocation of the limited urban road capacity in the multimodal environment. This paper intends to understand the system-wide effect of dividing the road space to the private and public transport modes and how the public transport service provider responds to the space changes. To this end, the bimodal dynamic user equilibrium is formulated for separated road space. The Macroscopic Fundamental Diagram (MFD) model is employed to depict the dynamics of the automobile traffic for its state-dependent feature, its inclusion of hypercongestion, and its advantage of capturing network topology. The delay of a bus trip depends on the running speed which is in turn affected by bus lane capacity and ridership. Within the proposed bimodal framework, the steady-state equilibrium traffic characteristics and the optimal bus fare and service frequency are analytically derived. The counter-intuitive properties of traffic condition, modal split, and behavior of bus operator in the hypercongestion are identified. To understand the interaction between the transport authority (for system benefit maximization) and the bus operator (for its own benefit maximization), we examine how the bus operator responds to space changes and how the system benefit is influenced with the road space allocation. With responsive bus service, the condition, under which expanding bus lane capacity is beneficial to the system as a whole, has been analytically established. Then the model is applied to the dynamic framework where the space allocation changes with varying demand and demand-responsive bus service. We compare the optimal bus services under different economic objectives, evaluate the system performance of the bimodal network, and explore the dynamic space allocation strategy for the sake of social welfare maximization.     

A scalable non-myopic dynamic dial-a-ride and pricing problem for competitive on-demand mobility systems

We propose a competitive on-demand mobility model using a multi-server queue system under infinite-horizon look-ahead. The proposed approach includes a novel dynamic optimization algorithm which employs a Markov decision process (MDP) and provides opportunities to revolutionize conventional transit services that are plagued by high cost, low ridership, and general inefficiency, particularly in disadvantaged communities and low-income areas. We use this model to study the implications it has for such services and investigate whether it has a distinct cost advantage and operational improvement. We develop a dynamic pricing scheme that utilizes a balking rule that incorporates socially efficient level and the revenue-maximizing price, and an equilibrium-joining threshold obtained by imposing a toll on the customers who join the system. Results of numerical simulations based on actual New York City taxicab data indicate that a competitive on-demand mobility system supported by the proposed model increases the social welfare by up to 37% on average compared to the single-server queuing system. The study offers a novel design scheme and supporting tools for more effective budget/resource allocation, planning, and operation management of flexible transit systems.