Decision support for risk assessment of mid-air collisions via population-based measures

Specifying proximity warning functions for aircraft in managed airspace has received considerable attention. However, similar functions for aircraft operating in unmanaged airspace have received comparatively little analysis despite the fact that these functions are stressed to a greater physical degree, and perhaps more frequently, than in managed airspace. The mid-air collision hazard and its associated risk are re-examined from both an historical and a systematic engineering modelling viewpoint. Historic measures of this transport risk in managed airspace have been based on fatalities normalized by flight hours or flight movements. However some of these data may not be available in unmanaged airspace. Another approach to measurement directs attention to populations at risk where several measures are now well known: collective risk, individual risk and the frequency of occurrence of the hazards that give rise to such risk. A decision support methodology is presented that relates both transport and population-based approaches. A cohesive and consistent set of aspired goals for various stakeholder groups can be set taking into account the different stakeholder needs. A case study is drawn from historic mid-air collision data to illustrate the process. A consistent basis for national-level policy decisions harmonised with proactive engineering design requirements is achieved. The strengths, limitations and implications of this approach for engineering design purposes are discussed.     

Coloured Petri net-based traffic collision avoidance system encounter model for the analysis of potential induced collisions

The Traffic Alert and Collision Avoidance System (TCAS) is a world-wide accepted last-resort means of reducing the probability and frequency of mid-air collisions between aircraft. Unfortunately, it is widely known that in congested airspace, the use of the TCAS may actually lead to induced collisions. Therefore, further research regarding TCAS logic is required. In this paper, an encounter model is formalised to identify all of the potential collision scenarios that can be induced by a resolution advisory that was generated previously by the TCAS without considering the downstream consequences in the surrounding traffic. The existing encounter models focus on checking and validating the potential collisions between trajectories of a specific scenario. In contrast, the innovative approach described in this paper concentrates on quantitative analysis of the different induced collision scenarios that could be reached for a given initial trajectory and a rough specification of the surrounding traffic. This approach provides valuable information at the operational level. Furthermore, the proposed encounter model can be used as a test-bed to evaluate future TCAS logic changes to mitigate potential induced collisions in hot spot volumes. In addition, the encounter model is described by means of the coloured Petri net (CPN) formalism. The resulting state space provides a deep understanding of the cause-and-effect relationship that each TCAS action proposed to avoid an actual collision with a potential new collision in the surrounding traffic. Quantitative simulation results are conducted to validate the proposed encounter model, and the resulting collision scenarios are summarised as valuable information for future Air Traffic Management (ATM) systems.     

Modeling Travel Time Under ATIS Using Mixed Linear Models

The objective of this paper is to model travel time when drivers are equipped with pre-trip and/or en-route real-time traffic information/advice. A travel simulator with a realistic network and real historical congestion levels was used as a data collection tool. The network included 40 links and 25 nodes. This paper presents models of the origin-to-destination travel time and en-route short-term route (link) travel time under five different types and levels of advanced traveler information systems (ATIS). Mixed linear models with the repeated observation's technique were used in both models. Different covariance structures (including the independent case) were developed and compared. The effect of correlation was found significant in both models. The trip travel time analysis showed that as the level of information increases (adding en-route to the pre-trip and advice to the advice-free information), the average travel time decreases. The model estimates show that providing pre-trip and en-route traffic information with advice could result in significant savings in the overall travel time. The en-route short-term (link) travel time analysis showed that the en-route short-term (link) information has a good chance of being used and followed. The short-term qualitative information is more likely to be used than quantitative information. Learning and being familiar with the system that provides the information decreases en-route short-term delay.     

In search of surrogate safety indicators for vulnerable road users: a review of surrogate safety indicators

Surrogate indicators are meant to be alternatives or complements of safety analyses based on accident records. These indicators are used to study critical traffic events that occur more frequently, making such incidents easier to analyse. This article provides an overview of existing surrogate indicators and specifically focuses on their merit for the analyses of vulnerable road users and the extent to which they have been validated by previous research. Each indicator is evaluated based on its ability to consider the collision risk, which can be further divided into the initial conditions of an event, the magnitude of any evasive action and the injury risk in any traffic event. The results show that various indicators and their combinations can reflect different aspects of any traffic event. However, no existing indicator seems to capture all aspects. Various studies have also focused on the validity of different indicators. However, due to the use of diverse approaches to validation, the large difference in how many locations were investigated and variations in the duration of observation at each location, it is difficult to compare and discuss the validity of the different surrogate safety indicators. Since no current indicator can properly reflect all the important aspects underlined in this article, the authors suggest that the choice of a suitable indicator in future surrogate safety studies should be made with considerations of the context-dependent suitability of the respective indicator.     

Dynamic operations and pricing of electric unmanned aerial vehicle systems and power networks

The emergence of electric unmanned aerial vehicle (E-UAV) technologies, albeit somewhat futuristic, is anticipated to pose similar challenges to the system operation as those of electric vehicles (EVs). Notably, the charging of EVs en-route at charging stations has been recognized as a significant type of flexible load for power systems, which often imposes non-negligible impacts on the power system operator’s decisions on electricity prices. Meanwhile, the charging cost based on charging time and price is part of the trip cost for the users, which can affect the spatio-temporal assignment of E-UAV traffic to charging stations. This paper aims at investigating joint operations of coupled power and electric aviation transportation systems that are associated with en-route charging of E-UAVs in a centrally controlled and yet dynamic setting, i.e., with time-varying travel demand and power system base load. Dynamic E-UAV charging assignment is used as a tool to smooth the power system load. A joint pricing scheme is proposed and a cost minimization problem is formulated to achieve system optimality for such coupled systems. Numerical experiments are performed to test the proposed pricing scheme and demonstrate the benefits of the framework for joint operations.     

Agent-based en-route diversion: Dynamic behavioral responses and network performance represented by Macroscopic Fundamental Diagrams

This paper focuses on modeling agents’ en-route diversion behavior under information provision. The behavior model is estimated based on naïve Bayes rules and re-calibrated using a Bayesian approach. Stated-preference driving simulator data is employed for model estimation. Bluetooth-based field data is employed for re-calibration. Then the behavior model is integrated with a simulation-based dynamic traffic assignment model. A traffic incident scenario along with variable message signs (VMS) is designed and analyzed under the context of a real-world large-scale transportation network to demonstrate the integrated model and the impact of drivers’ dynamic en-route diversion behavior on network performance. Macroscopic Fundamental Diagram (MFD) is employed as a measurement to represent traffic dynamics. This research has quantitatively evaluated the impact of information provision and en-route diversion in a VMS case study. It proposes and demonstrates an original, complete, behaviorally sound, and cost-effective modeling framework for potential analyses and evaluations related to Advanced Traffic Information System (ATIS) and real-time operational applications.     

An optimal variable speed limits system to ameliorate traffic safety risk

Active Traffic Management (ATM) systems have been emerging in recent years in the US and Europe. They provide control strategies to improve traffic flow and reduce congestion on freeways. This study investigates the feasibility of utilizing a Variable Speed Limits (VSL) system, one key part of ATM, to improve traffic safety on freeways. A proactive traffic safety improvement VSL control algorithm is proposed. First, an extension of the METANET (METANET: A macroscopic simulation program for motorway networks) traffic flow model is employed to analyze VSL’s impact on traffic flow. Then, a real-time crash risk evaluation model is estimated for the purpose of quantifying crash risk. Finally, optimal VSL control strategies are achieved by employing an optimization technique to minimize the total crash risk along the VSL implementation corridor. Constraints are setup to limit the increase of average travel time and the differences of the posted speed limits temporarily and spatially. This novel VSL control algorithm can proactively reduce crash risk and therefore improve traffic safety. The proposed VSL control algorithm is implemented and tested for a mountainous freeway bottleneck area through the micro-simulation software VISSIM. Safety impacts of the VSL system are quantified as crash risk improvements and speed homogeneity improvements. Moreover, three different driver compliance levels are modeled in VISSIM to monitor the sensitivity of VSL effects on driver compliance. Conclusions demonstrated that the proposed VSL system could improve traffic safety by decreasing crash risk and enhancing speed homogeneity under both the high and moderate compliance levels; while the VSL system fails to significantly enhance traffic safety under the low compliance scenario. Finally, future implementation suggestions of the VSL control strategies and related research topics are also discussed.     

A causal encounter model of traffic collision avoidance system operations for safety assessment and advisory optimization in high-density airspace

The traffic collision avoidance system (TCAS) acts as a proverbially accepted last-resort means to resolve encounters effectively, while it also has been proven to potentially induce a collision in the hectic air traffic. Thus, new research considering the impact on safety is required to increase the airspace capacity based on a comprehensive analysis and accurate flight evaluation. In this paper, a causal encounter model is proposed to extend the TCAS logic considering the horizontal resolution manoeuvres, which could be used as the auxiliary supports when a potential collision is predicted in the vertical dimension. Based on the generated state space, the model developed in the graphical modelling and analysis software (GMAS), not only provides a better comprehension of the potential collision occurrences for risk assessment by representing the cause-effect relationship of each action, but also aids the pilots in the involved aircraft to make a cooperative and optimal option. Quantitative simulation results are conducted to validate the feasibility and effectiveness of the encounter model with horizontal resolution. The resulting collision scenarios are further investigated to illustrate that the risk rate of TCAS logic failures is expected to reduce by shortening the pilot's response delay, and the computational efficiency is competent in dealing with multi-threat scenarios.     

Modeling drivers' diversion from normal routes under ATIS using generalized estimating equations and binomial probit link function

Advanced Traveler Information Systems (ATIS) provide travelers with real time traffic information to optimize their travel choices. The objective of this paper is to model drivers' diversion from their normal routes in the provision of ATIS. Five different scenarios of traffic information are used. Generalized Estimating Equations (GEE) framework with repeated observations and binomial probit link function is introduced and implemented. GEE with four different correlation structures including the independent case are developed and compared with each other and with regular Maximum Likelihood Estimation (MLE). A travel simulator was used. Sixty-five subjects have traveled 10 simulated trial days each on a 40-link realistic network with real historical congestion levels. The results showed that providing traffic information increases the probability of drivers' diversion from their normal routes. Adding advice to the pre-trip and/or en-route information encourages drivers to divert. Providing en-route in addition to the pre-trip information with or without advice increases the diversion probability. High travel time on the normal route and less travel time on the diverted route increase the probability of diversion. High-educated drivers are less likely to divert. Expressway users are more likely to divert from their normal routes under ATIS. Drivers' familiarity with the device that provides the information and high number of traffic signals on the normal route increase the diversion probability.     

A mesoscopic model for large-scale simulation of pedestrian dynamics

A mesoscopic pedestrian model is proposed, considering pedestrians as individuals and describing their movement by means of aggregate density-flow relationships. The model builds on a stochastic process, describing transition rates among adjacent sites on a lattice. Each lattice can contain several pedestrians. The approach is minimal and fast to simulate, and, by construction, capable of capturing population heterogeneity as well as variability in walking behaviour and en-route path choice. The model is more efficient than microscopic models, and potentially more accurate than macroscopic ones. We calibrate and validate the model using real data and carry out several numerical experiments to present its key properties and possible applications for simulation of large-scale scenarios.     

Evaluating the risk of operational safety for dangerous goods in airfreights – A revised risk matrix based on fuzzy AHP

The purpose of this study is to assess the risk of operational safety for dangerous goods in airfreights. Based on the relevant literature, the risk factors (RFs) of operational safety were first investigated. A revised risk matrix based on fuzzy AHP (Analytic Hierarchy Process) was then proposed to assess the risks of those RFs’ in operational safety. Finally, to validate the model, the airfreight operations of dangerous goods in Taiwan were empirically investigated. The results indicate the RFs with higher risk in shipper’s operations are inaccurate declaration, insufficient knowledge and insufficient packaging. For the results, theoretical and managerial implications are further discussed. The results can provide practical information for airfreight operators to improve the performance of safety management. Further, the revised risk matrix can provide methodological reference for risk assessment research.     

Probabilistic risk analysis of flying ballast hazard on high-speed rail lines

Flying ballast is a significant safety concern for high-speed train operations on ballasted tracks. It is the phenomenon of a ballast particle displaced from the track, due to the aerodynamic force induced by a passing train traveling above a certain speed. Flying ballast can potentially damage tracks and rolling stock, thereby posing a risk to high-speed rail operations. This paper develops a Probabilistic Risk Analysis (PRA) model based on the information available from the field and the literature. The model enables a quantitative assessment of the probability of ballast particle displacement at a particular position on the track, as well as the probabilistic distribution of the total number of ballast particles that are expected to move. The model accounts for various risk factors, such as train speed, ballast gradation, and track position. The model application is illustrated using a ballasted track on the Yellow River Bridge on the Beijing-Shanghai high-speed rail line in China. The analysis finds that flying ballast probability increases when train speed increases, in particular, the problem of flying ballast becomes more pronounced when train speed exceeds 350 km per hour (217 miles per hour). Flying ballast probability might be reduced when the ballast profile is lower, given all else being equal. In addition, flying ballast probability is expected to be higher at the center of the track than in other positions. The proposed risk model can be further developed and ultimately be used to evaluate route-specific flying ballast risk, enabling the identification, assessment, and comparison of risk mitigation strategies in order to support emerging high-speed rail operations.     

Infrastructure-cooperative algorithm for effective intersection collision avoidance

To guarantee the road safety by avoiding collisions at the intersections is one of the major tasks of intelligent transportation systems (ITSs), which contributes to the minimal fatalities and property loss in crashes. This paper proposes an effective algorithm for infrastructure-cooperative intersection accident pre-warning system with the aid of vehicular communications. The proposed algorithm realizes accurate and efficient collision avoidances through five steps, i.e., defining variable, reasoning the vehicles evolution state, verifying safe driving behavior, assessing risk, and making decision. The critical factors are theoretically analyzed, and a vehicle state evolution model based on the Dynamic Bayesian Networks (DBNs) is established. The efficient risk assessment method based on identifying the dangerous driving behavior at intersection and different collision avoidance strategies are proposed according to the actual situation. Finally, extensive simulations are carried out to verify the performance of the proposal, and simulation results show that the proposed algorithm can effectively detect risk and accurately migrate the collision.     

Strategic de-confliction in the presence of a large number of 4D trajectories using a causal modeling approach

This paper presents a strategic de-confliction algorithm based on causal modeling developed under the STREAM project and launched under the umbrella of the Single European Sky ATM Research (SESAR) Program. The basic underlying concept makes use of the enriched information included in the Shared Business Trajectories (SBTs) of the flights prior to takeoff (or in the Reference Business Trajectories (RBTs) if the flight is airborne) to allocate conflict-free trajectories in a traffic planning phase that should lead to an actual conflict-free scenario in the flight execution phase in the absence of flight and/or network uncertainties. The proposed approach could decrease the workload of the air traffic controllers, thus improving the Air Traffic Management (ATM) capacity while meeting the maximum possible expectations of the Airspace Users’ requirements in terms of horizontal flight efficiency. The main modules of the implemented system are also presented in this paper; these modules are designed to enable the processing of thousands of trajectories within a few seconds or minutes and encompass a global network scope with a planning horizon of approximately 2–3 h. The causal model applied for network conflict resolution and flight routing allocation is analyzed to demonstrate how the emergent dynamics (i.e., domino effects) of local trajectory amendments can be efficiently explored to identify conflict-free Pareto-efficient network scenarios. Various performance indicators can be taken into account in the multi-criteria optimization process, thus offering to the network manager a flexible tool for fostering a collaborative planning process.     

A systemic modelling of ground handling services using the functional resonance analysis method

In contrast to air transport safety, safety in ground handling is not concerned only with aircraft accidents but also the Occupational Health and Safety of the employees who work at airport aprons. Ground handling safety costs the aviation industry tens of billions USD every year which raises the questions about the effectiveness of linear safety risk management of Ground Handling Services (GHS). This paper uses the state-of-the-art safety theory to justify and highlight the need for a systemic approach to safety risk management of GHS on the apron. A hybrid Total Apron Safety Management (TASM) framework, based on the combination of Functional Resonance Analysis Method (FRAM), Grounded Theory, Template Analysis and Goals-Means Task Analysis (GMTA) was developed to support systemic safety modelling of GHS. The data that underpins the TASM framework includes extensive literature review, 15 observations, 43 interviews and expert judgement across five international airports. While the TASM framework can be applied in retrospective, prospective and system design analysis to improve both the safety management and the efficiency of apron operations, this paper showcases only one of its application on a case study of a historical safety occurrence. The results of the investigation carried out in this paper clearly demonstrate the benefits of the systemic as opposed to the existing linear approaches to retrospective safety analyses and the suitability of the TASM framework for occurrence analysis and prevention.     

Time to burn: Flight delay,terminal efficiency,and fuel consumption in the National Airspace System

Improved Air Traffic Management (ATM) leading to reduced en route and gate delay, greater predictability in flight planning, and reduced terminal inefficiencies has a role to play in reducing aviation fuel consumption. Air navigation service providers are working to quantify this role to help prioritize and justify ATM modernization efforts. In the following study we analyze actual flight-level fuel consumption data reported by a major U.S. based airline to study the possible fuel savings from ATM improvements that allow flights to better adhere to their planned trajectories both en route and in the terminal area. To do so we isolate the contribution of airborne delay, departure delay, excess planned flight time, and terminal area inefficiencies on fuel consumption using econometric techniques. The model results indicate that, for two commonly operated aircraft types, the system-wide averages of flight fuel consumption attributed to ATM delay and terminal inefficiencies are 1.0–1.5% and 1.5–4.5%, respectively. We quantify the fuel impact of predicted delay to be 10–20% that of unanticipated delay, reinforcing the role of flight plan predictability in reducing fuel consumption. We rank terminal areas by quantifying a Terminal Inefficiency metric based on the variation in terminal area fuel consumed across flights. Our results help prioritize ATM modernization investments by quantifying the trade-offs in planned and unplanned delays and identifying terminal areas with high potential for improvement.     

Factors influencing the propensity to cycle to work

This paper describes the development of a mode choice model for the journey to work with special emphasis on the propensity to cycle. The model combines Revealed Preference (RP) and Stated Preference (SP) data to form a very large and comprehensive model. RP data from the National Travel Survey was combined with a specially commissioned RP survey. A number of SP surveys were also undertaken to examine the effects of different types of en-route and trip end cycle facilities and financial measures to encourage cycling.The development of the model is described in detail. The model was used to forecast trends in urban commuting shares over time and to predict the impacts of different measures to encourage cycling. Of the en-route cycle facilities, a completely segregated cycleway was forecast to have the greatest impact, but even the unfeasible scenario of universal provision of such facilities would only result in a 55% increase in cycling and a slight reduction in car commuting. Payments for cycling to work were found to be highly effective with a £2 daily payment almost doubling the level of cycling. The most effective policy would combine improvements in en-route facilities, a daily payment to cycle to work and comprehensive trip end facilities and this would also have a significant impact on car commuting.     

Comparison of emerging ground propulsion systems for electrified aircraft taxi operations

Aviation is a mode with high fuel consumption per passenger mile and has significant environmental impacts. It is important to seek ways to reduce fuel consumption by the aviation sector, but it is difficult to improve fuel efficiency during the en-route cruise phase of flight because of technology barriers, safety requirements, and the mode of operations of air transportation. Recent efforts have emphasized the development of innovative Aircraft Ground Propulsion Systems (AGPS) for electrified aircraft taxi operations. These new technologies are expected to significantly reduce aircraft ground-movement-related fuel burn and emissions. This study compares various emerging AGPS systems and presents a comprehensive review on the merits and demerits of each system, followed with the local environmental impacts assessment of these systems. Using operational data for the 10 busiest U.S. airports, a comparison of environmental impacts is performed for four kinds of AGPS: conventional, single engine-on, external, and on-board systems. The results show that there are tradeoffs in fuel and emissions among these emerging technologies. On-board system shows the best performance in the emission reduction, while external system shows the least fuel burn. Compared to single-engine scenario, external AGPS shows the reduction of HC and CO emissions but the increase of NO_x emission. When a general indicator is considered, on-board AGPS shows the best potential of reducing local environmental impacts. The benefit-cost analysis shows that both external and on-board systems are worth being implemented and the on-board system appeals to be more beneficial.