Automated real-time railway traffic control: an experimental analysis of reliability,resilience and robustness

Railway transportation provides sustainable, fast and safe transport. Its attractiveness is linked to a broad concept of service reliability: the capability to adhere to a timetable in the presence of delays perturbing traffic. To counter these phenomena, real-time rescheduling can be used, changing train orders and times, according to rules of thumb, or mathematical optimization models, minimizing delays or maximizing punctuality. In the literature, different indices of robustness, reliability and resilience are defined for railway traffic. We review and evaluate these indices applied to railway traffic control, comparing optimal rescheduling approaches such as Open Loop and Closed Loop control, to a typical First-Come-First-Served dispatching rule, and following the timetable (no-action). This experimental analysis clarifies the benefits of automated traffic control for infrastructure managers, railway operators and passengers. The timetable order, normally used in assessing a-priori reliability, systematically overestimates unreliability of operations that can be reduced by real-time control.     

Closing the loop in real-time railway control: Framework design and impacts on operations

Railway traffic is heavily affected by disturbances and/or disruptions, which are often cause of delays and low performance of train services. The impact and the propagation of such delays can be mitigated by relying on automatic tools for rescheduling traffic in real-time. These tools predict future track conflict based on current train information and provide suitable control measures (e.g. reordering, retiming and/or rerouting) by using advanced mathematical models. A growing literature is available on these tools, but their effects on real operations are blurry and not yet well known, due to the very scarce implementation of such systems in practice.In this paper we widen the knowledge on how automatic real-time rescheduling tools can influence train performance when interfaced with railway operations. To this purpose we build up a novel traffic control framework that couples the state-of-the art automatic rescheduling tool ROMA, with the realistic railway traffic simulation environment EGTRAIN, used as a surrogate of the real field. At regular times ROMA is fed with current traffic information measured from the field (i.e. EGTRAIN) in order to predict possible conflicts and compute (sub) optimal control measures that minimize the max consecutive delay on the network. We test the impact of the traffic control framework based on different types of interaction (i.e. open loop, multiple open loop, closed loop) between the rescheduling tool and the simulation environment as well as different combinations of parameter values (such as the rescheduling interval and prediction horizon). The influence of different traffic prediction models (assuming e.g. aggressive versus conservative driving behaviour) is also investigated together with the effects on traffic due to control delays of the dispatcher in implementing the control measures computed by the rescheduling tool.Results obtained for the Dutch railway corridor Utrecht–Den Bosch show that a closed loop interaction outperforms both the multiple open loop and the open loop approaches, especially with large control delays and limited information on train entrance delays and dwell times. A slow rescheduling frequency and a large prediction horizon improve the quality of the control measure. A limited control delay and a conservative prediction of train speed help filtering out uncertain traffic dynamics thereby increasing the effectiveness of the implemented measures.     

A delay root cause discovery and timetable adjustment model for enhancing the punctuality of railway services

Knock-on delay, which is the key factor in punctuality of railway service, is mainly related to two factors including the quality of timetable in the planning phase and disturbances which may result in unscheduled trains’ waiting or meeting in operation phase. If the delay root cause and the interactions among the factors responsible for these can be clearly clarified, then the punctuality of railway operations can be enhanced by taking reactions such as timetable adjustment, rescheduling or rerouting of railway traffic in case of disturbances. These delay reasons can be used to predict the lengths of railway disruptions and effective reactions can be applied in disruption management. In this work, a delay root cause discovery model is proposed, which integrates heterogeneous railway operation data sources to reconstruct the details of the railway operations. A supervised decision tree method following the machine learning and data mining techniques is designed to estimate the key factors in knock-on delays. It discovers the root cause delay factor by logically analyzing the scheduled or un-scheduled trains meetings and overtaking behaviors, and the subsequent delay propagations. Experiment results show that the proposed decision tree can predict the delay reason with the accuracy of 83%, and it can be further enhance to 90% if the delay cause is only considered “prolonged passengers boarding” and “meeting or overtaking” factors. The delay root cause can be discovered by the proposed model, verified by frequency filtering in operation records, and resolved by the adjustment of timetable which is an important reference for the next timetable rescheduling. The results of this study can be applied to railway operation decision support and disruption management, especially with regard to timetable rescheduling, trains resequencing or rerouting, system reliability analysis, and service quality improvements.     

Distributed model predictive control for railway traffic management

Every day small delays occur in almost all railway networks. Such small delays are often called “disturbances” in literature. In order to deal with disturbances dispatchers reschedule and reroute trains, or break connections. We call this the railway management problem. In this paper we describe how the railway management problem can be solved using centralized model predictive control (MPC) and we propose several distributed model predictive control (DMPC) methods to solve the railway management problem for entire (national) railway networks. Furthermore, we propose an optimization method to determine a good partitioning of the network in an arbitrary number of sub-networks that is used for the DMPC methods. The DMPC methods are extensively tested in a case study using a model of the Dutch railway network and the trains of the Nederlandse Spoorwegen. From the case study it is clear that the DMPC methods can solve the railway traffic management problem, with the same reduction in delays, much faster than the centralized MPC method.     

An optimal data-splitting algorithm for aircraft scheduling on a single runway to maximize throughput

In this research, we present a data-splitting algorithm to optimally solve the aircraft sequencing problem (ASP) on a single runway under both segregated and mixed-mode of operation. This problem is formulated as a 0–1 mixed-integer program (MIP), taking into account several realistic constraints, including safety separation standards, wide time-windows, and constrained position shifting, with the objective of maximizing the total throughput. Varied scenarios of large scale realistic instances of this problem, which is NP-hard in general, are computationally difficult to solve with the direct use of commercial solver as well as existing state-of-the-art dynamic programming method. The design of the algorithm is based on a recently introduced data-splitting algorithm which uses the divide-and-conquer paradigm, wherein the given set of flights is divided into several disjoint subsets, each of which is optimized using 0–1 MIP while ensuring the optimality of the entire set. Computational results show that the difficult instances can be solved in real-time and the solution is efficient in comparison to the commercial solver and dynamic programming, using both sequential, as well as parallel, implementation of this pleasingly parallel algorithm.     

A tabu search algorithm to solve the integrated planning of container on an inter-terminal network connected with a hinterland rail network

Transport demand for containers has been increasing for decades, which places pressure on road transport. As a result, rail transport is stimulated to provide better intermodal freight transport services. This paper investigates mathematical models for the planning of container movements in a port area, integrating the inter-terminal transport of containers (ITT, within the port area) with the rail freight formation and transport process (towards the hinterland). An integer linear programming model is used to formulate the container transport across operations at container terminals, the network interconnecting them, railway yards and the railway networks towards the hinterland. A tabu search algorithm is proposed to solve the problem. The practical applicability of the algorithm is tested in a realistic infrastructure case and different demand scenarios. Our results show the degree by which internal (ITT) and external (hinterland) transport processes interact, and the potential for improvement of overall operations when the integrated optimization proposed is used. Instead, if the planning of containers in the ITT system is optimized as a stand-alone problem, the railway terminals may suffer from longer delay times or additional train cancellations. When planning the transport of 4060 TEU containers within one day, the benefits of the ITT planning without considering railway operations account for 17% ITT cost reduction but 93% railway operational cost growth, while the benefits of integrating ITT and railway account for a reduction of 20% in ITT cost and 44% in railway operational costs.     

Location configuration design for Dynamic Message Signs under stochastic incident and ATIS scenarios

This paper proposes a methodology for deploying permanent Dynamic Message Signs (DMS) in a vehicular traffic network. Of particular interest is the planning problem to optimize the number of DMS to deploy in conjunction with Advanced Traveler Information Systems (ATIS), operating and maintenance cost of DMS, and incident-related user cost under random traffic incident situations. The optimal DMS location design problem discussed herein is formulated as a two-stage stochastic program with recourse (SPR). A Tabu search algorithm combined with dynamic traffic simulation and assignment approaches are employed to solve this problem. A case study performed on the Fort-Worth, Texas network highlights the effectiveness of the proposed framework and illustrates the affect factors such as demand, network structure, DMS response rate, and incident characteristics have on the solution. The numerical results suggest that designing and deploying DMS and ATIS jointly is more cost-effective and efficient than the sequential build-out of the two from the system management perspective.     

Passenger oriented railway disruption management by adapting timetables and rolling stock schedules

In passenger railway operations, unforeseen events require railway operators to adjust their timetable and their resource schedules. The passengers will also adapt their routes to their destinations. When determining the new timetable and rolling stock schedule, the railway operator has to take passenger behavior into account. The operator should increase the capacity of trains for which the operator expects more demand than on a regular day. Furthermore, the operator could increase the frequency of the trains that serve stations with an additional demand.This paper describes a real-time disruption management approach which integrates the rescheduling of the rolling stock and the timetable by taking the changed passenger demand into account. The timetable decisions are limited to additional stops of trains at stations at which they normally would not call. Several variants of the approach are suggested, with the difference in how to determine which additional stops should be executed.Real-time rescheduling requires fast solutions. Therefore a heuristic approach is used. We demonstrate the performance of the several variants of our algorithm on realistic instances of Netherlands Railways, the major railway operator in the Netherlands.     

Railway traffic disturbance management—An experimental analysis of disturbance complexity,management objectives and limitations in planning horizon

With the increasing traffic volumes in European railway networks and reports on capacity deficiencies that cause reliability problems, the need for efficient disturbance management becomes evident. This paper presents a heuristic approach for railway traffic re-scheduling during disturbances and a performance evaluation for various disturbance settings using data for a large part of the Swedish railway network that currently experiences capacity deficiencies. The significance of applying certain re-scheduling objectives and their correlation with performance measures are also investigated. The analysis shows e.g. that a minimisation of accumulated delays has a tendency to delay more trains than a minimisation of total final delay or total delay costs. An experimental study of how the choice of planning horizon in the re-scheduling process affects the network on longer-term is finally presented. The results indicate that solutions which are good on longer-term can be achieved despite the use of a limited planning horizon. A 60 min long planning horizon was sufficient for the scenarios in the experiments.     

Ant colony optimization for the real-time train routing selection problem

This paper deals with the real-time problem of scheduling and routing trains in a railway network. In the related literature, this problem is usually solved starting from a subset of routing alternatives and computing the near-optimal solution of the simplified routing problem. We study how to select the best subset of routing alternatives for each train among all possible alternatives. The real-time train routing selection problem is formulated as an integer linear programming formulation and solved via an algorithm inspired by the ant colonies’ behavior. The real-time railway traffic management problem takes as input the best subset of routing alternatives and is solved as a mixed-integer linear program. The proposed methodology is tested on two practical case studies of the French railway infrastructure: the Lille terminal station area and the Rouen line. The computational experiments are based on several practical disturbed scenarios. Our methodology allows the improvement of the state of the art in terms of the minimization of train consecutive delays. The improvement is around 22% for the Rouen instances and around 56% for the Lille instances.     

A distributed VNS algorithm for optimizing dial-a-ride problems in large-scale scenarios

These days, transportation and logistic problems in large cities are demanding smarter transportation services that provide flexibility and adaptability. A possible solution to this arising problem is to compute the best routes for each new scenario. In this problem, known in the literature as the dial-a-ride problem, a number of passengers are transported between pickup and delivery locations trying to minimize the routing costs while respecting a set of prespecified constraints. This problem has been solved in the literature with several approaches from small to medium sized problems. However, few efforts have dealt with large scale problems very common in massive scenarios (big cities or highly-populated regions). In this study, a new distributed algorithm based on the partition of the requests space and the combination of the routes is presented and tested on a set of 24 different scenarios of a large-scale problem (up to 16,000 requests or 32,000 locations) in the city of San Francisco. The results show that, not only the distributed algorithm is able to solve large problem instances that the corresponding sequential algorithm is unable to solve in a reasonable time, but also to have an average improvement of 9% in the smaller problems. The results have been validated by means of statistical procedures proving that the distributed algorithm can be an effective way to solve high dimensional dial-a-ride problems.     

A dual decomposition method for sector capacity constrained traffic flow optimization

An aggregate air traffic flow model based on a multicommodity network is used for traffic flow management in the National Airspace System. The problem of minimizing the total travel time of flights in the National Airspace System of the United States, subject to sector capacity constraints, is formulated as an Integer Program. The resulting solution achieves optimal delay control. The Integer Program implemented for the scenarios investigated has billions of variables and constraints. It is relaxed to a Linear Program for computational efficiency. A dual decomposition method is applied to solve the large scale Linear Program in a computationally tractable manner. A rounding algorithm is developed to map the Linear Program solution to a physically acceptable result, and is implemented for the entire continental United States. A 2-h traffic flow management problem is solved with the method.     

A real-time traffic signal control system: architecture, algorithms, and analysis

The paper discusses a real-time traffic-adaptive signal control system referred to as RHODES. The system takes as input detector data for real-time measurement of traffic flow, and “optimally” controls the flow through the network. The system utilizes a control architecture that (1) decomposes the traffic control problem into several subproblems that are interconnected in an hierarchical fashion, (2) predicts traffic flows at appropriate resolution levels (individual vehicles and platoons) to enable pro-active control, (3) allows various optimization modules for solving the hierarchical subproblems, and (4) utilizes a data structure and computer/communication approaches that allow for fast solution of the subproblems, so that each decision can be downloaded in the field appropriately within the given rolling time horizon of the corresponding subproblem. The RHODES architecture, algorithms, and its analysis are presented. Laboratory test results, based on implementation of RHODES on simulation models of actual scenarios, illustrate the effectiveness of the system.     

Evaluation of road-rail interaction in Thailand

The main line of the State Railway of Thailand to serve the Northeastern region of the Kingdom was built in 1900 to the town of Korat and subsequently extended to its northern extremity at the Laos border. The Friendship Highway, a modern highway parallel to the railway and serving the same transportation corridor, was completed in 1958 as far as Korat. In 1965 the northern extension of the Friendship Highway was opened to Nong Khai, the northern terminus of the railway.The effect of the nearby and parallel highway on freight traffic - for upland crops, vegetables, rice, kenaf, and forest products - is shown in terms of tonnages dispatched by the railway and in relation to the production of those commodities. Passenger traffic originating on the Northeastern railway line is analysed. Statistics indicating the shift in modal split between road and rail, for both freight and passengers in the Kingdom, are presented for a six-year period. An estimate of the loss in revenue for the Korat-Nong Khai segment of the railway has been made for both originating passengers and certain classes of freight traffic. Clearly demonstrated is the unceasing trend toward road haulage of freight and the use of highway buses by intercity passengers. This paper is intended to draw attention to the magnitude of the problem rather than to suggest definitive solutions.     

Constant speed optimal reciprocal collision avoidance

In this article, the Optimal Reciprocal Collision Avoidance (ORCA) algorithm is modified to make it work for speed constrained aircraft. The adaptation of ORCA to aircraft conflict resolution shows that when the speed norm is constrained, aircraft flying within the same speed range with small angle converging trajectories tend to remain on parallel tracks, preventing a resolution of the conflict. The ORCA algorithm is slightly modified to avoid this behavior. In the new algorithm called CSORCA (Constant Speed Optimal Reciprocal Collision Avoidance), the directions of the semi-plane used to calculate the conflict free maneuvers are modified when the relative speed vector is in the semi-circular part of the conflicting area. After explaining the reasons that make the original algorithm fail in the constant speed environment, the modification made on the algorithm is detailed and its impact on a simple example is shown. The new strategy is also compared to an Add-Up strategy close to the Airborne Separation Assurance System (ASAS) strategy found in the literature. Hundreds of fast time simulations are then performed to compare the two versions of the algorithm for different traffic densities in the horizontal plane. In these simulations the speed norm is first constrained. The aircraft can only change direction with a limited turning rate. Simulations with released speed constraints are then performed to compare the behavior of both algorithms in a more general environment. In all the scenarios tested, CSORCA is more efficient than ORCA to solve conflicts.     

Cost scaling based successive approximation algorithm for the traffic assignment problem

This paper presents a cost scaling based successive approximation algorithm, called ε-BA (ε-optimal bush algorithm), to solve the user equilibrium traffic assignment problem by successively refining ε-optimal flows. As ε reduces to zero, the user equilibrium solution is reached. The proposed method is a variant of bush-based algorithms, and also a variant of the min-mean cycle algorithm to solve the min-cost flow by successive approximation. In ε-BA, the restricted master problem, implying traffic equilibration restricted on a bush, is solved to ε-optimality by cost scaling before bush reconstruction. We show that ε-BA can reduce the number of flow operations substantially in contrast to Dial’s Algorithm B, as the former operates flows on a set of deliberately selected cycles whose mean values are sufficiently small. Further, the bushes can be constructed effectively even if the restricted master problem is not solved to a high level of convergence, by leveraging the ε-optimality condition. As a result, the algorithm can solve a highly precise solution with faster convergence on large-scale networks compared to our implementation of Dial’s Algorithm B.     

Multi-objective optimization of train routing problem combined with train scheduling on a high-speed railway network

Based on train scheduling, this paper puts forward a multi-objective optimization model for train routing on high-speed railway network, which can offer an important reference for train plan to provide a better service. The model does not only consider the average travel time of trains, but also take the energy consumption and the user satisfaction into account. Based on this model, an improved GA is designed to solve the train routing problem. The simulation results demonstrate that the accurate algorithm is suitable for a small-scale network, while the improved genetic algorithm based on train control (GATC) applies to a large-scale network. Finally, a sensitivity analysis of the parameters is performed to obtain the ideal parameters; a perturbation analysis shows that the proposed method can quickly handle the train disturbance.     

Algorithms to find shortest and alternative paths in free flow and congested traffic regimes

Location-based systems can be very helpful to mobile users if they are able to suggest shortest paths to destination taking into account the actual traffic conditions. This would allow to inform the drivers not only about the current shortest paths to destination but also about alternative, timely computed paths to avoid being trapped in the traffic jams signaled by cyber-physical-social systems. To this aim, the paper proposes a set of algorithms that solve very fast the All Pair Shortest Paths problem in both the free flow and congested traffic regimes, for road networks of medium-large size, thus enabling location-based systems to deal with emergencies and critical traffic conditions in city and metropolitan areas, whose transport networks typically range from some hundreds to many thousands of nodes, respectively. The paths to avoid being trapped in the traffic jams are computed by using a simulation of the shockwave propagation, instead of historical data. A parallel version of the algorithms is also proposed to solve the All Pair Shortest Paths problem for metropolitan areas with very large road networks. A time performance analysis of the proposed algorithms for transport networks of various size is carried out.     

Reinforcement learning approach for train rescheduling on a single-track railway

Optimal rail network infrastructure and rolling stock utilization can be achieved with use of different scheduling tools by extensive planning a long time before actual operations. The initial train timetable takes into account possible smaller disturbances, which can be compensated within the schedule. Bigger disruptions, such as accidents, rolling stock breakdown, prolonged passenger boarding, and changed speed limit cause delays that require train rescheduling. In this paper, we introduce a train rescheduling method based on reinforcement learning, and more specifically, Q-learning. We present here the Q-learning principles for train rescheduling, which consist of a learning agent and its actions, environment and its states, as well as rewards. The use of the proposed approach is first illustrated on a simple rescheduling problem comprising a single-lane track with three trains. The evaluation of the approach is performed on extensive set of experiments carried out on a real-world railway network in Slovenia. The empirical results show that Q-learning lead to rescheduling solutions that are at least equivalent and often superior to those of several basic rescheduling methods that do not rely on learning agents. The solutions are learned within reasonable computational time, a crucial factor for real-time applications.     

Forecasting journey time distribution with consideration to abnormal traffic conditions

Travel time is an important index for managers to evaluate the performance of transportation systems and an intuitive measure for travelers to choose routes and departure times. An important part of the literature focuses on predicting instantaneous travel time under recurrent traffic conditions to disseminate traffic information. However, accurate travel time prediction is important for assessing the effects of abnormal traffic conditions and helping travelers make reliable travel decisions under such conditions. This study proposes an online travel time prediction model with emphasis on capturing the effects of anomalies. The model divides a path into short links. A Functional Principal Component Analysis (FPCA) framework is adopted to forecast link travel times based on historical data and real-time measurements. Furthermore, a probabilistic nested delay operator is used to calculate path travel time distributions. To ensure that the algorithm is fast enough for online applications, parallel computation architecture is introduced to overcome the computational burden of the FPCA. Finally, a rolling horizon structure is applied to online travel time prediction. Empirical results for Guangzhou Airport Expressway indicate that the proposed method can capture an abrupt change in traffic state and provide a promising and reliable travel time prediction at both the link and path levels. In the case where the original FPCA is modified for parallelization, accuracy and computational effort are evaluated and compared with those of the sequential algorithm. The proposed algorithm is found to require only a piece rather than a large set of traffic incident records.