Determination and Applications of Environmental Costs at Different Sized Airports – Aircraft Noise and Engine Emissions

With the increasing trend of charging for externalities and the aim of encouraging the sustainable development of the air transport industry, there is a need to evaluate the social costs of these undesirable side effects, mainly aircraft noise and engine emissions, for different airports. The aircraft noise and engine emissions social costs are calculated in monetary terms for five different sized airports, ranging from hub airports to small regional airports. The number of residences within different levels of airport noise contours and the aircraft noise classifications are the main determinants for accessing aircraft noise social costs. The environmental impacts of aircraft engine emissions include both aircraft landing and take-off and 30-minute cruise. The social costs of aircraft emissions vary by engine type and aircraft category, depending on the damage caused by different engine pollutants on the human health, vegetation, materials, aquatic ecosystem and climate. The results indicate that the relationship appears to be curvilinear between environmental costs and the traffic volume of an airport. The results and methodology of environmental cost calculation could be applied to the proposed European wide harmonised noise charges as well as the social cost benefit analysis of airports.     

Evaluation and implications of environmental charges on commercial flights

Environmental charges are one of the economic instruments for controlling externalities. Their application to commercial flights has become a preferred method of encouraging the sustainable development of the air transport industry. Two kinds of externalities, aircraft noise and engine emissions, both generating profound impacts on human beings and on the environment, are considered here. The hedonic price method is applied to calculate the social cost of aircraft noise during the landing and take-off stages of the flight. The marginal impact of each flight with specific aircraft/engine combinations is derived for the allocation of aggregate noise social costs. In contrast, the dose - response method is applied to estimate the social cost of each engine exhaust pollutant during different flight modes. The combination of aircraft noise and engine emissions social costs is then evaluated on the basis of several environmental charge mechanism scenarios, using Amsterdam Airport Schiphol as a case study. It is shown that the current noise or engine emissions related charges at airports are lower than the actual social costs of their respective externalities. The implications of charge mechanism scenarios are subsequently discussed and evaluated in terms of their impacts on airline costs, airfares and passenger demand.     

The impact of strategic management and fleet planning on airline efficiency - A random effects Tobit model based on DEA efficiency scores

As a result of the liberalisation of airline markets; the strong growth of low cost carriers; the high volatility in fuel prices; and the recent global financial crisis, the cost pressure that airlines face is very substantial. In order to survive in these very competitive environments, information on what factors impact on costs and efficiency of airlines is crucial in guiding strategic change. To evaluate key determinants of 58 passenger airlines’ efficiency, this paper applies a two-stage Data Envelopment Analysis (DEA) approach, with partially bootstrapped random effects Tobit regressions in the second stage. Our results suggest that the effects of route optimisation, in the sense of average stage length of the fleet, are limited to airline technical efficiency. We show that airline size and key fleet mix characteristics, such as aircraft size and number of different aircraft families in the fleet, are more relevant to successful cost management of airlines since they have significant impacts on all three types of airline efficiency: technical, allocative and, ultimately, cost efficiency. Our results also show that despite the fuel saving benefits of younger aircraft, the age of an airline’s fleet has no significant impact on its technical efficiency, but does have a positive impact on its allocative and cost efficiency.     

Carnivore incidents with U.S. civil aircraft

Wildlife incidents with aircraft are of concern in the United States as they pose a risk to human safety and economic losses for the aviation industry. Most previous research on wildlife-aircraft incidents has emphasized birds, bats, and ungulates. We queried the Federal Aviation Administration’s National Wildlife Strike Database from 1990 to 2012 to characterize carnivore incidents with U.S. civil aircraft. We found 1016 carnivore incidents with aircraft representing at least 16 species, with coyotes (n = 404) being the species most frequently struck. California and Texas had the most reported incidents and incidents were most likely to occur at night from August to November. Overall estimated damage to aircraft was US$ 7 million. Coinciding with the increase in air traffic, the rate of carnivore-aircraft incidents increased 13.1% annually from 1990 to 2012 whereas the rate of damaging incidents remained fairly constant. Due to the increase in carnivore-aircraft incidents from 1990 to 2012, we recommend further research on techniques to increase detection of carnivores and implementation and scheduled maintenance of perimeter high fences for exclusion. Additionally, we recommend increasing patrol of runways, especially during peak incident periods (July–November) and at night (2000–0600 h).     

Is it the labor unions’ fault? Dissecting the causes of the impaired technical efficiencies of the legacy carriers in the United States

Data envelopment analysis is used to evaluate the technical efficiencies of a number of major passenger airlines in the United States at transforming their inputs (labor, fuel and fleet-wide seating capacity) into available seat-miles. A tobit regression model is then used to identify the underlying drivers of airline efficiency, as measured by the data envelopment analysis efficiency score. The impact of unionization on airline efficiency is found to be statistically insignificant, controlling for the influences of other hypothesized determinants of airline efficiency: the average age of an airline’s fleet, the average size of its aircraft, its average stage length, the extent to which the airline relies of hubbing within its route structure, the percent of its passenger enplanements that are international, and whether the airline is a legacy carrier. The statistically significant drivers of airline efficiency, at a ten percent level of significance, are average aircraft size, average stage length and the extent to which the airline relies on hubbing and connecting flights within its route structure. The stage length variable is not significant at a five percent level of significance, however. An increase in average aircraft size or in average stage length enhances an airline’s efficiency whereas an increase in hubbing reduces it.     

Estimation of aircraft taxi fuel burn using flight data recorder archives

This paper builds a model for estimating the fuel consumption of a taxiing aircraft using flight data recorder information from operational aircraft. The taxi fuel burn is modeled as a linear function of several potential explanatory variables including the taxi time, number of stops, number of turns and number of acceleration events, and the coefficients are estimated using least-squares regression. The statistical significance of each potential factor is investigated. Our analysis shows that in addition to the taxi time, the number of acceleration events is a significant factor in determining taxi fuel consumption. Since the model parameters are estimated using data from operational aircraft, they provide more accurate estimates of fuel burn than methods that use idealized physical models of fuel consumption based on aircraft velocity profiles, or the baseline fuel consumption estimates provided by the International Civil Aviation Organization.     

Determinants of the property damage costs of tanker accidents

This study investigates determinants of the vessel, oil cargo spillage, and other-property damage costs of tanker accidents. Tobit estimation of a three-equation recursive model suggests that, among types of tanker accidents, fire/explosion accidents incur the largest vessel damage costs, but the smallest oil cargo spillage costs. Alternatively, grounding accidents incur the smallest vessel damage costs, but the largest oil cargo spillage costs, reflecting the difficulty of controlling oil cargo spillage subsequent to such accidents. Also, oil cargo spillage costs are lower for US flag tanker accidents. A dollar of vessel damage cost increases other-property damage cost by $0.06, whereas a dollar of oil cargo spillage increases this cost by $1.55.     

Developing link-based particle number emission models for diesel transit buses using engine and vehicle parameters

To better assess health impacts from diesel transportation sources, particle number emissions can be modeled on a road network using traffic operating parameters. In this work, real-time particle number emissions rates from two diesel transit buses were aggregated to the roadway link-level and modeled using engine parameters and then vehicle parameters. Modern statistical methods were used to identify appropriate predictor variables in the presence of multicollinearity, and controlled for correlated emission measurements made on the same day and testing route. Factor analysis helped to reduce the number of potential engine parameters to engine load, engine speed, and exhaust temperature. These parameters were incorporated in a linear mixed model that was shown to explain the variation attributable to link-characteristics. Vehicle specific power and speed were identified as two surrogate vehicle travel variables that can be used in the absence of engine parameters, although with a loss in predictive power compared to the engine parameter model. If vehicle speed is the only operating input available, including road grades in the model can significantly improve particle number emission estimates even for links with mild grade. Although the data used are specific to the buses tested, the approach can be applied to modeling emissions from other vehicle models with different engine types, exhaust systems, and engine retrofit technologies.     

Towards a general microeconomic model for the operation of public transport

After Vickrey's view, Mohring constructed a microeconomic model to determine the optimal frequency of buses serving a corridor with fixed demand. The main result was that frequency should be proportional to the square root of demand. The role of users' costs was shown to be crucial. This approach has evolved over the past decades, improving our understanding of public transport operations. This paper describes and analyses the evolution of microeconomic models for the analysis of public transport services with parametric demand, leading towards a more comprehensive one. An in-depth review of all the contributions in the academic literature is presented, emphasizing both the treatment of variables and the form of the results mostly in terms of frequency and fleet size. A series of partial new elements is also identified. An extension of Jansson's model for a single period is developed analytically, including the effect of vehicle size on operating costs and the influence of crowding on the value of time. Numerical simulations are used for comparison and analysis. A general model is then proposed where bus operations are optimized accounting for a number of simultaneous relations. Finally, the different models are discussed and compared.     

How do economies of density in container handling operations affect ships’ time and emissions in port? Evidence from Norwegian container terminals

Efficient port services are prerequisites for competitive and sustainable maritime transports. This paper makes advances in studying the determinants of the time that ships spend in port and the associated emissions to air. We estimate a production model for cargo handling based on a unique dataset containing each port of call at the largest container terminals in Norway in 2014. In turn, we use auxiliary engine emission factors to estimate particulate matter and nitrogen oxide emissions from ships at berth, to determine how the corresponding damage costs of air pollution vary with container throughput, location, and terminal investments. We find that Norwegian container terminals operate under increasing returns to density. Small ships that unload few containers are far from reaping economies of density, leading to high marginal time requirements for container handling and consequently high marginal external costs. From a Pigouvian taxation perspective, port charges should therefore be regressive in the number of containers handled. Moreover, we find that the external costs of maritime transports are severely understated when port operations are ignored. Our model allows determining the marginal productivities of port facilities. Thereby, it is instrumental in designing port charges that are diversified according to the quantity of containers handled and the service quality (i.e., the speed of handling operations). Regarding contextual factors, we find that establishing high-frequent liner services improves the ship working rate, while simultaneous calls at a terminal impede productivity. The type of container (loading/unloading; empty/laden) also appears to influence the duration of ship working.     

Assessment of carbon emission costs for air cargo transportation

This study presents a set of models that calculate carbon emissions in individual phases of flight during air cargo transportation, investigates resultant carbon footprints by aircraft type and flight route, and estimates increases in transportation costs for airlines due to carbon taxes imposed by the EU ETS. The estimated results provide useful references for airlines in aircraft assignment on different routes and in aircraft selection for new purchases. Validation of the model is conducted by simulating the potential impact of the implementation of the EU ETS on costs of air cargo transportation for six routes and six types of aircraft. Results show that the impact may be subject to various factors including unit carbon emissions per aircraft, aviation emission allowances per airline, and carbon trading prices; and that increases in costs of air cargo transportation range from 0% to 5.27% per aircraft per route. Therefore, the implementation of the EU ETS may encourage airlines to cut down their operating costs by reducing their carbon emissions, thereby ameliorating greenhouse gas pollution caused by air cargo transportation.     

Using supplemental aircraft noise information to assist airport neighbours understand aircraft noise

This paper deals with the value of supplemental aircraft noise information in the form of combining aircraft movement numbers and noise levels to assist airport neighbours in understanding airport noise. To analyse the socio-spatial interaction of annoyance with, and interference by, aircraft noise, an alternative is recommended, namely the number of noise events above selected noise levels so that laypeople can better understand the extent of noise. The research is based on a questionnaire survey of households affected by aircraft noise around OR Tambo International Airport near Johannesburg. The results indicate that levels of annoyance and disturbance across a number of normal household activities are positively related to the number of noise events recorded, irrespective of noise levels above 60 dB.     

A heuristic model for frequency planning and aircraft routing in small size airlines

The flight schedule of an airline is the primary factor in finding the most effective and efficient deployment of the airline's resources. The flight schedule process aims at finding a set of routes with associated aircraft type, frequency of service and times of departures and arrivals in order to satisfy a specific objective such as profit maximization. In this paper, we develop a two‐phase heuristic model for airline frequency planning and aircraft routing for small size airlines. The first phase develops a frequency plan using an economic equilibrium model between passenger demand for flying a particular route and aircraft operating characteristics. The second phase uses a time‐of‐day model to develop an assignment algorithm for aircraft routing.     

A multiobjective model for maximizing fleet availability under the presence of flight and maintenance requirements

Every aircraft, military or civilian, must be grounded for maintenance after it has completed a certain number of flight hours since its last maintenance check. In this paper, we address the problem of deciding which available aircraft should fly and for how long, and which grounded aircraft should perform maintenance operations, in a group of aircraft that comprise a combat unit. The objective is to achieve maximum availability of the unit over the planning horizon. We develop a multiobjective optimization model for this problem, and we illustrate its application and solution on a real life instance drawn from the Hellenic Air Force. We also propose two heuristic approaches for solving large scale instances of the problem. We conclude with a discussion that gives insight into the behavior of the model and of the heuristics, based on the analysis of the results obtained.     

Airport obstacle surfaces

The most commonly used criteria to determine complicated airport obstacle surfaces are FAR Part 77 imaginary surfaces, TERPS, and the one engine inoperative obstacle identification surface for air carriers. For each obstacle surface there are tradeoffs encountered in our practice between the obstruction penetration and extension of runway, change of flight profile, and allowable aircraft maximum payloads. For the purposes of both airport engineering and airport planning, a better understanding of these different obstacle surfaces and their application is important. In this paper, the differences and relationships between these surfaces are addressed. The conditions for the use of each criterion are discussed. In addition, the FAA's Obstruction Evaluation / Airport Airspace Analysis (OE/AAA) process is reviewed.     

Prediction of aircraft performances based on data collected by air traffic control centers

Accurate prediction of aircraft position is becoming more and more important for the future of air traffic. Currently, the lack of information about flights prevents us to fulfill future demands for the needed accuracy in 4D trajectory prediction. Until we get the necessary information from aircraft and until new more accurate methods are implemented and used, we propose an alternative method for predicting aircraft performances using machine learning from historical data about past flights collected in a multidimensional database. In that way, we can improve existing applications by providing them better inputs for their trajectory calculations. Our method uses flight plan data to predict performance values, which are suited individually for each flight. The results show that based on recorded past aircraft performances and related flight data we can effectively predict performances for future flights based on how similar flights behaved in the past.     

One manufacturer's approach to improving jet transport fuel efficiency

In the face of rapidly escalating costs of aircraft fuel, since the early 1970s, the aerospace industry has embarked on a program of measures to reduce fuel consumption. This article describes an integrated set of measures which have been undertaken by Lockheed‐California to improve the fuel requirements of the Tristar, a wide‐bodied three engine medium to long range aircraft. Measures include operational changes, improvements to maintenance practices, long term hardware modifications and technological advances.     

Estimation of the effects of aircraft noise on residential satisfaction

This study assesses the effects of aircraft noise on residential satisfaction, an important indicator of subjective well-being. A structural equation model is specified that estimates the relationships between objective variables, noise annoyance variables and residential satisfaction. Secondary data-analysis is used to estimate the model. The survey was conducted in 1996/1997 among the population living within a 25-km radius of Amsterdam Schiphol, the largest airport in the Netherlands. The effect of aircraft noise annoyance is found to be relatively small. In addition, the objective level of aircraft noise exposure is found to be a better predictor of residential satisfaction than its subjective counterpart. The most important determinants of residential satisfaction are found to be road traffic noise annoyance, age and neighbor noise annoyance.     

An aggregate demand model for air passenger traffic in the hub-and-spoke network

In this paper, we build an aggregate demand model for air passenger traffic in a hub-and-spoke network. This model considers the roles of airline service variables such as service frequency, aircraft size, ticket price, flight distance, and number of spokes in the network. It also takes into account the influence of local passengers and social-economic and demographic conditions in the spoke and hub metropolitan areas. The hub airport capacity, which has a significant impact on service quality in the hub airport and in the whole hub-and-spoke network, is also taken into consideration.Our demand model reveals that airlines can attract more connecting passengers in a hub-and-spoke network by increasing service frequency than by increasing aircraft size in the same percentage. Our research confirms the importance of local service to connecting passengers, and finds that, interestingly, airlines’ services in the first flight leg are more important to attract passengers than those in the second flight segment. Based on data in this study, we also find that a 1% reduction of ticket price will bring about 0.9% more connecting passengers, and a 1% increase of airport acceptance rate can bring about 0.35% more connecting passengers in the network, with all else equal. These findings are helpful for airlines to understand the effects of changing their services, and also useful for us to quantify the benefits of hub airport expansion projects.At the end of this paper, we give an example as an application to demonstrate how the developed demand model could be used to valuate passengers’ direct benefit from airport capacity expansion.     

Measuring the environmental efficiency of the global aviation fleet

This research analyses the environmental footprint of the airline industry in an attempt to highlight potential paths for improvement. We develop a directional economic-environmental distance function (DEED) which accounts for the production of both desirable and undesirable output and the potential for constrained increases in input utilization. This research applies the modeling framework to analyze the potential to reduce noise and airborne pollutants emitted by aircraft–engine combinations given the current state of aeronautical technology. The global aircraft–engine market is viewed from the regulatory perspective in order to compare the single environmental and operational efficient frontier to that of the airline carriers, and environmental objectives. The results of DEED are then applied in order to substitute the fleets serving Schipol, Amsterdam and Arlanda, Stockholm airports in June 2010 with the benchmark aircraft. The results highlight the inefficiencies of the current airline fleets and that the IPCC values of externalities are a magnitude of TEN too low to encourage changes in the global fleet hence the need for government intervention.