Integrated optimization on train scheduling and preventive maintenance time slots planning

We address the problem of simultaneously scheduling trains and planning preventive maintenance time slots (PMTSs) on a general railway network. Based on network cumulative flow variables, a novel integrated mixed-integer linear programming (MILP) model is proposed to simultaneously optimize train routes, orders and passing times at each station, as well as work-time of preventive maintenance tasks (PMTSs). In order to provide an easy decomposition mechanism, the limited capacity of complex tracks is modelled as side constraints and a PMTS is modelled as a virtual train. A Lagrangian relaxation solution framework is proposed, in which the difficult track capacity constraints are relaxed, to decompose the original complex integrated train scheduling and PMTSs planning problem into a sequence of single train-based sub-problems. For each sub-problem, a standard label correcting algorithm is employed for finding the time-dependent least cost path on a time-space network. The resulting dual solutions can be transformed to feasible solutions through priority rules. Numerical experiments are conducted on a small artificial network and a real-world network adapted from a Chinese railway network, to evaluate the effectiveness and computational efficiency of the integrated optimization model and the proposed Lagrangian relaxation solution framework. The benefits of simultaneously scheduling trains and planning PMTSs are demonstrated, compared with a commonly-used sequential scheduling method.     

Scheduling heterogeneous train traffic on double tracks with efficient dispatching rules

To further improve the utilization rate of railway tracks and reduce train delays, this paper focuses on developing a high-efficiency train routing and timetabling approach for double-track railway corridors in condition that trains are allowable to travel on reverse direction tracks. We first design an improved switchable policy which is rooted in the approaches by Mu and Dessouky (2013), with the analysis of possible delays caused by different path choices. Then, three novel integrated train routing and timetabling approaches are proposed on the basis of a discrete event model and different dispatching rules, including no switchable policy (No-SP), Mu and Dessouky (2013)’s switchable policy (Original-SP) and improved switchable policy (Improved-SP). To demonstrate the performance of the proposed approaches, the heterogeneous trains on Beijing–Shanghai high speed railway are scheduled by aforementioned approaches. The case studies indicate that in comparison to No-SP and Original-SP approaches, respectively, the Improved-SP approach can reduce the total delay of trains up to 44.44% and 73.53% within a short computational time. Moreover, all of the performance criteria of the Improved-SP approach are usually better than those of other two approaches.     

Multiple-phase train trajectory optimization with signalling and operational constraints

The train trajectory optimization problem aims at finding the optimal speed profiles and control regimes for a safe, punctual, comfortable, and energy-efficient train operation. This paper studies the train trajectory optimization problem with consideration of general operational constraints as well as signalling constraints. Operational constraints refer to time and speed restrictions from the actual timetable, while signalling constraints refer to the influences of signal aspects and automatic train protection on train operation. A railway timetable provides each train with a train path envelope, which consists of a set of positions on the route with a specified target time and speed point or window. The train trajectory optimization problem is formulated as a multiple-phase optimal control model and solved by a pseudospectral method. This model is able to capture varying gradients and speed limits, as well as time and speed constraints from the train path envelope. Train trajectory calculation methods under delay and no-delay situations are discussed. When the train follows the planned timetable, the train trajectory calculation aims at minimizing energy consumption, whereas in the case of delays the train trajectory is re-calculated to track the possibly adjusted timetable with the aim of minimizing delays as well as energy consumption. Moreover, the train operation could be affected by yellow or red signals, which is taken into account in the train speed regulation. For this purpose, two optimization policies are developed with either limited or full information of the train ahead. A local signal response policy ensures that the train makes correct and quick responses to different signalling aspects, while a global green wave policy aims at avoiding yellow signals and thus proceed with all green signals. The method is applied in a case study of two successive trains running on a corridor with various delays showing the benefit of accurate predictive information of the leading train on energy consumption and train delay of the following train.     

Efficient dispatching rules on double tracks with heterogeneous train traffic

The most natural and popular dispatching rule for double-track segments is to dedicate one track for trains traveling in one direction. However, sometimes passenger trains have to share some portions of the railway with freight trains and passenger trains are traveling faster and faster nowadays. The major drawback of this dedicated rule is that a fast train can be caught behind a slow train and experience significant knock-on delay. In this paper, we propose a switchable dispatching policy for a double-track segment. The new dispatching rule enables the fast train to pass the slow train by using the track traveled by trains in the opposite direction if the track is empty. We use queueing theory techniques to derive the delay functions of this policy. The numerical experiments show that a switchable policy can reduce the fast train knock-on delay by as high as 30% compared to a dedicated policy. When there are crossovers at the middle of the double-track segment, our proposed switchable policy can reduce the delay of the fast trains by as high as 65%.     

A proposal for cost-related and market-oriented train running charges

This paper examines some key aspects of a charging system for promoting railway transport, including charges reflecting a clear relationship with costs (transparency) and charges reflecting the quality of the infrastructure manager's service. Train running charges recover track-related costs and can help to develop a charging system that meets these requirements. To orient train running charges to the market, a method for processing track maintenance and renewal costs is proposed whereby the quality of the service provided by an infrastructure is measured according to its utility to the railway undertaking. To achieve transparency, a single indicator is used for cost planning and the subsequent levying of costs on railway undertakings. The paper includes an example of how proposed train running charges would be calculated according to data from 14 European countries. The example shows that short-distance trains generate the lowest maintenance and renewal costs, followed by long-distance trains and freight trains.     

The train platforming problem: The infrastructure management company perspective

If railway companies ask for station capacity numbers, their underlying question is in fact one about the platformability of extra trains. Train platformability depends not only on the infrastructure, buffer times, and the desired departure and arrival times of the trains, but also on route durations, which depend on train speeds and lengths, as well as on conflicts between routes at any given time. We consider all these factors in this paper. We assume a current train set and a future one, where the second is based on the expected traffic increase through the station considered. The platforming problem is about assigning a platform to each train, together with suitable in- and out-routes. Route choices lead to different route durations and imply different in-route-begin and out-route-end times. Our module platforms the maximum possible weighted sum of trains in the current and future train set. The resulting number of trains can be seen as the realistic capacity consumption of the schedule. Our goal function allows for current trains to be preferably allocated to their current platforms.Our module is able to deal with real stations and train sets in a few seconds and has been fully integrated by Infrabel, the Belgian Infrastructure Management Company, in their application called Ocapi, which is now used to platform existing and projected train sets and to determine the capacity consumption.     

Multi-objective optimization of train routing problem combined with train scheduling on a high-speed railway network

Based on train scheduling, this paper puts forward a multi-objective optimization model for train routing on high-speed railway network, which can offer an important reference for train plan to provide a better service. The model does not only consider the average travel time of trains, but also take the energy consumption and the user satisfaction into account. Based on this model, an improved GA is designed to solve the train routing problem. The simulation results demonstrate that the accurate algorithm is suitable for a small-scale network, while the improved genetic algorithm based on train control (GATC) applies to a large-scale network. Finally, a sensitivity analysis of the parameters is performed to obtain the ideal parameters; a perturbation analysis shows that the proposed method can quickly handle the train disturbance.     

Train rescheduling model with train delay and passenger impatience time in urban subway network

This paper considers the train rescheduling problem with train delay in urban subway network. With the objective of minimizing the negative effect of train delay to passengers, which is quantified with a weighted combination of travel time cost and the cost of giving up the planned trips, train rescheduling model is proposed to jointly synchronize both train delay operation constraints and passenger behavior choices. Space–time network is proposed to describe passenger schedule‐based path choices and obtain the shortest travel times. Impatience time is defined to describe the intolerance of passengers to train delay. By comparing the increased travel time due to train delay with the passenger impatience time, a binary variable is defined to represent whether the passenger will give up their planned trips or not. The proposed train rescheduling model is implemented using genetic algorithm, and the model effectiveness is further examined through numerical experiments of real‐world urban subway train timetabling test. Duration effects of the train delay to the optimization results are analyzed. Copyright © 2017 John Wiley & Sons, Ltd.     

Analyzing passenger train arrival delays with support vector regression

We propose machine learning models that capture the relation between passenger train arrival delays and various characteristics of a railway system. Such models can be used at the tactical level to evaluate effects of various changes in a railway system on train delays. We present the first application of support vector regression in the analysis of train delays and compare its performance with the artificial neural networks which have been commonly used for such problems. Statistical comparison of the two models indicates that the support vector regression outperforms the artificial neural networks. Data for this analysis are collected from Serbian Railways and include expert opinions about the influence of infrastructure along different routes on train arrival delays.     

Train routing and timetabling problem for heterogeneous train traffic with switchable scheduling rules

This paper proposes a mathematical model for the train routing and timetabling problem that allows a train to occasionally switch to the opposite track when it is not occupied, which we define it as switchable scheduling rule. The layouts of stations are taken into account in the proposed mathematical model to avoid head-on and rear-end collisions in stations. In this paper, train timetable could be scheduled by three different scheduling rules, i.e., no switchable scheduling rule (No-SSR) which allows trains switching track neither at stations and segments, incomplete switchable scheduling rule (In-SSR) which allows trains switching track at stations but not at segments, and complete switchable scheduling rule (Co-SSR) which allows trains switching track both at stations and segments. Numerical experiments are carried out on a small-scale railway corridor and a large-scale railway corridor based on Beijing–Shanghai high-speed railway (HSR) corridor respectively. The results of case studies indicate that Co-SSR outperforms the other two scheduling rules. It is also found that the proposed model can improve train operational efficiency.     

A tabu search algorithm to solve the integrated planning of container on an inter-terminal network connected with a hinterland rail network

Transport demand for containers has been increasing for decades, which places pressure on road transport. As a result, rail transport is stimulated to provide better intermodal freight transport services. This paper investigates mathematical models for the planning of container movements in a port area, integrating the inter-terminal transport of containers (ITT, within the port area) with the rail freight formation and transport process (towards the hinterland). An integer linear programming model is used to formulate the container transport across operations at container terminals, the network interconnecting them, railway yards and the railway networks towards the hinterland. A tabu search algorithm is proposed to solve the problem. The practical applicability of the algorithm is tested in a realistic infrastructure case and different demand scenarios. Our results show the degree by which internal (ITT) and external (hinterland) transport processes interact, and the potential for improvement of overall operations when the integrated optimization proposed is used. Instead, if the planning of containers in the ITT system is optimized as a stand-alone problem, the railway terminals may suffer from longer delay times or additional train cancellations. When planning the transport of 4060 TEU containers within one day, the benefits of the ITT planning without considering railway operations account for 17% ITT cost reduction but 93% railway operational cost growth, while the benefits of integrating ITT and railway account for a reduction of 20% in ITT cost and 44% in railway operational costs.     

Passenger centric train timetabling problem

The aim of this paper is to analyze and to improve the current planning process of the passenger railway service in light of the recent railway market changes. In order to do so, we introduce the Passenger Centric Train Timetabling Problem. The originality of our approach is that we account for the passenger satisfaction in the design of the timetable. We consider both types of timetable(s): cyclic and non-cyclic. The problem is modeled as a Mixed Integer Linear Programming (MILP) problem with an objective of maximizing the train operating company’s profit while maintaining ε level of passenger satisfaction. The model does not take into account conflicts between trains and does not adjust dwell times at stopping stations among the lines. By solving the model for various values of ε, the approximated Pareto frontier is constructed. The analysis, based on an experiment using realistic data, shows that an improvement of passenger satisfaction while maintaining a low profit loss for the railway company can be achieved. A sensitivity analysis on passenger congestion illustrates a quantitative evidence that the non-cyclic timetables can account better for high density demand in comparison to cyclic timetables.     

Improving recovery-to-optimality robustness through efficiency-balanced design of timetable structure

To improve the service quality of the railway system (e.g., punctuality and travel times) and to enhance the robust timetabling methods further, this paper proposes an integrated two-stage approach to consider the recovery-to-optimality robustness into the optimized timetable design without predefined structure information (defined as flexible structure) such as initial departure times, overtaking stations, train order and buffer time. The first-stage timetabling model performs an iterative adjustment of all departure and arrival times to generate an optimal timetable with balanced efficiency and recovery-to-optimality robustness. The second-stage dispatching model evaluates the recovery-to-optimality robustness by simulating how each timetable generated from the first-stage could recover under a set of restricted scenarios of disturbances using the proposed dispatching algorithm. The concept of recovery-to-optimality is examined carefully for each timetable by selecting a set of optimally refined dispatching schedules with minimum recovery cost under each scenario of disturbance. The robustness evaluation process enables an updating of the timetable by using the generated dispatching schedules. Case studies were conducted in a railway corridor as a special case of a simple railway network to verify the effectiveness of the proposed approach. The results show that the proposed approach can effectively attain a good trade-off between the timetable efficiency and obtainable robustness for practical applications.     

Techniques for inserting additional trains into existing timetables

In this paper techniques for scheduling additional train services (SATS) are considered as is train scheduling involving general time window constraints, fixed operations, maintenance activities and periods of section unavailability. The SATS problem is important because additional services must often be given access to the railway and subsequently integrated into current timetables. The SATS problem therefore considers the competition for railway infrastructure between new services and existing services belonging to the same or different operators. The SATS problem is characterised as a hybrid job shop scheduling problem with time window constraints. To solve this problem constructive algorithm and meta-heuristic scheduling techniques that operate upon a disjunctive graph model of train operations are utilised. From numerical investigations the proposed framework and associated techniques are tested and shown to be effective.     

Optimizing train stopping patterns and schedules for high-speed passenger rail corridors

High-speed railway (HSR) systems have been developing rapidly in China and various other countries throughout the past decade; as a result, the question of how to efficiently operate such large-scale systems is posing a new challenge to the railway industry. A high-quality train timetable should take full advantage of the system’s capacity to meet transportation demands. This paper presents a mathematical model for optimizing a train timetable for an HSR system. We propose an innovative methodology using a column-generation-based heuristic algorithm to simultaneously account for both passenger service demands and train scheduling. First, we transform a mathematical model into a simple linear programming problem using a Lagrangian relaxation method. Second, we search for the optimal solution by updating the restricted master problem (RMP) and the sub-problems in an iterative process using the column-generation-based algorithm. Finally, we consider the Beijing–Shanghai HSR line as a real-world application of the methodology; the results show that the optimization model and algorithm can improve the defined profit function by approximately 30% and increase the line capacity by approximately 27%. This methodology has the potential to improve the service level and capacity of HSR lines with no additional high-cost capital investment (e.g., the addition of new tracks, bridges and tunnels on the mainline and/or at stations).     

A multi-objective train scheduling model and solution

This paper develops a multi-objective optimization model for the passenger train-scheduling problem on a railroad network which includes single and multiple tracks, as well as multiple platforms with different train capacities. In this study, lowering the fuel consumption cost is the measure of satisfaction of the railway company and shortening the total passenger-time is being regarded as the passenger satisfaction criterion. The solution of the problem consists of two steps. First the Pareto frontier is determined using the -constraint method, and second, based on the obtained Pareto frontier detailed multi-objective optimization is performed using the distance-based method with three types of distances. Numerical examples are given to illustrate the model and solution methodology.     

Stochastic prediction of train delays in real-time using Bayesian networks

In this paper we present a stochastic model for predicting the propagation of train delays based on Bayesian networks. This method can efficiently represent and compute the complex stochastic inference between random variables. Moreover, it allows updating the probability distributions and reducing the uncertainty of future train delays in real time under the assumption that more information continuously becomes available from the monitoring system. The dynamics of a train delay over time and space is presented as a stochastic process that describes the evolution of the time-dependent random variable. This approach is further extended by modelling the interdependence between trains that share the same infrastructure or have a scheduled passenger transfer. The model is applied on a set of historical traffic realisation data from the part of a busy corridor in Sweden. We present the results and analyse the accuracy of predictions as well as the evolution of probability distributions of event delays over time. The presented method is important for making better predictions for train traffic, that are not only based on static, offline collected data, but are able to positively include the dynamic characteristics of the continuously changing delays.     

Solving train formation problem using simulated annealing algorithm in a simplex framework

The train formation plan (TFP) determines the train services and their frequencies and assigns the demands. The TFP models are often formulated as a capacitated service network design problem, and the optimal solution is normally difficult to find. In this paper, a hybrid algorithm of the Simplex method and simulated annealing is proposed for the TFP problem. The basic idea of the proposed algorithm is to use a simulated annealing algorithm to explore the solution space, where the revised Simplex method evaluates, selects, and implements the moves. In the proposed algorithm, the neighborhood structure is based on the pivoting rules of the Simplex method that provides an efficient method to reach the neighbors of the current solution. A state‐of‐the‐art method is applied for parameters tuning by using the design of experiments approach. To evaluate the proposed model and the solution method, 25 test problems have been simulated and solved. The results show the efficiency and the effectiveness of the proposed approach. The proposed approach is implemented to develop the TFP in the Iranian railway as a case study. It is possible to save significant time and cost through solving the TFP problem by using the proposed algorithm and developing the efficient TFP plan in the railway networks. Copyright © 2012 John Wiley & Sons, Ltd.     

Mining missing train logs from Smart Card data

This paper shows how to recover the arrival times of trains from the gate times of metro passengers from Smart Card data. Such technique is essential when a log, the set of records indicating the actual arrival and departure time of each bus or train at each station and also a critical component in reliability analysis of a transportation system, is missing partially or entirely. The procedure reconstructs each train as a sequence of the earliest exit times, called S-epochs, among its alighting passengers at each stations. The procedure first constructs a set of passengers, also known as reference passengers, whose routing choices are easily identifiable. The procedure then computes, from the exit times of the reference passengers, a set of tentative S-epochs based on a detection measure whose validity relies on an extreme-value characteristic of the platform-to-gate movement of alighting passengers. The tentative S-epochs are then finalized to be a true one, or rejected, based on their consistencies with bounds and/or interpolation from prescribed S-epochs of adjacent trains and stations. Tested on 12 daily sets of trains, with varying degrees of missing logs, from three entire metro lines, the method restored the arrival times of 95% of trains within the error of 24 s even when 100% of logs was missing. The mining procedure can also be applied to trains operating under special strategies such as short-turning and skip-stop. The recovered log seems precise enough for the current reliability analysis performed by the city of Seoul.