A methodology to control urban traffic noise under the constraint of environmental capacity: A case study of a double-decision optimization model

This paper presents a novel methodology to control urban traffic noise under the constraint of environmental capacity. Considering the upper limits of noise control zones as the major bottleneck to control the maximum traffic flow is a new idea. The urban road network traffic is the mutual or joint behavior of public self-selection and management decisions, so is a typical double decision optimization problem.The proposed methodology incorporates theoretically model specifications. Traffic noise calculation model and traffic assignment model for O–D matrix are integrated based on bi-level programming method which follows an iterated process to obtain the optimal solution. The upper level resolves the question of how to sustain the maximum traffic flow with noise capacity threshold in a feasible road network. The user equilibrium method is adopted in the lower layer to resolve the O–D traffic assignment.The methodology has been applied to study area of QingDao, China. In this illustrative case, the noise pollution level values of optimal solution could satisfy the urban environmental noise capacity constraints. Moreover, the optimal solution was intelligently adjusted rather than simply reducing the value below a certain threshold. The results indicate that the proposed methodology is feasible and effective, and it can provide a reference for a sustainable development and noise control management of the urban traffic.     

A rolling-horizon quadratic-programming approach to the signal control problem in large-scale congested urban road networks

The paper investigates the efficiency of a recently developed signal control methodology, which offers a computationally feasible technique for real-time network-wide signal control in large-scale urban traffic networks and is applicable also under congested traffic conditions. In this methodology, the traffic flow process is modeled by use of the store-and-forward modeling paradigm, and the problem of network-wide signal control (including all constraints) is formulated as a quadratic-programming problem that aims at minimizing and balancing the link queues so as to minimize the risk of queue spillback. For the application of the proposed methodology in real time, the corresponding optimization algorithm is embedded in a rolling-horizon (model-predictive) control scheme. The control strategy’s efficiency and real-time feasibility is demonstrated and compared with the Linear-Quadratic approach taken by the signal control strategy TUC (Traffic-responsive Urban Control) as well as with optimized fixed-control settings via their simulation-based application to the road network of the city centre of Chania, Greece, under a number of different demand scenarios. The comparative evaluation is based on various criteria and tools including the recently proposed fundamental diagram for urban network traffic.     

Constrained optimization and distributed computation based car following control of a connected and autonomous vehicle platoon

Motivated by the advancement in connected and autonomous vehicle technologies, this paper develops a novel car-following control scheme for a platoon of connected and autonomous vehicles on a straight highway. The platoon is modeled as an interconnected multi-agent dynamical system subject to physical and safety constraints, and it uses the global information structure such that each vehicle shares information with all the other vehicles. A constrained optimization based control scheme is proposed to ensure an entire platoon’s transient traffic smoothness and asymptotic dynamic performance. By exploiting the solution properties of the underlying optimization problem and using primal-dual formulation, this paper develops dual based distributed algorithms to compute optimal solutions with proven convergence. Furthermore, the asymptotic stability of the unconstrained linear closed-loop system is established. These stability analysis results provide a principle to select penalty weights in the underlying optimization problem to achieve the desired closed-loop performance for both the transient and the asymptotic dynamics. Extensive numerical simulations are conducted to validate the efficiency of the proposed algorithms.     

Model and a solution algorithm for the dynamic resource allocation problem for large-scale transportation network evacuation

Allocating movable resources dynamically enables evacuation management agencies to improve evacuation system performance in both the spatial and temporal dimensions. This study proposes a mixed integer linear program (MILP) model to address the dynamic resource allocation problem for transportation evacuation planning on large-scale networks. The proposed model is built on the earliest arrival flow formulation that significantly reduces problem size. A set of binary variables, specifically, the beginning and the ending time of resource allocation at a location, enable a strong formulation with tight constraints. A solution algorithm is developed to solve for an optimal solution on large-scale network applications by adopting Benders decomposition. In this algorithm, the MILP model is decomposed into two sub-problems. The first sub-problem, called the restricted master problem, identifies a feasible dynamic resource allocation plan. The second sub-problem, called the auxiliary problem, models dynamic traffic assignment in the evacuation network given a resource allocation plan. A numerical study is performed on the Dallas–Fort Worth network. The results show that the Benders decomposition algorithm can solve an optimal solution efficiently on a large-scale network.     

Optimization of horizontal alignment geometry in road design and reconstruction

This paper presents a general formulation for optimization of horizontal road alignment, composed of tangential segments and circular curves suitably connected with transition curves (clothoids). It consists of a constrained optimization problem where the objective function is given by a line integral along the layout. The integrand is a function representing the cost of the road going through each point and, by considering different costs, a wide range of problems can be included in this formulation. To show it, we apply this methodology to three different situations. The two first cases are related with the design of a new road layout and used to solve a pair of academic examples. The third problem deals with the improvement of a road adapting the old path to current legislation, and it is solved taking as case study the reconstruction project for a regional road (NA-601) in the north of Spain.     

Rolling horizon stochastic optimal control strategy for ACC and CACC under uncertainty

This paper presents a rolling horizon stochastic optimal control strategy for both Adaptive Cruise Control and Cooperative Adaptive Cruise Control under uncertainty based on the constant time gap policy. Specifically, uncertainties that can arise in vehicle control systems and vehicle sensor measurements are represented as normally-distributed disturbances to state and measurement equations in a state-space formulation. Then, acceleration sequence of a controlled vehicle is determined by optimizing an objective function that captures control efficiency and driving comfort over a predictive horizon, constrained by bounded acceleration/deceleration and collision protection. The optimization problem is formulated as a linearly constrained linear quadratic Gaussian problem and solved using a separation principle, Lagrangian relaxation, and Kalman filter. A sensitivity analysis and a scenario-based analysis via simulations demonstrate that the proposed control strategy can generate smoother vehicle control and perform better than a deterministic feedback controller, particularly under small system disturbances and large measurement disturbances.     

Exploiting the fundamental diagram of urban networks for feedback-based gating

Traffic signal control for urban road networks has been an area of intensive research efforts for several decades, and various algorithms and tools have been developed and implemented to increase the network traffic flow efficiency. Despite the continuous advances in the field of traffic control under saturated conditions, novel and promising developments of simple concepts in this area remains a significant objective, because some proposed approaches that are based on various meta-heuristic optimization algorithms can hardly be used in a real-time environment. To address this problem, the recently developed notion of network fundamental diagram for urban networks is exploited to improve mobility in saturated traffic conditions via application of gating measures, based on an appropriate simple feedback control structure. As a case study, the proposed methodology is applied to the urban network of Chania, Greece, using microscopic simulation. The results show that the total delay in the network decreases significantly and the mean speed increases accordingly.     

A new algorithm for optimal signal control in congested networks

Optimization of traffic lights in a congested network is formulated as a linear programming problem. The formulation adapted here takes into account particular capacity constraints for road links and for intersections. A necessary prerequisite for the determination of optimal green times is that representative a-priori information about the origin-destination and route choice pattern inside the network is available. Because any particular control strategy temporarily alters the effective turning rates at intersections, an iterative procedure is proposed here which accomplishes convergence of optimal signal control and resulting O-D flows. The efficiency of this optimization procedure is demonstrated in a case study for a network with fifteen intersections.     

The variational formulation of a non-equilibrium traffic flow model: Theory and implications

The analysis and numerical solution of non-equilibrium traffic flow models in current literature are almost exclusively carried out in the hyperbolic conservation law framework, which requires a good understanding of the delicate and non-trivial Riemann problems for conservation laws. In this paper, we present a novel formulation of certain non-equilibrium traffic flow models based on their isomorphic relation with optimal control problems. This formulation extends the minimum principle observed by the LWR model. We demonstrate that with the new formulation, generic initial-boundary conditions can be conveniently handled and a simplified numerical solution scheme for non-equilibrium models can be devised. Besides deriving the variational formulation, we provide a comprehensive discussion on its mathematical properties and physical implications.     

Allocation of onroad mobile emissions to road segments for air toxics modeling in an urban area

Dispersion models are useful tools for setting emission control priorities and developing strategies for reducing air toxics emissions. Previous methodologies for modeling hazardous air pollutant emissions for onroad mobile sources are based on using spatial surrogates to allocate county level emissions to grid cells. A disadvantage of this process is that it spreads onroad emissions throughout a grid cell instead of along actual road locations. High local concentrations may be underestimated near major roadways, which are often clustered in urban centers. Here, we describe a methodology which utilizes a Geographic Information System to allocate benzene emissions to major road segments in an urban area and model the segments as elongated area sources. The Industrial Source Complex Short Term dispersion model is run using both gridded and link-based emissions to evaluate the effect of improved spatial allocation of emissions on ambient modeled benzene concentrations. Allocating onroad mobile emissions to road segments improves the agreement between modeled concentrations when compared with monitor observations, and also results in higher estimated concentrations in the urban center.     

Optimal multi-step toll design under general user heterogeneity

This paper studies the optimal multi-step toll design problem for the bottleneck model with general user heterogeneity. The design model is formulated as a mathematical program with equilibrium constraints (MPEC), which is NP-hard due to non-convexity in both the objective function and the feasible set. An analytical method is proposed to solve the MPEC by decomposing it into smaller and easier quadratic programs, each corresponding to a unique departure order of different user classes. The quadratic programs are defined on a polyhedral set, which makes it easier to identify a local optimum. Importantly, each quadratic program is constrained by a set of linear feasibility cuts that define the presence of each user class in the arrival window. We prove that the proposed method ensures global optimality provided that each quadratic program can be solved globally. To obviate enumerating all departure orders, a heuristic method is developed to navigate through the solution space by using the multipliers associated with the feasibility cuts. Numerical experiments are conducted on several small examples to validate the proposed methodology. These experiments show that the proposed heuristic method is effective in finding near-optimal solutions within a relatively small number of iterations.     

General stochastic user equilibrium traffic assignment problem with link capacity constraints

This paper addresses a general stochastic user equilibrium (SUE) traffic assignment problem with link capacity constraints. It first proposes a novel linearly constrained minimization model in terms of path flows and then shows that any of its local minimums satisfies the generalized SUE conditions. As the objective function of the proposed model involves path‐specific delay functions without explicit mathematical expressions, its Lagrangian dual formulation is analyzed. On the basis of the Lagrangian dual model, a convergent Lagrangian dual method with a predetermined step size sequence is developed. This solution method merely invokes a subroutine at each iteration to perform a conventional SUE traffic assignment excluding link capacity constraints. Finally, two numerical examples are used to illustrate the proposed model and solution method.     

Global optimization methods for the discrete network design problem

This paper addresses the discrete network design problem (DNDP) with multiple capacity levels, or multi-capacity DNDP for short, which determines the optimal number of lanes to add to each candidate link in a road network. We formulate the problem as a bi-level programming model, where the upper level aims to minimize the total travel time via adding new lanes to candidate links and the lower level is a traditional Wardrop user equilibrium (UE) problem. We propose two global optimization methods by taking advantage of the relationship between UE and system optimal (SO) traffic assignment principles. The first method, termed as SO-relaxation, exploits the property that an optimal network design solution under SO principle can be a good approximate solution under UE principle, and successively sorts the solutions in the order of increasing total travel time under SO principle. Optimality is guaranteed when the lower bound of the total travel time of the unexplored solutions under UE principle is not less than the total travel time of a known solution under UE principle. The second method, termed as UE-reduction, adds the objective function of the Beckmann-McGuire-Winsten transformation of UE traffic assignment to the constraints of the SO-relaxation formulation of the multi-capacity DNDP. This constraint is convex and strengthens the SO-relaxation formulation. We also develop a dynamic outer-approximation scheme to make use of the state-of-the-art mixed-integer linear programming solvers to solve the SO-relaxation formulation. Numerical experiments based on a two-link network and the Sioux-Falls network are conducted.     

Network traffic flow optimization under performance constraints

In this paper, a model-based perimeter control policy for large-scale urban vehicular networks is proposed. Assuming a homogeneously loaded vehicle network and the existence of a well-posed Network Fundamental Diagram (NFD), we describe a protected network throughout its aggregated dynamics including nonlinear exit flow characteristics. Within this framework of constrained optimal boundary flow gating, two main performance metrics are considered: (a) first, connected to the NFD, the concept of average network travel time and delay as a performance metric is defined; (b) second, at boundaries, we take into account additional external network queue dynamics governed by uncontrolled inflow demands. External queue capacities in terms of finite-link lengths are used as the second performance metric. Hence, the corresponding performance requirement is an upper bound of external queues. While external queues represent vehicles waiting to enter the protected network, internal queue describes the protected network’s aggregated behavior.By controlling the number of vehicles joining the internal queue from the external ones, herewith a network traffic flow maximization solution subject to the internal and external dynamics and their performance constraints is developed. The originally non-convex optimization problem is transformed to a numerically efficiently convex one by relaxing the performance constraints into time-dependent state boundaries. The control solution can be interpreted as a mechanism which transforms the unknown arrival process governing the number of vehicles entering the network to a regulated process, such that prescribed performance requirements on travel time in the network and upper bound on the external queue are satisfied. Comparative numerical simulation studies on a microscopic traffic simulator are carried out to show the benefits of the proposed method.     

A variational formulation for higher order macroscopic traffic flow models of the GSOM family

The GSOM (Generic second order modelling) family of traffic flow models combines the LWR model with dynamics of driver-specific attributes and can be expressed as a system of conservation laws. The object of the paper is to show that a proper Lagrangian formulation of the GSOM model can be recast as a Hamilton–Jacobi equation, the solution of which can be expressed as the value function of an optimal control problem. This value function is interpreted as the position of vehicles, and the optimal trajectories of the optimal control formulation can be identified with the characteristics. Further the paper analyzes the initial and boundary conditions, proposes a generalization of the inf-morphism and the Lax–Hopf formulas to the GSOM model, and considers numerical aspects.     

A mixed-integer linear program for optimizing sensor locations along freeway corridors

How to optimally allocate limited freeway sensor resources is of great interest to transportation engineers. In this paper, we focus on the optimal allocation of point sensors, such as loop detectors, to minimize performance measurement errors. Although it has been shown that the minimization problem can be intuitively formulated as a nonlinear program, the formulation is so complex that only heuristic approaches can be used to solve the problem. In this paper, we transform the nonlinear program into an equivalent mixed-integer linear model. The linearized model is shown to have a graphical interpretation and can be solved using resource constrained shortest path algorithms. A customized Branch-and-Bound technique is then proposed to solve the resource constrained shortest path problem. Numerical experiments along an urban freeway corridor demonstrate that this sensor location model is successful in allocating loop detectors to improve the accuracy of travel time estimation.     

A combined activity/travel choice model for congested road networks with queues

This paper presents a combined activity/travel choice model and proposes a flow-swapping method for obtaining the model's dynamic user equilibrium solution on congested road network with queues. The activities of individuals are characterized by given temporal utility profiles. Three typical activities, which can be observed in morning peak period, namely at-home activity, non-work activity on the way from home to workplace and work-purpose activity, will be considered in the model. The former two activities always occur together with the third obligatory activity. These three activities constitute typical activity/travel patterns in time-space dimension. At the equilibrium, each combined activity/travel pattern, in terms of chosen location/route/departure time, should have identical generalized disutility (or utility) experienced actually. This equilibrium can be expressed as a discrete-time, finite-dimensional variational inequality formulation and then converted to an equivalent "zero-extreme value" minimization problem. An algorithm, which iteratively adjusts the non-work activity location, corresponding route and departure time choices to reach an extreme point of the minimization problem, is proposed. A numerical example with a capacity constrained network is used to illustrate the performance of the proposed model and solution algorithm.     

Reserve capacity model based on variable demand for land-use development control

In this paper, the concept of reserve capacity has been extended to zone level to measure the land-use development potentiality of each trip generation zone. Bi-level programing models are proposed to determine the signal setting of individual intersections for maximizing possible increase in total travel demand and the corresponding reserve capacity for each zone. The change of the origin–destination pattern with the variation of upper level decision variables is presented through the combined distribution/assignment model under user equilibrium conditions. Both singly constrained and doubly constrained combined models are considered for different trip purposes and data information. Furthermore, we have introduced the continuous network design problem by increasing road capacity and examined its effect on the land-use development potentiality of trip generation zone. A numerical example is presented to illustrate the application of the models and how a genetic algorithm is applied to solve the problem.     

A three level location-inventory problem with correlated demand

This paper considers a three level location-inventory problem where demand across the retailers is assumed to be correlated. We first present a reformulation scheme by which the initial formulation is transformed into a mixed integer conic quadratic program. In addition, we propose a solution approach based on an outer approximation strategy and show the algorithmic advantage of such framework for this class of programs. The results from numerical experiments show that the proposed solution procedure clearly outperforms state-of-the-art commercial solvers. In addition, we show that neglecting the effect of correlation can lead to substantially sub-optimal solutions.     

Two-class freeway traffic regulation to reduce congestion and emissions via nonlinear optimal control

The objective of this paper is the regulation of freeway traffic by means of optimal control techniques. A first innovative aspect of the proposed approach is the adopted objective function in which, besides the reduction of traffic congestion (which is typically considered in traffic control schemes), the minimization of traffic emissions is also included. Moreover, a multi-class framework is defined in which two classes of vehicles (cars and trucks) are explicitly modelled, and specific control actions for each vehicle class are sought. This results in the formulation of a multi-objective optimal control problem which is described in the paper and for which a specific solution algorithm is developed and used. The algorithm exploits a specific version of the feasible direction algorithm whose effectiveness is demonstrated in the paper by means of simulation results.