Modeling car-following behavior on urban expressways in Shanghai: A naturalistic driving study

Although car-following behavior is the core component of microscopic traffic simulation, intelligent transportation systems, and advanced driver assistance systems, the adequacy of the existing car-following models for Chinese drivers has not been investigated with real-world data yet. To address this gap, five representative car-following models were calibrated and evaluated for Shanghai drivers, using 2100 urban-expressway car-following periods extracted from the 161,055 km of driving data collected in the Shanghai Naturalistic Driving Study (SH-NDS). The models were calibrated for each of the 42 subject drivers, and their capabilities of predicting the drivers’ car-following behavior were evaluated.The results show that the intelligent driver model (IDM) has good transferability to model traffic situations not presented in calibration, and it performs best among the evaluated models. Compared to the Wiedemann 99 model used by VISSIM®, the IDM is easier to calibrate and demonstrates a better and more stable performance. These advantages justify its suitability for microscopic traffic simulation tools in Shanghai and likely in other regions of China. Additionally, considerable behavioral differences among different drivers were found, which demonstrates a need for archetypes of a variety of drivers to build a traffic mix in simulation. By comparing calibrated and observed values of the IDM parameters, this study found that (1) interpretable calibrated model parameters are linked with corresponding observable parameters in real world, but they are not necessarily numerically equivalent; and (2) parameters that can be measured in reality also need to be calibrated if better trajectory reproducing capability are to be achieved.     

Categorization of the lane change decision process on freeways

Traffic operations for new road layouts are often simulated using microscopic traffic simulation packages. These traffic simulation packages usually simulate traffic on freeways by a combination of a car-following model and a lane change model. The car-following models have gained attention of researchers and are well calibrated versus data. The proposed lane change models are often representations of assumed reasonable behavior, not necessarily corresponding to reality. The current simulation packages apply solely one specific type of model for car-following or lane changing for all vehicles during the simulation. This paper investigates the decision process of lane changing maneuvers for a variety of drivers based on a two-stage test-drive. Participants are asked to take a drive on a freeway in the Netherlands in a camera-equipped vehicle. Afterwards, the drivers are asked to comment on their choices related to lane and speed choice, while watching the video. This paper reveals that different drivers have completely different strategies to choose lanes, and the choices to change lane are related to their speed choice. Four distinct strategies are empirically found. These strategies differ not only in parameter values, as is currently being modeled in most simulation packages, but also in their reasoning. Most remarkably, all drivers perceive their strategy as an obvious behavior and expect all other drivers to drive in a similar way. In addition to the interviews of the participants in the test-drive, 11 people who did not take part in the experiment were interviewed and questioned on lane change decisions. Moreover, the findings of this study have been presented to various groups of audience with different backgrounds (about 150 people). Their comments and feedback on the derived driving strategies have added some value to this study. The findings in this paper form a starting point for developing a novel lane change model which considers four different driving strategies among the drivers on freeway. This is a significant contribution in the area of driving behavior modeling, since the existing microscopic simulators consider only one type of lane change models for all drivers during the simulation. This could lead to significant changes in the way lane changes on freeways are modeled.     

A high fidelity traffic simulation model based on cellular automata and car-following concepts

A high fidelity cell based traffic simulation model (CELLSIM) has been developed for simulation of high volume of traffic at the regional level. Straightforward algorithms and efficient use of computational resources make the model suitable for real time traffic simulation. The model formulation uses concepts of cellular automata (CA) and car-following (CF) models, but is more detailed than CA models and has realistic acceleration and deceleration models for vehicles. A simple dual-regime constant acceleration model has been used that requires minimal calculation compared to detailed acceleration models used in CF models. CELLSIM is simpler than most CF models; a simplified car-following logic has been developed using preferred time headway. Like CA models, integer values are used to make the model run faster. Space is discretized in small intervals and a new concept of percent space occupancy (SOC) is used to measure traffic congestion. CELLSIM performs well in congested and non-congested traffic conditions. It has been validated comprehensively at the macroscopic and microscopic levels using two sets of field data. Comparison of field data and CELLSIM for trajectories, average speed, density and volume show very close agreement. Statistical comparison of macroscopic parameters with other CF models indicates that CELLSIM performs as good as detailed CF models. Stability analyses conducted using mild and severe disturbances indicate that CELLSIM performs well under both conditions.     

A flexible traffic stream model and its three representations of traffic flow

To connect microscopic driving behaviors with the macro-correspondence (i.e., the fundamental diagram), this study proposes a flexible traffic stream model, which is derived from a novel car-following model under steady-state conditions. Its four driving behavior-related parameters, i.e., reaction time, calmness parameter, speed- and spacing-related sensitivities, have an apparent effect in shaping the fundamental diagram. Its boundary conditions and homogenous case are also analyzed in detail and compared with other two models (i.e., Longitudinal Control Model and Intelligent Driver Model). Especially, these model formulations and properties under Lagrangian coordinates provide a new perspective to revisit the traffic flow and complement with those under Eulerian coordinate. One calibration methodology that incorporates the monkey algorithm with dynamic adaptation is employed to calibrate this model, based on real-field data from a wide range of locations. Results show that this model exhibits the well flexibility to fit these traffic data and performs better than other nine models. Finally, a concrete example of transportation application is designed, in which the impact of three critical parameters on vehicle trajectories and shock waves with three representations (i.e., respectively defined in x-t, n-t and x-n coordinates) is tested, and macro- and micro-solutions on shock waves well agree with each other. In summary, this traffic stream model with the advantages of flexibility and efficiency has the good potential in level of service analysis and transportation planning.     

Calibration of nonlinear car-following laws for traffic oscillation prediction

Frequency-domain analysis has been successfully used to (i) predict the amplification of traffic oscillations along a platoon of vehicles with nonlinear car-following laws and (ii) measure traffic oscillation properties (e.g., periodicity, magnitude) from field data. This paper proposes a new method to calibrate nonlinear car-following laws based on real-world vehicle trajectories, such that oscillation prediction (based on the calibrated car-following laws) and measurement from the same data can be compared and validated. This calibration method, for the first time, takes into account not only the driver’s car-following behavior but also the vehicle trajectory’s time-domain (e.g., location, speed) and frequency-domain properties (e.g., peak oscillation amplitude). We use Newell’s car-following model (1961) as an example and calibrate its parameters based on a penalty-based maximum likelihood estimation procedure. A series of experiments using Next Generation Simulation (NGSIM) data are conducted to illustrate the applicability and performance of the proposed approach. Results show that the calibrated car-following models are able to simultaneously reproduce observed driver behavior, time-domain trajectories, and oscillation propagation along the platoon with reasonable accuracy.     

Trajectory data reconstruction and simulation-based validation against macroscopic traffic patterns

This paper shows that the behavior of driver models, either individually or entangled in stochastic traffic simulation, is affected by the accuracy of empirical vehicle trajectories. To this aim, a “traffic-informed” methodology is proposed to restore physical and platoon integrity of trajectories in a finite time–space domain, and it is applied to one NGSIM I80 dataset. However, as the actual trajectories are unknown, it is not possible to verify directly whether the reconstructed trajectories are really “nearer” to the actual unknowns than the original measurements. Therefore, a simulation-based validation framework is proposed, that is also able to verify indirectly the efficacy of the reconstruction methodology. The framework exploits the main feature of NGSIM-like data that is the concurrent view of individual driving behaviors and emerging macroscopic traffic patterns. It allows showing that, at the scale of individual models, the accuracy of trajectories affects the distribution and the correlation structure of lane-changing model parameters (i.e. drivers heterogeneity), while it has very little impact on car-following calibration. At the scale of traffic simulation, when models interact in trace-driven simulation of the I80 scenario (multi-lane heterogeneous traffic), their ability to reproduce the observed macroscopic congested patterns is sensibly higher when model parameters from reconstructed trajectories are applied. These results are mainly due to lane changing, and are also the sought indirect validation of the proposed data reconstruction methodology.     

Modelling acceleration decisions in traffic streams with weak lane discipline: A latent leader approach

Acceleration is an important driving manoeuvre that has been modelled for decades as a critical element of the microscopic traffic simulation tools. The state-of-the art acceleration models have however primarily focused on lane based traffic. In lane based traffic, every driver has a single distinct lead vehicle in the front and the acceleration of the driver is typically modelled as a function of the relative speed, position and/or type of the corresponding leader. On the contrary, in a traffic stream with weak lane discipline, the subject driver may have multiple vehicles in the front. The subject driver is therefore subjected to multiple sources of stimulus for acceleration and reacts to the stimulus from the governing leader. However, only the applied accelerations are observed in the trajectory data, and the governing leader is unobserved or latent. The state-of-the-art models therefore cannot be directly applied to traffic streams with weak lane discipline.This prompts the current research where we present a latent leader acceleration model. The model has two components: a random utility based dynamic class membership model (latent leader component) and a class-specific acceleration model (acceleration component). The parameters of the model have been calibrated using detailed trajectory data collected from Dhaka, Bangladesh. Results indicate that the probability of a given front vehicle of being the governing leader can depend on the type of the lead vehicle and the extent of lateral overlap with the subject driver. The estimation results are compared against a simpler acceleration model (where the leader is determined deterministically) and a significant improvement in the goodness-of-fit is observed. The proposed models, when implemented in microscopic traffic simulation tools, are expected to result more realistic representation of traffic streams with weak lane discipline.     

A car-following model considering asymmetric driving behavior based on long short-term memory neural networks

Asymmetric driving behavior is a critical characteristic of human driving behaviors and has a significant impact on traffic flow. In consideration of the asymmetric driving behavior, this paper proposes a long short-term memory (LSTM) neural networks (NN) based car-following (CF) model to capture realistic traffic flow characteristics by incorporating the driving memory. The NGSIM data are used to calibrate and validate the proposed CF model. Meanwhile, three characteristics closely related to the asymmetric driving behavior are investigated: hysteresis, discrete driving, and intensity difference. The simulation results show the good performance of the proposed CF model on reproducing realistic traffic flow features. Moreover, to further demonstrate the superiority of the proposed CF model, two other CF models including recurrent neural network based CF model and asymmetric full velocity difference model, are compared with LSTM-NN model. The results reveal that LSTM-NN model can capture the asymmetric driving behavior well and outperforms other models.     

A simple nonparametric car-following model driven by field data

Car-following models are always of great interest of traffic engineers and researchers. In the age of mass data, this paper proposes a nonparametric car-following model driven by field data. Different from most of the existing car-following models, neither driver’s behaviour parameters nor fundamental diagrams are assumed in the data-driven model. The model is proposed based on the simple k-nearest neighbour, which outputs the average of the most similar cases, i.e., the most likely driving behaviour under the current circumstance. The inputs and outputs are selected, and the determination of the only parameter k is introduced. Three simulation scenarios are conducted to test the model. The first scenario is to simulate platoons following real leaders, where traffic waves with constant speed and the detailed trajectories are observed to be consistent with the empirical data. Driver’s rubbernecking behaviour and driving errors are simulated in the second and third scenarios, respectively. The time–space diagrams of the simulated trajectories are presented and explicitly analysed. It is demonstrated that the model is able to well replicate periodic traffic oscillations from the precursor stage to the decay stage. Without making any assumption, the fundamental diagrams for the simulated scenario coincide with the empirical fundamental diagrams. These all validate that the model can well reproduce the traffic characteristics contained by the field data. The nonparametric car-following model exhibits traffic dynamics in a simple and parsimonious manner.     

A dynamic Bayesian network model for real-time crash prediction using traffic speed conditions data

Traffic crashes occurring on freeways/expressways are considered to relate closely to previous traffic conditions, which are time-varying. Meanwhile, most studies use volume/occupancy/speed parameters to predict the likelihood of crashes, which are invalid for roads where the traffic conditions are estimated using speed data extracted from sampled floating cars or smart phones. Therefore, a dynamic Bayesian network (DBN) model of time sequence traffic data has been proposed to investigate the relationship between crash occurrence and dynamic speed condition data. Moreover, the traffic conditions near the crash site were identified as several state combinations according to the level of congestion and included in the DBN model. Based on 551 crashes and corresponding speed information collected on expressways in Shanghai, China, DBN models were built with time series speed condition data and different state combinations. A comparative analysis of the DBN model using flow detector data and a static Bayesian network model was also conducted. The results show that, with only speed condition data and nine traffic state combinations, the DBN model can achieve a crash prediction accuracy of 76.4% with a false alarm rate of 23.7%. In addition, the results of transferability testing imply that the DBN models are applicable to other similar expressways with 67.0% crash prediction accuracy.     

Stop-and-go traffic analysis: Theoretical properties,environmental impacts and oscillation mitigation

This study aims (i) to analyze theoretical properties of a recently proposed describing-function (DF) based approach (Li and Ouyang, 2011; Li et al., 2012) for traffic oscillation quantification, (ii) to adapt it for estimating fuel consumption and emission from traffic oscillation and (iii) to explore vehicle control strategies of smoothing traffic with advanced technologies. The DF approach was developed to predict traffic oscillation propagation across a platoon of vehicles following each other by a nonlinear car-following law with only the leading vehicle’s input. We first simplify the DF approach and prove a set of properties (e.g., existence and uniqueness of its solution) that assure its prediction is always consistent with observed traffic oscillation patterns. Then we integrate the DF approach with existing estimation models of fuel consumption and emission to analytically predict environmental impacts (i.e., unit-distance fuel consumption and emission) from traffic oscillation. The prediction results by the DF approach are validated with both computer simulation and field measurements. Further, we explore how to utilize advantageous features of emerging sensing, communication and control technologies, such as fast response and information sharing, to smooth traffic oscillation and reduce its environmental impacts. We extend the studied car-following law to incorporate these features and apply the DF approach to demonstrate how these features can help dampen the growth of oscillation and environmental impact measurements. For information sharing, we convert the corresponding extended car-following law into a new fixed point problem and propose a simple bisecting based algorithm to efficiently solve it. Numerical experiments show that these new car-following control strategies can effectively suppress development of oscillation amplitude and consequently mitigate fuel consumption and emission.     

A combined use of microscopic traffic simulation and extreme value methods for traffic safety evaluation

This paper proposes a combined usage of microscopic traffic simulation and Extreme Value Theory (EVT) for safety evaluation. Ten urban intersections in Fengxian District in Shanghai were selected in the study and three calibration strategies were applied to develop simulation models for each intersection: a base strategy with fundamental data input, a semi-calibration strategy adjusting driver behavior parameters based on Measures of Effectiveness (MOE), and a full-calibration strategy altering driver behavior parameters by both MOE and Measures of Safety (MOS). SSAM was used to extract simulated conflict data from vehicle trajectory files from VISSIM and video-based data collection was introduced to assist trained observers to collect field conflict data. EVT-based methods were then employed to model both simulated/field conflict data and derive the Estimated Annual Crash Frequency (EACF), used as Surrogate Safety Measures (SSM). PET was used for EVT measurement for three conflict types: crossing, rear-end, and lane change. EACFs based on three simulation calibration strategies were compared with field-based EACF, conventional SSM based on Traffic Conflict Techniques (TCT), and actual crash frequency, in terms of direct correlation, rank correlation, and prediction accuracy. The results showed that, MOS should be considered during simulation model calibration and EACF based on the full-calibration strategy appeared to be a better choice for simulation-based safety evaluation, compared to other candidate safety measures. In general, the combined usage of microscopic traffic simulation and EVT is a promising tool for safety evaluation.     

Vehicle headway modeling and its inferences in macroscopic/microscopic traffic flow theory: A survey

Vehicle headway distribution models are widely used in traffic engineering fields, since they reflect the fundamental uncertainty in drivers' car-following maneuvers and meanwhile provide a concise way to describe the stochastic feature of traffic flows. This paper presents a systematic review of vehicle headway distribution studies in the last few decades. Since it is impossible to enumerate the merits and drawbacks of all of existing distribution models, we emphasize four advances of headway distribution modeling in this paper. First, we highlight the chronicle of key assumptions on the existing distribution models and explain why this evolution occurs. Second, we show that departure headways measured for interrupted flows on urban streets and headways measured for uninterrupted flows on freeways have common features and can be simulated by a unified microscopic car-following model. The interesting finding helps gather two kinds of headway distribution models under one umbrella. Third, we review different approaches that aim to link microscopic car-following models and mesoscopic vehicle headway distribution models. Fourth, we show that both the point scattering on the density-flow plot and the shape of traffic flow breakdown curve implicitly depend on the vehicular headway distribution. These findings reveal pervasive connections between macroscopic traffic flow models and mesoscopic headway distribution. All these new insights bring new vigor into vehicle headway studies and open research frontiers in this field.     

Adaptive cruise control design for active congestion avoidance

We present an adaptive cruise control (ACC) strategy where the acceleration characteristics, that is, the driving style automatically adapts to different traffic situations. The three components of the concept are the ACC itself, implemented in the form of a car-following model, an algorithm for the automatic real-time detection of the traffic situation based on local information, and a strategy matrix to adapt the driving characteristics (that is, the parameters of the ACC controller) to the traffic conditions. Optionally, inter-vehicle and infrastructure-to-car communication can be used to improve the accuracy of determining the traffic states. Within a microscopic simulation framework, we have simulated the complete concept on a road section with an on-ramp bottleneck, using empirical loop-detector data for an afternoon rush-hour as input for the upstream boundary. We found that the ACC vehicles improve the traffic stability and the dynamic road capacity. While traffic congestion in the reference scenario was completely eliminated when simulating a proportion of 25% ACC vehicles, travel times were already significantly reduced for much lower penetration rates. The efficiency of the proposed driving strategy even for low market penetrations is a promising result for a successful application in future driver assistance systems.     

Towards data-driven car-following models

Car following models have been studied with many diverse approaches for decades. Nowadays, technological advances have significantly improved our traffic data collection capabilities. Conventional car following models rely on mathematical formulas and are derived from traffic flow theory; a property that often makes them more restrictive. On the other hand, data-driven approaches are more flexible and allow the incorporation of additional information to the model; however, they may not provide as much insight into traffic flow theory as the traditional models. In this research, an innovative methodological framework based on a data-driven approach is proposed for the estimation of car-following models, suitable for incorporation into microscopic traffic simulation models. An existing technique, i.e. locally weighted regression (loess), is defined through an optimization problem and is employed in a novel way. The proposed methodology is demonstrated using data collected from a sequence of instrumented vehicles in Naples, Italy. Gipps’ model, one of the most extensively used car-following models, is calibrated against the same data and used as a reference benchmark. Optimization issues are raised in both cases. The obtained results suggest that data-driven car-following models could be a promising research direction.     

Human-like autonomous car-following model with deep reinforcement learning

This study proposes a framework for human-like autonomous car-following planning based on deep reinforcement learning (deep RL). Historical driving data are fed into a simulation environment where an RL agent learns from trial and error interactions based on a reward function that signals how much the agent deviates from the empirical data. Through these interactions, an optimal policy, or car-following model that maps in a human-like way from speed, relative speed between a lead and following vehicle, and inter-vehicle spacing to acceleration of a following vehicle is finally obtained. The model can be continuously updated when more data are fed in. Two thousand car-following periods extracted from the 2015 Shanghai Naturalistic Driving Study were used to train the model and compare its performance with that of traditional and recent data-driven car-following models. As shown by this study’s results, a deep deterministic policy gradient car-following model that uses disparity between simulated and observed speed as the reward function and considers a reaction delay of 1 s, denoted as DDPGvRT, can reproduce human-like car-following behavior with higher accuracy than traditional and recent data-driven car-following models. Specifically, the DDPGvRT model has a spacing validation error of 18% and speed validation error of 5%, which are less than those of other models, including the intelligent driver model, models based on locally weighted regression, and conventional neural network-based models. Moreover, the DDPGvRT demonstrates good capability of generalization to various driving situations and can adapt to different drivers by continuously learning. This study demonstrates that reinforcement learning methodology can offer insight into driver behavior and can contribute to the development of human-like autonomous driving algorithms and traffic-flow models.     

Evaluation of the General Motors based car-following models and a proposed fuzzy inference model

This paper evaluates the properties of the General Motors (GM) based car-following models, identifies their characteristics, and proposes a fuzzy inference logic based model that can overcome some of the shortcomings of the GM based models. This process involves developing a framework for evaluating a car-following model and comparing the behavior predicted by the GM models with the behavior observed under the real world situation. For this purpose, an instrumented vehicle was used to collect data on the headway and speeds of two consecutive vehicles under actual traffic conditions. Shortcomings of the existing GM based models are identified, in particular, the stability conditions were analyzed in detail. A fuzzy-inference based model of car-following is developed to represent the approximate nature of stimulus–response process during driving. This model is evaluated using the same evaluation framework used for the GM models and the data obtained by the instrumented test vehicle. Comparison between the performance of the two models show that the proposed fuzzy inference model can overcome many shortcomings of the GM based car-following models, and can be useful for developing the algorithm for the adaptive cruise control for automated highway system (AHS).     

Characterization of traffic oscillation propagation under nonlinear car-following laws

Unlike linear car-following models, nonlinear models generally can generate more realistic traffic oscillation phenomenon, but nonlinearity makes analytical quantification of oscillation characteristics (e.g, periodicity and amplitude) significantly more difficult. This paper proposes a novel mathematical framework that accurately quantifies oscillation characteristics for a general class of nonlinear car-following laws. This framework builds on the describing function technique from nonlinear control theory and is comprised of three modules: expression of car-following models in terms of oscillation components, analyses of local and asymptotic stabilities, and quantification of oscillation propagation characteristics. Numerical experiments with a range of well-known nonlinear car-following laws show that the proposed approach is capable of accurately predicting oscillation characteristics under realistic physical constraints and complex driving behaviors. This framework not only helps further understand the root causes of the traffic oscillation phenomenon but also paves a solid foundation for the design and calibration of realistic nonlinear car-following models that can reproduce empirical oscillation characteristics.