Local ramp metering with distant downstream bottlenecks: A comparative study

The well-known feedback ramp metering algorithm ALINEA can be applied for local ramp metering or included as a key component in a coordinated ramp metering system. ALINEA uses real-time occupancy measurements from the ramp flow merging area that may be at most a few hundred meters downstream of the metered on-ramp nose. In many practical cases, however, bottlenecks with smaller capacities than the merging area may exist further downstream, which suggests using measurements from those downstream bottlenecks. Recent theoretical and simulation studies indicate that ALINEA may lead to poorly damped closed-loop behavior in this case, but PI-ALINEA, a suitable Proportional-Integral (PI) extension of ALINEA, can lead to satisfactory control performance. This paper addresses the same local ramp-metering problem in the presence of far-downstream bottlenecks, with a particular focus on the employment of PI-ALINEA to tackle three distinct cases of bottleneck that may often be encountered in practice: (1) an uphill case; (2) a lane-drop case; and (3) an un-controlled downstream on-ramp case. Extensive simulation studies are conducted on the basis of a macroscopic traffic flow model to show that ALINEA is not capable of carrying out ramp metering in these bottleneck cases, while PI-ALINEA operates satisfactorily in all cases. A field application example of PI-ALINEA is also reported with regard to a real case of far downstream bottlenecks. With its control parameters appropriately tuned beforehand, PI-ALINEA is found to be universally applicable, with little fine-tuning required for field applications.     

Will a higher free-flow speed lead us to a less congested freeway?

An approach based on cell transmission model (CTM) is proposed to estimate the impact of variable free-flow speeds (FFS) on the performance of a freeway system. Based on the basic CTM, four typical freeway control strategies consisting of non control, local ramp metering, coordinated ramp metering and global control are first formulated. Then the method of adjusting model parameters to the changed free-flow speeds is presented. Among the adjustments, an experimental function based on Fan and Seibold (2014) is proposed to change the jam density. Several useful measures are defined to estimate and compare the performances of different freeways. The following three main observations are obtained from numerical experiments. (a) With the gradually increasing FFS, the throughput of freeway will increase at the beginning and then change to decrease. (b) With the increasing FFS, the average delay of vehicles will decrease at the beginning and then change to increase. (c) A series of free-flow speeds associate with the best performance of freeway. These observations are theoretically analyzed through investigating the location and capacity of bottleneck. Study shows that in general the actual bottleneck capacity will increase at the beginning and then change to decrease with the continually increasing FFS. In view of the positive correlation between traffic delay and bottleneck capacity, the theoretical analysis confirms the numerical observations. The findings of this study can deepen the understanding of freeway systems and help management agents adopt proper measures to improve the performance of the whole system.     

Increasing the capacity of an isolated merge by metering its on-ramp

Measurements taken downstream of freeway/on-ramp merges have previously shown that discharge flow diminishes when a merge becomes an isolated bottleneck. By means of observation and experiment, we show here that metering an on-ramp can recover the higher discharge flow at a merge and thereby increase the merge capacity. Detailed observations were collected at a single merge using video. These data revealed that the reductions in discharge flow are triggered by a queue that forms near the merge in the freeway shoulder lane and then spreads laterally, as drivers change lanes to maneuver around slow traffic. Our experiments show that once restrictive metering mitigated this shoulder lane queue, high outflows often returned to the median lane. High merge outflows could be restored in all freeway lanes by then relaxing the metering rate so that inflows from the on-ramp increased. Although outflows recovered in this fashion were not sustained for periods greater than 13 min, the findings are the first real evidence that ramp metering can favorably affect the capacity of an isolated merge. Furthermore, these findings point to control strategies that might generate higher outflows for more prolonged periods and increase merge capacity even more. Finally, the findings uncover details of merge operation that are essential for developing realistic theories of merging traffic.     

Stochasticity of freeway operational capacity and chance-constrained ramp metering

The notion of capacity is essential to the planning, design, and operations of freeway systems. However, in the practice freeway capacity is commonly referred as a theoretical/design value without consideration of operational characteristics of freeways. This is evident from the Highway Capacity Manual (HCM) 2000 in that no influence from downstream traffic is considered in the definition of freeway capacity. In contrast to this definition, in this paper, we consider the impact of downstream traffic and define freeway operational capacity as the maximum hourly rate at which vehicles can be expected to traverse a point or a uniform section of a roadway under prevailing traffic flow conditions. Therefore freeway operational capacity is not a single value with theoretical notion. Rather, it changes under different traffic flow conditions. Specifically, this concept addresses the capacity loss during congested traffic conditions. We further study the stochasticity of freeway operational capacity by examining loop detector data at three specifically selected detector stations in the Twin Cities’ area. It is found that values of freeway operational capacity under different traffic flow conditions generally fit normal distributions. In recognition of the stochastic nature of freeway capacity, we propose a new chance-constrained ramp metering strategy, in which, constant capacity value is replaced by a probabilistic one that changes dynamically depending on real-time traffic conditions and acceptable probability of risk determined by traffic engineers. We then improve the Minnesota ZONE metering algorithm by applying the stochastic chance constraints and test the improved algorithm through microscopic traffic simulation. The evaluation results demonstrate varying degrees of system improvement depending on the acceptable level of risk defined.     

Queue length estimation at metered freeway‐to‐freeway connectors

Freeway‐to‐freeway connector metering is a cost‐effective and proven freeway management strategy for relieving recurrent congestion. However, one of the critical challenges in design and operation of freeway‐to‐freeway connector metering is the lack of up‐to‐date queue storage length design guidance. In this study, it was found that ramp queue is dynamically related to the metering rate, on‐ramp demand, and traffic flow arrival pattern. Hence, simply using an average demand cannot provide accurate queue length estimation and is also not suitable for queue storage design where the maximum or a percentile queue length is generally used. A mesoscopic queue length simulation model was developed based on the input–output method for estimating queue lengths under various demand‐to‐capacity ratio scenarios. Simulation results indicate that for under‐saturated situations, the ramp queue may exist temporally due to the random short‐term surge of traffic arrivals, and the exponential function could best capture the relationship between queue length and demand‐to‐capacity ratio. For over‐saturated situations, the ramp queue tends to prolong linearly with the demand‐to‐capacity ratio. Based on the simulation, it was recommended that queue storage length be designed as 4.3% of on‐ramp demand when demand is lower than 1200 vph or 2.3% when demand is between 1200 and 2400 vph. Copyright © 2016 John Wiley & Sons, Ltd.     

Ramp meters on trial: Evidence from the Twin Cities metering holiday

Ramp meters in the Twin Cities have been the subject of a recent test of their effectiveness, involving turning them off for eight weeks. This paper analyzes the results with and without ramp metering for several representative freeways during the afternoon peak period. Seven performance measures: mobility, equity, productivity, consumers’ surplus, accessibility, travel time variation and travel demand responses are compared. It is found that ramp meters are particularly helpful for long trips relative to short trips. Ramp metering, while generally beneficial to freeway segments, may not improve trip travel times (including ramp delays). The reduction in travel time variation comprises another benefit from ramp meters. Non-work trips and work trips respond differently to ramp meters. The results are mixed, suggesting a more refined ramp control algorithm, which explicitly considers ramp delay, is in order.     

Genetic algorithm-based simulation optimization of the ALINEA ramp metering system: a case study in Atlanta

ABSTRACT

This paper presents a case study of the optimal ALINEA ramp metering system model of a corridor of the metro Atlanta freeway. Based on real-world traffic data, this study estimates the origin-destination matrix for the corridor. Using a stochastic simulation-based optimization framework that combines a micro-simulation model and a genetic algorithm-based optimization module, we determine the optimal parameter values of a combined ALINEA ramp metering system with a queue flush system that minimizes total vehicle travel time. We found that the performance of ramp metering with optimized parameters, which is very sensitive possibly because bottlenecks are correlated, outperforms the no control model with its optimized parameters in terms of reducing total travel time.     

Considering various ALINEA ramp metering strategies for crash risk mitigation on freeways under congested regime

This study evaluates the expected benefits of using the ALINEA ramp metering algorithm as a method for real-time safety improvement on an urban freeway. The objective of this research is to use ramp metering to produce a significant decrease in the risk of crashes on the freeway while avoiding any significant adverse effects on operation. This is achieved by simulating the freeway during the congested period in micro-simulation and testing various ramp metering configurations to determine which provides the best results. Statistical measures developed for the same stretch of freeway using loop detector data are used to quantify the risk of crashes as well as the benefits in each of the alternative strategies. The study concludes that there are significant benefits in metering multiple ramps when the feedback ramp metering algorithm is implemented at multiple locations. It was found that increasing the number of metered on-ramps produces increasing safety benefits. Also, a shorter cycle length for each of the meters and a higher critical occupancy value leads to better results.     

Variable speed limit control for severe non-recurrent freeway bottlenecks

Variable speed limit (VSL) schemes are developed based on the Kinematic Wave theory to increase discharge rates at severe freeway bottlenecks induced by non-recurrent road events such as incidents or work zones while smoothing speed transition. The main control principle is to restrict upstream demand (in free-flow) progressively to achieve three important objectives: (i) to provide gradual speed transition at the tail of an event-induced queue, (ii) to clear the queue around the bottleneck, and (iii) to discharge traffic at the stable maximum flow that can be sustained at the bottleneck without breakdown. These control objectives are accomplished without imposing overly restrictive speed limits. We further provide remedies for (a) underutilized bottleneck capacity due to underestimated stable maximum flow and (b) a re-emergent queue at the bottleneck due to an overestimated stable maximum flow. We analytically formulate the reductions in total delay in terms of control parameters to provide an insight into the system performance and sensitivity. The results from the parameter analysis suggest that significant delay savings can be realized with the proposed VSL control strategies.     

Evaluation of ramp control algorithms using microscopic traffic simulation

Ramp metering has emerged as an effective freeway control measure to ensure efficient freeway operations. A number of algorithms have been developed in recent years to ensure an effective use of ramp metering. As the performance of ramp metering depends on various factors (e.g. traffic volume, downstream traffic conditions, queue override policy etc), these algorithms should be evaluated under a wide range of traffic conditions to check their applicability and performance and to ensure their successful implementation. In view of the expenses of and confounding effects in field testing, simulation plays an important role in the evaluation of such algorithms. This paper presents an evaluation study of two ramp metering algorithms: ALINEA and FLOW. ALINEA is a local control algorithm and FLOW is an area wide coordinated algorithm. The purpose of the study is to use microscopic simulation to evaluate systematically how the level of traffic demand, queue spillback handling policy and downstream bottleneck conditions affect the performance of the algorithms. It is believed that these variables have complex interactions with ramp metering. MITSIM microscopic traffic simulator is used to perform the empirical study. The study consists of two stages. In the first stage, key input parameters for the algorithms were identified and calibrated. The calibrated parameters were then used for the second stage, where the performance of the algorithms were compared with respect to three traffic variables mentioned above using an orthogonal fraction of experiments. Regression analysis was used to identify the impacts of some of the interactions among experimental factors on the algorithms' performance, which is not otherwise possible with a tabular analysis. These results provide insights which may be helpful for design and calibration of more efficient ramp control algorithms.     

Observing freeway ramp merging phenomena in congested traffic

This work conducts a comprehensive investigation of traffic behavior and characteristics during freeway ramp merging under congested traffic conditions. On the Tokyo Metropolitan Expressway, traffic congestion frequently occurs at merging bottleneck sections, especially during heavy traffic demand. The Tokyo Metropolitan Expressway public corporation, generally applies different empirical strategies to increase the flow rate and decrease the accident rate at the merging sections. However, these strategies do not rely either on any behavioral characteristics of the merging traffic or on the geometric design of the merging segments. There have been only a few research publications concerned with traffic behavior and characteristics in these situations. Therefore, a three‐year study is undertaken to investigate traffic behavior and characteristics during the merging process under congested situations. Extensive traffic data capturing a wide range of traffic and geometric information were collected using detectors, videotaping, and surveys at eight interchanges in Tokyo Metropolitan Expressway. Maximum discharged flow rate from the head of the queue at merging sections in conjunction with traffic and geometric characteristics were analyzed. In addition, lane changing maneuver with respect to the freeway and ramp traffic behaviors were examined. It is believed that this study provides a thorough understanding of the freeway ramp merging dynamics. In addition, it forms a comprehensive database for the development and implementation of congestion management techniques at merging sections utilizing Intelligent Transportation System.     

Developing control strategies for freeway merging points under congested traffic situations using modeling and a simulation approach

This work focuses on developing a variety of strategies for alleviating congestion at freeway merging points as well as improving the safety of these points. On the Tokyo Metropolitan Expressway, traffic congestion frequently occurs at merging bottleneck sections, especially during heavy traffic demand. The Tokyo Metropolitan Expressway public corporation, generally applies different empirical strategies to increase the flow rate and decrease the accident rate at the merging sections. However, these strategies do not rely either on any behavioral characteristic of the merging traffic or on the geometric design of the merging segments. There have been only a few research publications concerned with traffic behavior and characteristics in these situations. Therefore, a three‐year extensive study has been undertaken to investigate traffic behavior and characteristics during the merging process under congested situations in order to design safer and less congested merging points as well as to apply more efficient control at these bottleneck sections. Two groups of strategies were investigated in this study. The First group was related to the traffic characteristics, and the second group to the geometric characteristics. In the first group, the control strategies related to closure of freeway and ramp lanes as well as lane‐changing maneuver restriction were investigated through a simulation program, detector data, and field experiment. In the second group, the angle of convergence of the ramp with the freeway in relation to merging capacity was analyzed using a simulation program. Results suggested the potential benefits of using proposed strategies developed in this work and can serve as initial guidance for the reduction of delay and improvement of safety under congested traffic conditions.     

Evaluation of forced flows on freeways with single‐loop detectors

This paper documents the development of a simple method for identifying and/or predicting freeway congestion using single loop detection systems. The proposed algorithm is simple and easy to incorporate into most freeway management systems. The Washington State Department of Transportation's Traffic Systems Management Center (TSMC) sponsored the original study. The investigation also led to a recommendation to replace the original TSMC definition of congestion or forced flow conditions with a more reliable indicator. Although, the TSMC has recently implemented a more advanced prediction system based on fuzzy set theory and neural networks to further identify patterns and rules for ramp metering strategies, the findings presented here continue to be constructive to freeway managers looking for quick and easy analyses that rely solely on single‐loop detection systems. The Seattle Area freeway study section used for the original study was the portion of mainline 1–5 northbound starting at the downtown Seattle Station 108 and ending at the Mountlake Terrace Station 193. Several days' worth of volume and lane‐occupancy data were collected for the afternoon time period from 2:30 p.m. to 6:30 p.m. Time intervals of 20 seconds were chosen for each data collection period. Important products of this research include the following:

• simple, and more reliable criterion for the definition of “bottleneck” or forced flow conditions than that originally used by the TSMC.
• simple, and reliable criterion for predicting impending “bottlenecks” or forced flow conditions.
• A proposed variable for improved selection of the appropriate metering rate. (Further analysis of the use of this variable for determining metering rates is recommended for future studies.

The proposed criteria are simple and easy to incorporate into current freeway management computer systems. Further investigation of freeway performance measurement using volume and occupancy data obtained from single‐loop systems is currently being performed.     

Pareto-improving ramp metering strategies for reducing congestion in the morning commute

This paper presents an alternative approach to internalize congestion externality during the morning commute. We consider a linear freeway with multiple on-ramps and a downstream bottleneck and commuters accessing the freeway via different on-ramps try to arrive at work on time. Rather than charging congestion tolls as widely suggested by economists, we show that the old-fashioned engineering approach – ramp metering – can be a powerful tool to affect travelers’ departure time choice and thereby alter the congestion externality distribution among travelers. With carefully designed time-dependent metering plans, travelers from different origins can be channelized and will access the freeway bottleneck in different time periods, resulting in less total cost for the system compared to the no-metering case. The metering strategies are Pareto-improving, with travelers from the on-ramp with the highest priority having the smallest individual costs and travelers from the on-ramp with the lowest priority having their costs equal to those in the no-metering scenario. By changing the priority order of the ramps periodically, the benefit of the Pareto-improving metering strategies can be distributed evenly among all travelers. Numerical experiments show that the total user cost can be reduced by up to 40% with the proposed metering strategies. This study offers researchers and policy makers a different angle of looking at congestion externality, and the results provide an overview of the potential long term benefits that dynamic ramp metering strategies can achieve.     

A fuzzy-logic-based system for freeway bottleneck severity diagnosis in a sensor network

It is essential for local traffic jurisdictions to systematically spot freeway bottlenecks and proactively deploy appropriate congestion mitigation strategies. However, diagnostic results may be influenced by unreliable measurements, analysts’ subjective knowledge and day-to-day traffic pattern variations. In order to suitably address these uncertainties and imprecise data, this study proposes a fuzzy-logic-based approach for bottleneck severity diagnosis in urban sensor networks. A dynamic bottleneck identification model is first proposed to identify bottleneck locations, and a fuzzy inference approach is then proposed to systematically diagnose the severities of the identified recurring and non-recurring bottlenecks by incorporating expert knowledge of local traffic conditions. Sample data over a 1-month period on an urban freeway in Northern Virginia was used as a case study for the analysis. The results reveal that the proposed approach can reasonably determine bottleneck severities and critical links, accounting for both spatial and temporal factors in a sensor network.     

On the macroscopic stability of freeway traffic

A simple model of traffic flow is used to analyze the spatio-temporal distribution of flow and density on closed-loop homogeneous freeways with many ramps, which produce inflows and allow outflows. As we would expect, if the on-ramp demand is space-independent then this distribution tends toward uniformity in space if the freeway is either: (i) uncongested; or (ii) congested with queues on its on-ramps and enough inflow to cause the average freeway density to increase with time. In all other cases, however, including any recovery phase of a rush hour where the freeway’s average density declines, the distribution of flow and density quickly becomes uneven. This happens even under conditions of perfect symmetry, where the percentage of vehicles exiting at every off ramp is the same. The flow-density deviations from the average are shown to grow exponentially in time and propagate backwards in space with a fixed wave speed. A consequence of this type of instability is that, during recovery, gaps of uncongested traffic will quickly appear in the unevenly congested stream, reducing average flow. This extends the duration of recovery and invariably creates clockwise hysteresis loops on scatter-plots of average system flow vs. density during any rush hour that oversaturates the freeway. All these effects are quantified with formulas and verified with simulations. Some have been observed in real networks. In a more practical vein, it is also shown that the negative effects of instability diminish (i.e., freeway flows increase) if (a) some drivers choose to exit the freeway prematurely when it is too congested and/or (b) freeway access is regulated in a certain traffic-responsive way. These two findings could be used to improve the algorithms behind VMS displays for driver guidance (finding a), and on-ramp metering rates (finding b).     

Unravelling effects of cooperative adaptive cruise control deactivation on traffic flow characteristics at merging bottlenecks

Cooperative Adaptive Cruise Control (CACC) systems have the potential to increase roadway capacity and mitigate traffic congestion thanks to the short following distance enabled by inter-vehicle communication. However, due to limitations in acceleration and deceleration capabilities of CACC systems, deactivation and switch to ACC or human-driven mode will take place when conditions are outside the operational design domain. Given the lack of elaborate models on this interaction, existing CACC traffic flow models have not yet been able to reproduce realistic CACC vehicle behaviour and pay little attention to the influence of system deactivation on traffic flow at bottlenecks. This study aims to gain insights into the influence of CACC on highway operations at merging bottlenecks by using a realistic CACC model that captures driver-system interactions and string length limits. We conduct systematic traffic simulations for various CACC market penetration rates (MPR) to derive free-flow capacity and queue discharge rate of the merging section and compare these to the capacity of a homogeneous pipeline section. The results show that an increased CACC MPR can indeed increase the roadway capacity. However, the resulting capacity in the merging bottleneck is much lower than the pipeline capacity and capacity drop persists in bottleneck scenarios at all CACC MPR levels. It is also found that CACC increases flow heterogeneity due to the switch among different operation modes. A microscopic investigation of the CACC operational mode and trajectories reveals a close relation between CACC deactivation, traffic congestion and flow heterogeneity.     

Creating complex congestion patterns via multi-objective optimal freeway traffic control with application to cyber-security

This article presents a study on freeway networks instrumented with coordinated ramp metering and the ability of such control systems to produce arbitrarily complex congestion patterns within the dynamical limits of the traffic system. The developed method is used to evaluate the potential for an adversary with access to control infrastructure to enact high-level attacks on the underlying freeway system. The attacks are executed using a predictive, coordinated ramp metering controller based on finite-horizon optimal control and multi-objective optimization techniques. The efficacy of the control schemes in carrying out the prescribed attacks is determined via simulations of traffic network models based on the cell transmission model with onramps modeled as queue buffers. Freeway attacks with high-level objectives are presented on two illustrative examples: congestion-on-demand, which aims to create precise, user-specified pockets of congestion, and catch-me-if-you-can, which attempts to aid a fleeing vehicle from pursuant vehicles.     

Capacity drops at merges: An endogenous model

The Newell-Daganzo merge model is not only very simple but also accurately reproduces experimental findings. However, the capacity downstream of the merge is an exogenous variable in the model. This is a serious limitation for merges that behave as active bottlenecks because their downstream capacity is a direct consequence of the merging behavior. This paper proposes an analytical model that extends the Newell-Daganzo model by incorporating, endogenously, the capacity drop related to the merging process. Two cases are investigated depending on the traffic states on the on-ramp. The model properties are analyzed and a sensitivity analysis is performed to quantify the relative contribution of the each parameter in the capacity drop. Finally, the extended Newell-Daganzo model is validated with experimental data coming from an active merge bottleneck on the M6 freeway in UK.     

Convexity and robustness of dynamic traffic assignment and freeway network control

We study the use of the System Optimum (SO) Dynamic Traffic Assignment (DTA) problem to design optimal traffic flow controls for freeway networks as modeled by the Cell Transmission Model, using variable speed limit, ramp metering, and routing. We consider two optimal control problems: the DTA problem, where turning ratios are part of the control inputs, and the Freeway Network Control (FNC), where turning ratios are instead assigned exogenous parameters. It is known that relaxation of the supply and demand constraints in the cell-based formulations of the DTA problem results in a linear program. However, solutions to the relaxed problem can be infeasible with respect to traffic dynamics. Previous work has shown that such solutions can be made feasible by proper choice of ramp metering and variable speed limit control for specific traffic networks. We extend this procedure to arbitrary networks and provide insight into the structure and robustness of the proposed optimal controllers. For a network consisting only of ordinary, merge, and diverge junctions, where the cells have linear demand functions and affine supply functions with identical slopes, and the cost is the total traffic volume, we show, using the Pontryagin maximum principle, that variable speed limits are not needed in order to achieve optimality in the FNC problem, and ramp metering is sufficient. We also prove bounds on perturbation of the controlled system trajectory in terms of perturbations in initial traffic volume and exogenous inflows. These bounds, which leverage monotonicity properties of the controlled trajectory, are shown to be in close agreement with numerical simulation results.