Behavior of the cell transmission model and effectiveness of ramp metering

The paper characterizes the behavior of the cell transmission model of a freeway, divided into N sections or cells, each with one on-ramp and one off-ramp. The state of the dynamical system is the N-dimensional vector n of vehicle densities in the N sections. A feasible stationary demand pattern induces a unique equilibrium flow in each section. However, there is an infinite set—in fact a continuum—of equilibrium states, including a unique uncongested equilibrium n^u in which free flow speed prevails in all sections, and a unique most congested equilibrium n^con. In every other equilibrium n^e one or more sections are congested, and n^u  n^e  n^con. Every equilibrium is stable and every trajectory converges to some equilibrium state.Two implications for ramp metering are explored. First, if the demand exceeds capacity and the ramps are not metered, every trajectory converges to the most congested equilibrium. Moreover, there is a ramp metering strategy that increases discharge flows and reduces total travel time compared with the no-metering strategy. Second, even when the demand is feasible but the freeway is initially congested, there is a ramp metering strategy that moves the system to the uncongested equilibrium and reduces total travel time. The two conclusions show that congestion invariably indicates wastefulness of freeway resources that ramp metering can eliminate.     

Optimization of mainline traffic via an adaptive co-ordinated ramp-metering control model with dynamic OD estimation

Frequently implemented at freeway accesses to streamline traffic, ramp-metering control strategy is often implemented during rush hours in heavily congested areas. This paper presents a novel ramp-metering control model capable of optimizing mainline traffic by providing metering rates for accesses within the control segments. Based on Payne's continuum traffic stream model, a linear dynamic model with a quadratic objective function is constructed for integrated-responsive ramp-metering control. Incorporating on-line origin–destination (OD) estimation of co-ordinated interchanges into the proposed model increases efficiency of the control. In addition, an iterative algorithm is proposed to obtain the optimal solution. Simulation results demonstrate the robustness of the proposed model and its ability to streamline freeway traffic while avoiding traffic congestion.     

Modeling traffic's flow-density relation: Accommodation of multiple flow regimes and traveler types

This research investigates freeway-flow impacts of different traveler types by specifying and applying a latent-segmentation model of congested and uncongested driving behaviors. Drivers in uncongested conditions are assumed to drive at self-chosen speeds, while drivers in congested conditions are assumed to take speed as given and choose a spacing (between their vehicle and the previous vehicle). Several classes of driver-vehicle combinations are distinguished in a data set based on double-loop-detector pulses and a household travel survey. These classifications are made on the basis of vehicle type and gender, leading to class estimates of speeds and spacings. The segmentation model is specified as a logit function of density, weather, and vehicle type, leading to estimates of congested-condition probabilities. Unobserved heterogeneity is incorporated in all models via common error assumptions.Results indicate that segmentation models are promising tools for traffic data analysis and that information on travelers, their vehicles, and weather conditions explains significant variation in flow data. By clarifying a greater understanding of traffic conditions and traveler behavior explains much scatter in the fundamental relation between flow, speed, and density, can assist regions in their traffic-management efforts and engineers in their design of roadway facilities. Ultimately, such improvements to travel networks should enhance quality of life.     

Cooperative traffic control of a mixed network with two urban regions and a freeway

Currently most optimization methods for urban transport networks (i) are suited for networks with simplified dynamics that are far from real-sized networks or (ii) apply decentralized control, which is not appropriate for heterogeneously loaded networks or (iii) investigate good-quality solutions through micro-simulation models and scenario analysis, which make the problem intractable in real time. In principle, traffic management decisions for different sub-systems of a transport network (urban, freeway) are controlled by operational rules that are network specific and independent from one traffic authority to another. In this paper, the macroscopic traffic modeling and control of a large-scale mixed transportation network consisting of a freeway and an urban network is tackled. The urban network is partitioned into two regions, each one with a well-defined Macroscopic Fundamental Diagram (MFD), i.e. a unimodal and low-scatter relationship between region density and outflow. The freeway is regarded as one alternative commuting route which has one on-ramp and one off-ramp within each urban region. The urban and freeway flow dynamics are formulated with the tool of MFD and asymmetric cell transmission model, respectively. Perimeter controllers on the border of the urban regions operating to manipulate the perimeter interflow between the two regions, and controllers at the on-ramps for ramp metering are considered to control the flow distribution in the mixed network. The optimal traffic control problem is solved by a Model Predictive Control (MPC) approach in order to minimize total delay in the entire network. Several control policies with different levels of urban-freeway control coordination are introduced and tested to scrutinize the characteristics of the proposed controllers. Numerical results demonstrate how different levels of coordination improve the performance once compared with independent control for freeway and urban network. The approach presented in this paper can be extended to implement efficient real-world control strategies for large-scale mixed traffic networks.     

An observed traffic pattern in long freeway queues

A simple exercise in data analysis showed that, in queued traffic, a well-defined relation exists between the flow on a homogeneous freeway segment and the segment’s vehicle accumulation. The exercise consisted of constructing cumulative vehicle arrival curves to measure the flows and densities on multiple segments of a queued freeway. At this particular site, each interchange enveloped by the queue exhibited a higher on-ramp flow than off-ramp flow and as a consequence, motorists encountered a steady improvement in traffic conditions (e.g., reduced densities and increased speeds) as they traveled from the tail of the queue to the bottleneck. This finding has practical implications for freeway traffic planning and management. Perhaps most notably, it suggests that the first-order hydrodynamic theory of traffic is adequate for describing some of the more relevant features of queue evolution. This and other practical issues are discussed in some detail.     

Incorporating work zone configuration factors into speed‐flow and capacity models

This study aims to develop work zone speed‐flow and capacity models, which incorporate work zone configuration factors including the number of work zones, geometrical alignment, work zone speed limit, and work zone length. On the basis of the traffic data from six work zone sites with various work zone configurations, two nonlinear traffic speed and flow models including work zone configuration factors are developed for the uncongested and congested traffic conditions, respectively. A work zone capacity model is proposed on the basis of the two models. The three models can further be used to examine the effects of work zone configuration factors on the speed‐flow relationship and capacity at work zones. Results show that traffic speed, traffic flow, and work zone capacity increase with the posted speed limit. Traffic speed under uncongested conditions decreases with the geometric alignment, the number of work zones, work zone length, and heavy vehicle percentage. Under congested conditions, the increase of the number of work zones is found to exhibit a larger negative impact on the traffic flow than the increase of geometric alignment. The number of work zones is also found to have the largest negative impacts on work zone capacity, followed by the geometric alignment. Short work zone length exhibits a relatively minor contribution to increasing work zone capacity. Copyright © 2014 John Wiley & Sons, Ltd.     

Average time gaps in congested freeway flow

Characteristics of time gaps (that is, the time separation between the rear of the lead vehicle and the front of the following vehicle) in congested freeway flow provide an important link between microscopic and macroscopic traffic flow. Although individual time gaps are a microscopic phenomenon, average time gaps can easily be determined from commonly collected macroscopic traffic flow data. Data from San Diego freeways and the Queen Elizabeth Way in Ontario, Canada are analyzed to show that average time gaps in congested flow are essentially constant with respect to speed; that they vary considerably between lanes at a single location and, for the same lane, from site to site; that they display considerable scatter; and that at some sites there is a distinct increase in average time gaps in the median lane in the transition to congested flow but at others there is no change or a slight reduction. The variability of average time gaps is not easily explained, although differences in driver populations may partly explain differences among different sites. Hysteresis due to acceleration and deceleration does not appear to be an explanation for the high degree of scatter in average time gaps, since no positive correlation was found between speed changes and average time gaps.     

Congestion and safety: A spatial analysis of London

A disaggregate spatial analysis, using enumeration district data for London was conducted with the aim of examining how congestion may affect traffic safety. It has been hypothesized that while congested traffic conditions may increase the number of vehicle crashes and interactions, their severity is normally lower than crashes under uncongested free flowing conditions. This is primarily due to the slower speeds of vehicles when congestion is present. Our analysis uses negative binomial count models to examine whether factors affecting casualties (fatalities, serious injuries and slight injuries) differed during congested time periods as opposed to uncongested time periods. We also controlled for congestion spatially using a number of proxy variables and estimated pedestrian casualty models since a large proportion of London casualties are pedestrians. Results are not conclusive. Our results suggest that road infrastructure effects may interact with congestion levels such that in London any spatial differences are largely mitigated. Some small differences are seen between the models for congested versus uncongested time periods, but no conclusive trends can be found. Our results lead us to suspect that congestion as a mitigator of crash severity is less likely to occur in urban conditions, but may still be a factor on higher speed roads and motorways.     

Increasing the capacity of an isolated merge by metering its on-ramp

Measurements taken downstream of freeway/on-ramp merges have previously shown that discharge flow diminishes when a merge becomes an isolated bottleneck. By means of observation and experiment, we show here that metering an on-ramp can recover the higher discharge flow at a merge and thereby increase the merge capacity. Detailed observations were collected at a single merge using video. These data revealed that the reductions in discharge flow are triggered by a queue that forms near the merge in the freeway shoulder lane and then spreads laterally, as drivers change lanes to maneuver around slow traffic. Our experiments show that once restrictive metering mitigated this shoulder lane queue, high outflows often returned to the median lane. High merge outflows could be restored in all freeway lanes by then relaxing the metering rate so that inflows from the on-ramp increased. Although outflows recovered in this fashion were not sustained for periods greater than 13 min, the findings are the first real evidence that ramp metering can favorably affect the capacity of an isolated merge. Furthermore, these findings point to control strategies that might generate higher outflows for more prolonged periods and increase merge capacity even more. Finally, the findings uncover details of merge operation that are essential for developing realistic theories of merging traffic.     

Dynamic network traffic control

This study developed a dynamic traffic control formulation designated as dynamic intersection signal control optimization (DISCO). Traffic in DISCO is modeled after the cell-transmission model (CTM), which is a convergent numerical approximation to the hydrodynamic model of traffic flow. It considers the entire fundamental diagram and captures traffic phenomena such as shockwaves and queue dynamics. As a dynamic approach, the formulation derives dynamic timing plans for time-variant traffic patterns. We solved DISCO based on a genetic algorithm (GA) approach and applied it to a traffic black spot in Hong Kong that is notorious for severe congestion. For performance comparisons, we also applied TRANSYT to the same scenarios. The Results showed that DISCO outperformed TRANSYT for all the scenarios tested especially in congested traffic. For the congested scenarios, DISCO could reduce delay by as much as 33% when compared with TRANSYT. Even for the uncongested scenarios, DISCO’s delays could be smaller by as much as 23%.     

Stochasticity of freeway operational capacity and chance-constrained ramp metering

The notion of capacity is essential to the planning, design, and operations of freeway systems. However, in the practice freeway capacity is commonly referred as a theoretical/design value without consideration of operational characteristics of freeways. This is evident from the Highway Capacity Manual (HCM) 2000 in that no influence from downstream traffic is considered in the definition of freeway capacity. In contrast to this definition, in this paper, we consider the impact of downstream traffic and define freeway operational capacity as the maximum hourly rate at which vehicles can be expected to traverse a point or a uniform section of a roadway under prevailing traffic flow conditions. Therefore freeway operational capacity is not a single value with theoretical notion. Rather, it changes under different traffic flow conditions. Specifically, this concept addresses the capacity loss during congested traffic conditions. We further study the stochasticity of freeway operational capacity by examining loop detector data at three specifically selected detector stations in the Twin Cities’ area. It is found that values of freeway operational capacity under different traffic flow conditions generally fit normal distributions. In recognition of the stochastic nature of freeway capacity, we propose a new chance-constrained ramp metering strategy, in which, constant capacity value is replaced by a probabilistic one that changes dynamically depending on real-time traffic conditions and acceptable probability of risk determined by traffic engineers. We then improve the Minnesota ZONE metering algorithm by applying the stochastic chance constraints and test the improved algorithm through microscopic traffic simulation. The evaluation results demonstrate varying degrees of system improvement depending on the acceptable level of risk defined.     

Observing freeway ramp merging phenomena in congested traffic

This work conducts a comprehensive investigation of traffic behavior and characteristics during freeway ramp merging under congested traffic conditions. On the Tokyo Metropolitan Expressway, traffic congestion frequently occurs at merging bottleneck sections, especially during heavy traffic demand. The Tokyo Metropolitan Expressway public corporation, generally applies different empirical strategies to increase the flow rate and decrease the accident rate at the merging sections. However, these strategies do not rely either on any behavioral characteristics of the merging traffic or on the geometric design of the merging segments. There have been only a few research publications concerned with traffic behavior and characteristics in these situations. Therefore, a three‐year study is undertaken to investigate traffic behavior and characteristics during the merging process under congested situations. Extensive traffic data capturing a wide range of traffic and geometric information were collected using detectors, videotaping, and surveys at eight interchanges in Tokyo Metropolitan Expressway. Maximum discharged flow rate from the head of the queue at merging sections in conjunction with traffic and geometric characteristics were analyzed. In addition, lane changing maneuver with respect to the freeway and ramp traffic behaviors were examined. It is believed that this study provides a thorough understanding of the freeway ramp merging dynamics. In addition, it forms a comprehensive database for the development and implementation of congestion management techniques at merging sections utilizing Intelligent Transportation System.     

Stochastic cell transmission model (SCTM): A stochastic dynamic traffic model for traffic state surveillance and assignment

The paper proposes a first-order macroscopic stochastic dynamic traffic model, namely the stochastic cell transmission model (SCTM), to model traffic flow density on freeway segments with stochastic demand and supply. The SCTM consists of five operational modes corresponding to different congestion levels of the freeway segment. Each mode is formulated as a discrete time bilinear stochastic system. A set of probabilistic conditions is proposed to characterize the probability of occurrence of each mode. The overall effect of the five modes is estimated by the joint traffic density which is derived from the theory of finite mixture distribution. The SCTM captures not only the mean and standard deviation (SD) of density of the traffic flow, but also the propagation of SD over time and space. The SCTM is tested with a hypothetical freeway corridor simulation and an empirical study. The simulation results are compared against the means and SDs of traffic densities obtained from the Monte Carlo Simulation (MCS) of the modified cell transmission model (MCTM). An approximately two-miles freeway segment of Interstate 210 West (I-210W) in Los Ageles, Southern California, is chosen for the empirical study. Traffic data is obtained from the Performance Measurement System (PeMS). The stochastic parameters of the SCTM are calibrated against the flow-density empirical data of I-210W. Both the SCTM and the MCS of the MCTM are tested. A discussion of the computational efficiency and the accuracy issues of the two methods is provided based on the empirical results. Both the numerical simulation results and the empirical results confirm that the SCTM is capable of accurately estimating the means and SDs of the freeway densities as compared to the MCS.     

Using time-series designs to estimate changes in freeway level of service,despite missing data

Until recently, time-series designs have seen little use in evaluating freeway management schemes, but the automatic collection of freeway traffic flow data by permanent detectors now makes such analyses feasible. Since detector failures and other factors may produce data gaps in a series, practical, general models must permit multivariate estimation despite some missing data points. Recent developments in time-series analysis make this possible. Using time-series regression analyses (Harvey and Philips, 1979; Jones 1985), it is possible to detect relatively small average changes in traffic flow characteristics, such as peak hour volume and lane occupancy. These can then be related to the freeway's level of service.     

Developing control strategies for freeway merging points under congested traffic situations using modeling and a simulation approach

This work focuses on developing a variety of strategies for alleviating congestion at freeway merging points as well as improving the safety of these points. On the Tokyo Metropolitan Expressway, traffic congestion frequently occurs at merging bottleneck sections, especially during heavy traffic demand. The Tokyo Metropolitan Expressway public corporation, generally applies different empirical strategies to increase the flow rate and decrease the accident rate at the merging sections. However, these strategies do not rely either on any behavioral characteristic of the merging traffic or on the geometric design of the merging segments. There have been only a few research publications concerned with traffic behavior and characteristics in these situations. Therefore, a three‐year extensive study has been undertaken to investigate traffic behavior and characteristics during the merging process under congested situations in order to design safer and less congested merging points as well as to apply more efficient control at these bottleneck sections. Two groups of strategies were investigated in this study. The First group was related to the traffic characteristics, and the second group to the geometric characteristics. In the first group, the control strategies related to closure of freeway and ramp lanes as well as lane‐changing maneuver restriction were investigated through a simulation program, detector data, and field experiment. In the second group, the angle of convergence of the ramp with the freeway in relation to merging capacity was analyzed using a simulation program. Results suggested the potential benefits of using proposed strategies developed in this work and can serve as initial guidance for the reduction of delay and improvement of safety under congested traffic conditions.     

Hysteresis in traffic flow revisited: An improved measurement method

This paper presents new insights on the hysteresis phenomenon in congested freeway traffic. It is found that existing theories based on different driver behavior for acceleration and deceleration are incomplete. The data suggests that one needs to consider aggressive and timid driver behavior as well. These findings are based on an improved method for measuring traffic flow variables from trajectory data consistently with kinematic wave theory.     

Marginal costs of freeway traffic congestion with on-road pollution exposure externality

The health cost of on-road air pollution exposure is a component of traffic marginal costs that has not previously been assessed. The main objective of this paper is to introduce on-road pollution exposure as an externality of traffic, particularly important during traffic congestion when on-road pollution exposure is highest. Marginal private and external cost equations are developed that include on-road pollution exposure in addition to time, fuel, and pollution emissions components. The marginal external cost of on-road exposure includes terms for the marginal vehicle’s emissions, the increased emissions from all vehicles caused by additional congestion from the marginal vehicle, and the additional exposure duration for all travelers caused by additional congestion from the marginal vehicle. A sensitivity analysis shows that on-road pollution exposure can be a large portion (18%) of marginal social costs of traffic flow near freeway capacity, ranging from 4% to 38% with different exposure parameters. In an optimal pricing scenario, excluding the on-road exposure externality can lead to 6% residual welfare loss because of sub-optimal tolls. While regional pollution generates greater costs in uncongested conditions, on-road exposure comes to dominate health costs on congested freeways because of increased duration and intensity of exposure. The estimated marginal cost and benefit curves indicate a theoretical preference for price controls to address the externality problem. The inclusion of on-road exposure costs reduces the magnitudes of projects required to cover implementation costs for intelligent transportation system (ITS) improvements; the net benefits of road-pricing ITS systems are increased more than the net benefits of ITS traffic flow improvements. When considering distinct vehicle classes, inclusion of on-road exposure costs greatly increases heavy-duty vehicle marginal costs because of their higher emissions rates and greater roadway capacity utilization. Lastly, there are large uncertainties associated with the parameters utilized in the estimation of health outcomes that are a function of travel pollution intensity and duration. More research is needed to develop on-road exposure modeling tools that link repeated short-duration exposure and health outcomes.     

Macroscopic relations of urban traffic variables: Bifurcations, multivaluedness and instability

Recent experimental work has shown that the average flow and average density within certain urban networks are related by a unique, reproducible curve known as the Macroscopic Fundamental Diagram (MFD). For networks consisting of a single route this MFD can be predicted analytically; but when the networks consist of multiple overlapping routes experience shows that the flows observed in congestion for a given density are less than those one would predict if the routes were homogeneously congested and did not overlap. These types of networks also tend to jam at densities that are only a fraction of their routes’ average jam density.This paper provides an explanation for these phenomena. It shows that, even for perfectly homogeneous networks with spatially uniform travel patterns, symmetric equilibrium patterns with equal flows and densities across all links are unstable if the average network density is sufficiently high. Instead, the stable equilibrium patterns are asymmetric. For this reason the networks jam at lower densities and exhibit lower flows than one would predict if traffic was evenly distributed.Analysis of small idealized networks that can be treated as simple dynamical systems shows that these networks undergo a bifurcation at a network-specific critical density such that for lower densities the MFDs have predictably high flows and are univalued, and for higher densities the order breaks down. Microsimulations show that this bifurcation also manifests itself in large symmetric networks. In this case though, the bifurcation is more pernicious: once the network density exceeds the critical value, the stable state is one of complete gridlock with zero flow. It is therefore important to ensure in real-world applications that a network’s density never be allowed to approach this critical value.Fortunately, analysis shows that the bifurcation’s critical density increases considerably if some of the drivers choose their routes adaptively in response to traffic conditions. So far, for networks with adaptive drivers, bifurcations have only been observed in simulations, but not (yet) in real life. This could be because real drivers are more adaptive than simulated drivers and/or because the observed real networks were not sufficiently congested.     

A phase-based smoothing method for accurate traffic speed estimation with floating car data

In this paper, a novel freeway traffic speed estimation method based on probe data is presented. In contrast to other traffic speed estimators, it only requires velocity data from probes and does not depend on any additional data inputs such as density or flow information. In the first step the method determines the three traffic phases free flow, synchronized flow, and Wide Moving Jam (WMJ) described by Kerner et al. in space and time. Subsequently, reported data is processed with respect to the prevailing traffic phase in order to estimate traffic velocities. This two-step approach allows incorporating empirical features of phase fronts into the estimation procedure. For instance, downstream fronts of WMJs always propagate upstream with approximately constant velocity, and downstream fronts of synchronized flow phases usually stick to bottlenecks. The second step assures the validity of measured velocities is limited to the extent of its assigned phase. Effectively, velocity information in space-time can be estimated more distinctively and the result is therefore more accurate even if the input data density is low.The accuracy of the proposed Phase-Based Smoothing Method (PSM) is evaluated using real floating car data collected during two traffic congestions on the German freeway A99 and compared to the performance of the Generalized Adaptive Smoothing Method (GASM) as well as a naive algorithm. The quantitative and qualitative results show that the PSM reconstructs the congestion pattern more accurately than the other two. A subsequent analysis of the computational efficiency and sensitivity demonstrates its practical suitability.