基于隐类模型的轨道交通票价分级制定

以影响轨道交通票价制定的各类因素为研究对象,依据已有的理论基础和实践经验,设计了涵盖众多影响票价构成因素的调查问卷,并对有效问卷数据进行统计。利用隐类模型分析合理的票价分类,以及各分类水平对应的多因素不同取值,为轨道交通票价制定的实际应用提供参考。     

A comparative analysis of US toll policy

In the US, there is a long tradition of toll roads, beginning with the Lancaster Turnpike that was built at the end of the 18th century connecting Philadelphia and Lancaster. There are currently more than 300 toll facilities in the US, which is probably the largest number of toll facilities in the world. These facilities represent a wide range of conditions, from hypercongested facilities in large metropolitan areas such as New York City to toll highways in rural areas. The toll structures are equally diverse, ranging from multi-tier price structures with frequent user, carpool, and time of day discounts; to simpler structures in which the only differentiation is made on the basis of the number of axles per vehicle. The toll rates are typically set by the agencies that operate or own the toll facilities. The rules or formulas by which these tolls are determined are not generally available to the public, though it is safe to say that toll decisions are made taking into account technical considerations, as well as the all important criterion of political acceptability. However, data on toll rates and how they change by vehicle types and by some other attributes are readily available.The overall objective of this paper is to analyze the toll data from various facilities across the US to gain insight into the overall factors affecting the tolls. A more specific objective is to assess—though in a rather approximate fashion—if the tolls by vehicle type, relative to each other, are appropriate and consistent with economic theory. This is achieved by comparing tolls to approximate indicators of road space consumption and pavement deterioration. The literature review confirmed that this is the first time such research has been conducted which is an important first step toward an analysis of the efficiency of current toll policies.The analyses in this paper are based on a random sample of all toll facilities across the US. The toll dataset, which include toll rates for passenger cars, busses, and three different truck types, is assembled mainly from the available information on the web sites of various toll agencies. After cleaning the data, the authors used econometric modeling to estimate a set of ordinary least squares (OLS) regression models that express tolls as functions of independent variables. Three families of models were estimated: linear models, models based on expansions of Taylor series, and models based on piece-wise linear approximations to non-linear effects. The resulting models were analyzed to identify the salient features of current toll policies towards different vehicle types.     

Parking space management via dynamic performance-based pricing

In congested urban areas, it remains a pressing challenge to reduce unnecessary vehicle circling for parking while at the same time maximize parking space utilization. In observance of new information technologies that have become readily accessible to drivers and parking agencies, we develop a dynamic non-cooperative bi-level model (i.e. Stackelberg leader–follower game) to set parking prices in real-time for effective parking access and space utilization. The model is expected to fit into an integrated parking pricing and management system, where parking reservations and transactions are facilitated by sensing and informatics infrastructures, that ensures the availability of convenient spaces at equilibrium market prices. It is shown with numerical examples that the proposed dynamic parking pricing model has the potential to virtually eliminate vehicle circling for parking, which results in significant reduction in adverse socioeconomic externalities such as traffic congestion and emissions.     

Path-differentiated pricing in congestion mitigation

Instead of charging tolls on individual links, this paper considers doing the same on paths. Path and link tolls are “valid” if they encourage motorists to use routes that collectively lead to a target distribution, e.g., one that minimizes travel delay. Because the numbers of valid link and path tolls are typically infinite, an objective in pricing tolls is to find a set of valid tolls that yields the least revenue to lessen the financial burden on motorists.Path tolls are generally more flexible than link tolls and this paper shows that this flexibility can substantially reduce the financial burden on motorists. Additionally, valid path tolls yielding the least revenue possess characteristics with interesting policy implications. To determine these path tolls, it is natural to formulate the problem as a mathematical program with complementarity constraints. However, this paper also investigates alternative formulations that highlight the problem’s complexity and suggest ways to solve the problem efficiently.     

Urban delivery industry response to cordon pricing, time-distance pricing, and carrier-receiver policies in competitive markets

The paper develops a set of analytical formulations to study the behavior of the urban delivery industry in response to cordon time-of-day pricing, time-distance pricing, and comprehensive financial policies targeting carriers and receivers. This is accomplished by modeling the behavior of receivers in response to financial incentives, and the ensuing behavior of the carrier in response to both pricing and the receivers’ decisions concerning off-hour deliveries. The analytical formulations consider both the base case condition, and a mixed operation with both regular hour and off-hour deliveries; two pricing schemes: cordon time of day, and time-distance pricing; two types of operations: single-tour, and multi-tour carriers; and three different scenarios in terms of profitability of the carrier operation, which include an approximation to the best case, the expected value, and the worst case. The analyses, both theoretical and numerical, highlight the limitations of pricing-only approaches. In the case of cordon time of day pricing, the chief conclusion is that it is of limited use as a freight demand management tool because: (1) in a competitive market the cordon toll cannot be transferred to the receivers as it is a fixed cost and (2) the structure of the cost function, that only provides an incentive to the carrier to switch to the off-hours when all the receivers in the tour switch to the off-hours. The analyses of time-distance pricing clearly indicate that, though its tolls could be transferred to the receivers and provide an incentive for behavior change, the magnitude of the expected toll transfers under real life conditions are too small to have any meaningful impact on receivers choice of delivery times. In essence, the key policy implication is that in order to change the joint behavior of carrier and receivers, financial incentives—or programs that foster unassisted off-hour deliveries—should be made available to receivers in exchange for their commitment to do off-hour deliveries. As the paper proves, if a meaningful number of receivers switch to the off-hours, the carriers are likely to follow suit.     

Dynamic congestion pricing with day-to-day flow evolution and user heterogeneity

This paper investigates evolutionary implementation of congestion pricing schemes to minimize the system cost and time, measured in monetary and time units, respectively, with the travelers’ day-to-day route adjustment behavior and their heterogeneity. The travelers’ heterogeneity is captured by their value-of-times. First, the multi-class flow dynamical system is proposed to model the travelers’ route adjustment behavior in a tolled transportation network with multiple user classes. Then, the stability condition and properties of equilibrium is examined. We further investigate the trajectory control problem via dynamic congestion pricing scheme to derive the system cost, time optimum, and generally, Pareto optimum in the sense of simultaneous minimization of system cost and time. The trajectory control problem is modeled by a differential–algebraic system with the differential sub-system capturing the flow dynamics and the algebraic one capturing the pricing constraint. The explicit Runge–Kutta method is proposed to calculate the dynamic flow trajectories and anonymous link tolls. The method allows the link tolls to be updated with any predetermined periods and forces the system cost and/or time to approach the optimum levels. Both analytical and numerical examples are adopted to examine the efficiency of the method.     

An equilibrium analysis of commuter parking in the era of autonomous vehicles

This study is the first in the literature to model the joint equilibrium of departure time and parking location choices when commuters travel with autonomous vehicles (AVs). With AVs, walking from parking spaces to the work location is not needed. Instead, AVs will drop off the commuters at the workplace and then drive themselves to the parking spaces. In this context, the equilibrium departure/arrival profile is different from the literature with non-autonomous vehicles (non-AVs). Besides modeling the commuting equilibrium, this study further develops the first-best time-dependent congestion tolling scheme to achieve the system optimum. Also, a location-dependent parking pricing scheme is developed to replace the tolling scheme. Furthermore, this study discusses the optimal parking supply to minimize the total system cost (including both the travel cost and the social cost of parking supply) under either user equilibrium or system optimum traffic flow pattern. It is found that the optimal planning of parking can be different from the non-AV situation, since the vehicles can drive themselves to parking spaces that are further away from the city center and walking of commuters is avoided. This paper sheds light on future parking supply planning and traffic management.     

基于双层规划模型的地下综合管廊PPP项目入廊定价研究

为解决地下综合管廊项目PPP模式运作过程中存在的入廊定价难的突出问题,首先,基于现阶段入廊价格管制的需要以及各参与方在入廊定价决策过程中的主从递阶结构特点,决定利用双层规划模型研究PPP模式下地下综合管廊项目的入廊定价问题,将政府方作为定价决策的上层,社会资本方和管线单位作为决策的下层,建立政府、社会资本方与管线单位分别以社会福利最大化、预期收益最大化和保留效用最大化为目标的双层规划模型,以期求解得到令三方满意的入廊费、日常维护费与补贴额度。然后,以延安市地下综合管廊PPP项目为例,检验模型与求解方法的可行性。最后,基于研究结论提出加强顶层设计、强化价格监管、建立动态调价机制的合理化建议。     

集装箱班轮公司航次运力销售过程优化模型

基于种群演变和共生理论,采用Cobb-Douglas生产函数描述航运市场整体需求,从顾客的购买行为出发,以收益最大作为集装箱班轮公司的经营目标,以基于时间序列的运力与运价作为决策变量,构建了集装箱班轮公司航次运力销售过程优化模型。运用Taylor公式与最小二乘法等代数变换手段将非线性规划问题转化为线性规划问题,对关键参数进行了标定与敏感性分析,并利用MATLAB软件进行仿真验证。仿真结果表明:当单个集装箱班轮公司的运力为104 TEU时,采用常规的销售策略,集装箱班轮公司可售出的运力为7 534~9 966TEU,获得收益为1 233 158~12 915 936USD,采用提出的优化模型,可售出的运力为9 915TEU,获得收益为15 111 975USD,收益至少提高17%;当2个集装箱班轮公司的运力均为104 TEU时,采用提出的优化模型,2个集装箱班轮公司可售出的运力分别为9 920、9 947TEU,获得收益分别为14 241 771、9 737 528USD,达到纳什均衡;当3个集装箱班轮公司的运力均为104 TEU时,采用提出的优化模型,3个集装箱班轮公司可售出的运力分别为8 289、5 526、6 034TEU,获得收益分别为6 755 755、6 119 906、4 377 758USD,达到纳什均衡。可见提出的模型可描述多个集装箱班轮公司运力销售情况,且表现出显著的优化效果。     

基于ABC的物流服务定价决策模型研究

精确的物流成本信息是准确制定物流服务价格的关键要素.然而,传统成本核算方法扭曲了成本信息,难于适应物流企业对物流服务成本核算与定价要求.本文引入先进作业成本法(Activity Based Costing,简称ABC),探讨了作业成本法在物流项目成本核算与定价中的基本原理,针对物流项目的运作模式、流程和特点构建了基于作...