Sustainability assessment of inland transportation in China: A triple bottom line-based network DEA approach

The transport sector accounts for nearly one third of the world’s total energy use, while inland transport alone is responsible for half of the global petroleum consumption. The expansion of motorization in newly industrialized economies necessitates setting realistic targets. To support decision-makers in better assessment of transport sustainability performance, we introduce a systematic triple bottom line-based approach to evaluate inland transport, considering social, economic, and environmental dimensions of sustainability. The proposed network data envelopment analysis (DEA) measure organizes the three components of the system into a parallel structure, allocates shared input across subsystems, and incorporates undesirable output. The empirical application determines the efficiency of regional inland transportation systems in China from 2006 to 2015. The results indicate a rise in overall transport efficiency between China’s 11th and 12th five-year development plan periods and link the economic growth with a decrease in environmental transport efficiency in the Central and Western zones and with a decline in social efficiency in the Eastern zone. Since 2012, the social sustainability remains the weakest component of inland transport, which requires special attention by policy-makers to support vulnerable groups of transport users. This study provides further insight into the investigated measures and proposes recommendations for the improvement of inland transport in China.     

CO2 emissions and expansion of railway,road, airline and in-land waterway networks over the 1985–2013 period in China: A time series analysis

China, the world’s largest CO₂ emitter, is continuing its long-term strategy to use transportation investments as a tool for development. With the expectation that transportation will contribute 30–40% of the total CO₂ emissions in China in the near future, there is an imminent need to identify how the development of different transportation modes may have different long-term effects on CO₂ emissions. Using time series data over the period of 1985–2013, this paper applies the combined autoregressive distributed lag (ARDL) and vector error correction model (VECM) approach to identify short- and long-run causal relationships between CO₂ emissions and mode-specific transportation development, including railway, road, airline, and inland waterway. We find that China’s domestic expansions of road, airline, and waterway infrastructure lead to long-run increases in CO₂ emissions. Among them, waterway has the strongest positive impact on CO₂ emissions, followed by road. Despite a short-run, positive impact on CO₂ emissions, railway expansion leads to long-run decreases in CO₂ emissions. The results are especially encouraging for the central government of China given its long-standing and on-going efforts to expand railway infrastructure at the national level. Looking forward, it is recommended that China continues its national investments in railway infrastructure to achieve both environment and economy goals.     

An integrated sea–land transportation system model and its theory

To enhance the efficiency of intermodal transportation for large quantities of goods, the current sea–land transportation system has been reviewed and systematically analyzed, and a bottleneck is pinpointed in the linkage or goods transfer between the waterway and railway. The bottleneck impacts the efficiency of the goods through transportation combining the two modes. To eliminate the existing bottleneck and inefficiency towards intermodality, a new type of flexible double-rail track has recently been invented together with innovations both in trestle bridges and in train ferries. The outcomes of the research in progress show that the flexible double-rail track is feasible from the viewpoints of both geometry and engineering mechanics, it can be used to improve the compatibility of a trestle bridge with various types of train ferries and hence it can support the development of train ferries on a large scale. Based on the innovations, an integrated sea–land transportation system model is proposed as a systematic solution, which is expected to effectively overcome the existing bottleneck and to enhance the efficiency of the whole sea–land combined transportation. Further research on this system model and its major components is also addressed in the paper.     

Measuring energy and environmental efficiency of transportation systems in China based on a parallel DEA approach

Because of China’s rapid economic development, its transportation system has become one of China’s high-energy-consumption and high-pollution-emission sectors. However, little research has been done which pays close attention to China’s transportation system, especially in terms of energy and environmental efficiency evaluation. In this paper, data envelopment analysis (DEA) is applied to measure the energy and environment performance of transportation systems in China with the goal of sustainable development. This paper treats transportation as a parallel system consisting of subsystems for passenger transportation and freight transportation, and extends a parallel DEA approach to evaluate the efficiency of each subsystem. An efficiency decomposition procedure is proposed to obtain the highest achievable subsystem efficiency. Our empirical study on 30 of mainland China’s provincial-level regions shows that most of them have a low efficiency in their transportation system and the two parallel subsystems. There are large efficiency differences between the passenger and freight transportation subsystems. In addition, unbalanced development has occurred in the three large areas of China, with the east having the highest efficiency, followed by central China and then west. Therefore, more measures should be taken to balance and coordinate the development between the three large areas and between the two subsystems within them. Our analysis approach gives data for determining effective measures.     

Energy consumption in China’s logistics industry: A decomposition analysis using the LMDI approach

The logistics industry plays a critical role in boosting China’s economic development, although at significant externality costs. Using the 1980–2010 data, we examine the historical evolution of energy consumption in China’s logistics industry. The logarithmic mean Divisia index (LMDI) method was used to analyze the key factors that drove the chronicle changes in logistics energy consumption in China. Changes in energy consumption of China’s logistics industry are attributed to growth in logistics activity, modal shift in freight transportation, increases in transport intensity, and overall improvements in energy intensity: (1) China’s logistics industry enjoyed fast growth with an average annual growth rate of 9.65% from 1980 to 2010. Increase in logistics activity has been the major force driving up logistics energy consumption (accounting for 48.8% of logistics energy increase); (2) Logistics energy consumption increased by 22.91 times, averaging at 11.9% growth per year. Fuel consumption in highway transportation has become more dominant in logistics energy consumption; (3) While changes in logistics activities, transportation modes and transport intensity pushed up logistics energy consumptions, improvements in energy intensity helped significantly to curb the energy rise in China’s logistics industry.     

Spatiotemporal evolution of China’s railway network in the 20th century: An accessibility approach

The interrelatedness of transportation development and economic growth has been a constant theme of geographic inquiries, particularly in economic and transportation geography. This paper analyzes the expansion of China’s railway network, the evolution of its spatial accessibility, and the impacts on economic growth and urban systems over a time span of about one century (1906–2000). First, major historical events and policies and their effects on railway development in China are reviewed and grouped into four major eras: preliminary construction, network skeleton, corridor building, and deep intensification. All four eras followed a path of “inland expansion.” Second, spatial distribution of accessibility and its evolution are analyzed. The spatial structure of China’s railway network is characterized by “concentric rings” with its major axis in North China and the most accessible city gradually migrating from Tianjin to Zhengzhou. Finally, the study indicates that railway network expansion has significantly improved economic development and heavily influenced the formation of urban systems in China.     

Efficiency of European Funds in the Accession Countries: The Case of Transport Infrastructure Investments in Latvia

ABSTRACT

A transport initiative, like any kind of public action, has an impact on the monetary cost, time cost, efficiency and comfort of the transportation of goods and people, in particular transport infrastructure investments. All such initiatives are subject to cost benefit analyses at the national and EU level to know whether the present value of total net benefits including environmental impacts exceeds their cost. However, several important policy issues remain unresolved in standard evaluation procedures. One issue is whether the so-called direct measurement of user benefit, which consists of quantifying changes in surplus of the users of the transport system, captures all welfare generated in the economy. Another issue is how the gains (or possibly losses) of a transport initiative are distributed among regions. The aim of this article is to perform a systematic and quantitative analysis of the socio-economic and spatial impacts of alternative transport investments by carrying out scenario simulations in order to improve the understanding of the impact of transportation policies on the short- and long-term spatial development in Latvia. The general result from the scenario simulations is that rail projects seem to be more effective in terms of promoting regional economic activity than road projects.     

Guidance for new policy developments on railway noise and vibration

Noise and vibration are two of the main problems associated with railways in residential areas. To ensure quality of life and well-being of inhabitants living in the vicinity of railway paths, it is important to evaluate, understand, control and regulate railway noise and vibration. Much attention has been focused on the impact of noise from railway traffic but the consideration of railway-induced vibration has often been neglected. This paper aims to provide policy guidance based on results obtained from the analyses of relationships estimated from ordinal logit models between human response, railway noise exposure and railway vibration exposure. This was achieved using data from case studies comprised of face-to-face interviews (N = 931), internal vibration measurements (N = 755), and noise calculations (N = 688) collected within the study “Human Response to Vibration in Residential Environments” by the University of Salford, UK. Firstly, the implications of neglecting vibration in railway noise policies are investigated. The findings suggest that it is important to account for railway induced vibrations in future noise and transport policies, as neglecting vibrations results in an underestimation of people highly annoyed by noise. Secondly, implications of neglecting different types of railway sources are presented. It was found that the impact of noise and vibration form maintenance operations should be better understood and should be taken into account when assessing the environmental impact of railways in residential environments. Finally, factors that were found to influence railway vibration annoyance are presented and expressed as weightings. The data shows that factors specific to a particular residential area should also be taken into account in future vibration policies as the literature shows that attitudinal, socio-demographic and situational factors have a large influence on vibration annoyance responses. This work will be of interest to researchers and environmental health practitioners involved in the assessment of vibration complaints, as well as to policy makers, planners and consultants involved in the design of buildings and railways.     

Traffic Noise in Europe: A Comparison of Calculation Methods,Noise Indices and Noise Standards for Road and Railroad Traffic in Europe

The demand for inland freight transport in Europe is mainly met by road transport, leading to unsustainable impacts such as air pollution, greenhouse gas emissions and congestion. Since rail transport has lower externalities than road transport, a modal shift from road to rail is an accepted policy goal for achieving a more sustainable and competitive transport system. However, intermodal road–rail transport is mainly competitive for long-distance transport, and as a consequence, the potential for modal shift is limited. The cost efficiency of road–rail intermodal transport is particularly sensitive to pre- and post-haulage (PPH) costs, since this activity typically has a larger cost compared with its share of the total distance in the transport chain. For intermodal transportation over shorter distances, for example, below 300 km and where there are substantial PPH activities at both ends of the chain, the competitiveness of the intermodal transport system compared with that of direct road is low. Improving the efficiency of PPH activities is, therefore, of utmost importance for the competitiveness of the intermodal transport system. This paper looks into the issue of improving the cost efficiency of an intermodal transport chain by implementing an innovative and flexible legal framework regarding the PPH activities in the chain. By extending the legal framework with exemptions for longer vehicles in PPH, the cost efficiency could be greatly improved. The purpose of such a framework is to allow and enable, for PPH exclusively, the use of 2?×?40 foot or even two semi-trailers using only one vehicle in the context of the Swedish regulatory framework. This paper develops a strategic calculation model for assessing and investigating the consequences of such a framework and investigates the framework's potential in terms of cost efficiency. The model in combination with a sensitivity analysis of input variables gives a comprehensive understanding of the effects of PPH under different circumstances. From the results, it is evident that there are substantial positive effects associated with a PPH framework of longer vehicles. Results indicate that a typical shipper may experience cost reductions of about 5–10% of the total costs of the intermodal transport chain. In summary, a more innovative and flexible legal framework regarding vehicle length in the PPH links can contribute to a greater modal shift, improved cost efficiency and more environmentally friendly transportation systems.     

Prediction of ground vibration amplitudes due to urban railway traffic using quantitative and qualitative field data

The growth of railway transport in urban areas has lead to an increase in ground vibrations enhancing their negative environmental impact. Therefore is mandatory to predict and control ground vibrations. This work presents a methodology for the determination of prediction models of ground vibration amplitudes due to railway train circulation in urban environments. Using quantitative predictors (train speed and distance) and qualitative predictors (railway track type, dominant geology and building type), being the use of the latter predictors justified by the fact that, most frequently, quantitative parameters are very difficult to obtain in the urban environment due to their characterization. Thus, a detailed statistical study based on the proposal and validation of multiple linear regression models, is successfully applied in order to predict vibration amplitudes produced by railway train circulation, in the considered domain, as function of quantitative and qualitative predictors, easily obtained in field work. A multiple linear regression model for ground vibration prediction due to underground railway traffic has been presented for the Lisbon area.     

Mitigating environmental impacts in advance: Evidence of cost and time savings for transportation projects

The traditional model for mitigating a transportation project’s environmental impacts typically operates project-by-project and delivers the mitigation just-in-time. In contrast, the newer practice of advance mitigation comprehensively assesses and mitigates impacts from one or multiple transportation projects before or during project planning, sometimes long before project construction begins. The practice has gained adherents for its potential to improve ecological outcomes, by better aligning mitigation and conservation goals. Advance mitigation also stands to reduce mitigation costs, an important secondary benefit for transportation agencies with constrained resources. Evidence of cost savings, however, has been piecemeal and anecdotal. This paper advances knowledge of advance mitigation’s financial impacts in two ways. First, it critically assesses the evidence about cost savings realized through advance mitigation, both through avoided up-front costs and reduced project delay. Second, it directly estimates the project time savings that might accrue with advance mitigation of state highway projects in California. Overall, the balance of evidence is encouraging for transportation agencies that would introduce the practice, and general agreement exists on its financial benefits. Considering project delays related only to the environmental process, we estimate advance mitigation could reduce delivery times by 1.3–5.0 months per project. Still, we also identify factors limiting comprehensive analysis. Transportation agencies adopting advance mitigation practices into their operations could use a pilot approach that includes rigorous environmental and mitigation cost accounting; such pilots would build needed empirical evidence of advance mitigation’s financial and ecological outcomes.     

A bibliometric analysis on trends and characters of carbon emissions from transport sector

Transport sector’s substantial contribution to global greenhouse gas emissions has made it a growing area of study and concern. In order to identify trends and characteristics of carbon emissions research in the transportation sector we conducted a Bibexcel and complex network analysis for the period 1997–2016. In addition, we identify critical themes and contributions of research articles using h-index, PageRank and cluster analysis. We report contribution of countries, authors, institutions and journals, as well as performance of citations and keywords. Co-citing situations between different countries, authors, and institutions are also analyzed using network analysis. Between 1997 and 2016 we found a rise in publications on carbon emissions in the transportation sector and increased cooperation between countries, authors, and institutions. Authors from the USA, China and United Kingdom published the most articles and articles with the highest academic influence. Tsinghua University from China is the leading institution in carbon emissions research in the transportation sector. The most widely published author and cited author is Dr. He. We conclude our analysis by analyzing keywords and trends to suggest critical topic areas of future research. The systematic approach undertaken in this study can be extended and applied to other research topics and fields.     

An improved car‐following model for railway traffic

In this paper, we propose an improved traffic model for simulating train movement in railway traffic. The proposed model is based on optimal velocity car‐following model. In order to test the proposed model, we use it to simulate the train movement with fixed‐block system. In simulations, we analyze and discuss the space–time diagram of railway traffic flow and the trajectories of train movement. Simulation results demonstrate that the proposed model can be successfully used for simulating the train movement in railway traffic. From the space–time diagram, we find some complex phenomena of train flow, which are observed in real railway traffic, such as train delays. By analyzing the trajectories of train movement, some dynamic characteristics of trains can be reproduced. Copyright © 2011 John Wiley & Sons, Ltd.     

Emission rates of intermodal rail/road and road-only transportation in Europe: A comprehensive simulation study

Intermodal rail/road transportation combines advantages of both modes of transport and is often seen as an effective approach for reducing the environmental impact of freight transportation. This is because it is often expected that rail transportation emits less greenhouse gases than road transportation. However, the actual emissions of both modes of transport depend on various factors like vehicle type, traction type, fuel emission factors, payload utilization, slope profile or traffic conditions. Still, comprehensive experimental results for estimating emission rates from heavy and voluminous goods in large-scale transportation systems are hardly available so far. This study describes an intermodal rail/road network model that covers the majority of European countries. Using this network model, we estimate emission rates with a mesoscopic model within and between the considered countries by conducting a large-scale simulation of road-only transports and intermodal transports. We show that there are high variations of emission rates for both road-only transportation and intermodal rail/road transportation over the different transport relations in Europe. We found that intermodal routing is more eco-friendly than road-only routing for more than 90% of the simulated shipments. Again, this value varies strongly among country pairs.     

Migration of railway freight transport from command economy to market economy: The case of China

In recent years, Chinese railway freight transport has been facing great challenges from transport market reformation and economic expansion. Although the total volume of railway freight has been increasing, its market share has decreased greatly, especially at the beginning of migration from command economy to market economy. This paper considers four aspects believed to be responsible for the loss of the railway freight market share. First, we review the history and current situation of the Chinese railway freight transport and study the relationship between economic development and freight transport in China. Second, the causes resulting in the loss of the market share of railway freight are analysed in detail. Third, the current measures taken by Chinese Railways (CR) to restore its competitiveness are discussed. The effects of these measures on railway traffic volume, market share and productivity are also studied. Finally, the way forward for the future of CR is discussed. It is concluded that CR has not yet adapted sufficiently to new economic conditions, although in recent years progress has been made. Further reform will be needed.     

Can regional transportation and land-use planning achieve deep reductions in GHG emissions from vehicles?

The Intergovernmental Panel on Climate Change estimates that greenhouse gas emissions (GHG) must be cut 40–70% by 2050 to prevent a greater than 2 °Celsius increase in the global mean temperature; a threshold that may avoid the most severe climate change impacts. Transportation accounts for about one third of GHG emissions in the United States; reducing these emissions should therefore be an important part of any strategy aimed at meeting the IPCC targets. Prior studies find that improvements in vehicle energy efficiency or decarbonization of the transportation fuel supply would be required for the transportation sector to achieve the IPCC targets. Strategies that could be implemented by regional transportation planning organizations are generally found to have only a modest GHG reduction potential. In this study we challenge these findings. We evaluate what it would take to achieve deep GHG emission reductions from transportation without advances in vehicle energy efficiency and fuel decarbonization beyond what is currently expected under existing regulations and market expectations. We find, based on modeling conducted in the Albuquerque, New Mexico metropolitan area that it is possible to achieve deep reductions that may be able to achieve the IPCC targets. Achieving deep reductions requires changes in transportation policy and land-use planning that go far beyond what is currently planned in Albuquerque and likely anywhere else in the United States.     

About the possibilities of using the renewable energy power sources on railway transport

Several electrification systems based on renewable energy power sources (first of all, solar energy) are discussed in respect to their applicability to railway transport and, in particular, to suburban electric trains. Two systems are considered with basic technical details and economic estimation, both including the onboard bank of batteries and the photovoltaic converters (PVC) of solar energy for compensation of energy expenses, which could be positioned either on stations or on wagon's roofs. Sun‐tracking systems and their effect on the solar energy conversion efficiency are discussed in application to stationary and moving PVC platforms. An analysis made shows that introduction of the “green” systems discussed will not only have positive ecological impact, but also can bring a notable economical effect even with today's components, while it could be considerably greater with the usage of new PVCs, which are being developed by the authors. Copyright © 2011 John Wiley & Sons, Ltd.     

Analytic hierarchy process application in selecting the mode of transport for a logistics company

As a multi‐criteria decision‐making (MCDM) method, the analytic hierarchy process (AHP) has been used considerably to solve hierarchical or network‐based decision problems in socio‐economic fields. Following an in‐depth explanation of the transport function in logistics and an overview of the MCDM methods, the AHP model is employed in the paper for a logistics company in selecting the most suitable way of transportation between two given locations in Turkey. The criteria used in the selection of transportation modes are identified as the cost, speed, safety, accessibility, reliability, environmental friendliness, and flexibility. Several cost parameters (transportation, storage, handling, bosphorus crossover) are incorporated into the decision‐making process. The application is carried out in instructional character. The results of the study indicate that the railway transportation, which is not widely used in Turkey, is also an alternative and suitable means of transportation. Copyright © 2013 John Wiley & Sons, Ltd.     

Direction dependent prices in public transport: A good idea? The back haul pricing problem for a monopolistic public transport firm

Markets for transport are often characterised by unequal demand in both directions: every morning during peak hours the trains are crowded while moving towards the direction of large cities, whereas they may be almost empty in the other direction. In this paper we discuss the implications of these imbalances for price setting of transport firms. From the viewpoint of economic theory, two regimes can be distinguished: one where – owing to price discrimination – the flows are equal, and one where unequal flows are the result. Special attention is paid to the case where the transport firm does not apply price discrimination, as is the case with most railway firms in Europe. We find that in the case of substantial joint costs, the introduction of price discrimination not only leads to an increase of profits, but also to positive effects on consumer surplus. This result differs from the standard result in the literature on industrial economics. The standard result purports that with linear demand functions price discrimination has a negative impact on the welfare of the average consumer and that this negative impact dominates the positive effect on profits of the producer.     

Technological innovations in the transport sector: the need for cooperation to meet environmental interests

Environmental problems have become urgent in many countries. A large contribution to the solution of environmental problems is expected from technological change. This raises the issue of how technological change takes place, and more in particular how technological change can be promoted that is beneficial to long term sustainability objectives.

In the paper we discuss this topic in the context of the transport sector. This is relevant because transportation contributes significantly to various types of pollution, existing trends might lead to even more negative impacts and finally there are high expectations about the potential of future technological development to reduce the environmental impact of transportation.

We approach the issue of technological change towards more environmentally sound development from the perspective of technology dynamics and sustainable development. We argue that additional theoretical insights are needed especially when one wants to study technological change in the context of environmental problems. We therefore discuss a strategy of cooperation between government and firms in network. Special attention is paid to the role of the government in networks and the use of a new type of instruments.